13F-HR filed by IMA Advisory Services, Inc.
IMA Advisory Services, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-16, with 161 holding rows worth $211,848,000.
- Accession
- 0001455495-14-000007
- Filer
- CIK 1455495
- Filed
- 2014-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 161 entries on the cover page, a total value of $211,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,851,000 with VALUE read as thousands by filing date, 13F file number 028-13377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 334,784 | $13,231,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 648,962 | $11,065,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 295,795 | $5,670,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 86,080 | $5,242,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 288,950 | $5,204,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 89,766 | $4,765,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,034 | $4,235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 33,525 | $3,922,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 129,800 | $3,681,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 36,213 | $3,432,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,180 | $3,334,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 28,289 | $3,304,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 127,155 | $3,087,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,290 | $3,054,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,415 | $3,034,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 45,470 | $3,023,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 49,530 | $2,951,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 46,980 | $2,873,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,857 | $2,814,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 61,325 | $2,746,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 35,725 | $2,720,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 35,900 | $2,654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 69,800 | $2,643,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 89,380 | $2,625,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,770 | $2,477,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 44,380 | $2,454,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 56,771 | $2,421,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 107,360 | $2,396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 71,050 | $2,303,000 | thousands by filing date | |
| American Intl Group Inc | 26874107 | COM | 41,570 | $2,246,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAMBREX CORP | 132011107 | COM | 119,820 | $2,238,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,695 | $2,034,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 43,890 | $1,995,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALMONT INDS INC COM | 920253101 | Stock | 14,490 | $1,955,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 45,623 | $1,863,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,496 | $1,831,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,629 | $1,828,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 58,140 | $1,810,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 35,922 | $1,767,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 116,265 | $1,695,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 16,422 | $1,655,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 1/100 Berkshire Htwy Cla | 84990175 | Common | 800 | $1,655,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENTURYLINK INC | 156700106 | COM | 38,985 | $1,594,000 | thousands by filing date | |
| 38259p508 | COM | 2,651 | $1,560,000 | thousands by filing date | ||
| ConocoPhillips | 20825C104 | COM | 20,288 | $1,552,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,060 | $1,415,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,804 | $1,374,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 505 | $1,351,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 2,325 | $1,342,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 20,310 | $1,341,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 38,300 | $1,307,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,252 | $1,240,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,200 | $1,207,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,706 | $1,158,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,245 | $1,140,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,417 | $1,124,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 232,620 | $1,105,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,429 | $1,101,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39,250 | $1,097,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 13,390 | $1,055,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,313 | $1,053,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 11,490 | $1,047,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,111 | $1,046,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,740 | $1,000,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 7,186 | $993,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 20,295 | $976,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,085 | $949,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,000 | $934,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 70,670 | $873,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 7,620 | $867,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BP PLC ADR | 55622104 | COM | 19,155 | $842,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VODAFONE GP PLC | 92857W209 | ADR | 24,936 | $820,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 148,050 | $814,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 75,105 | $810,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,517 | $807,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19,460 | $806,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 9,399 | $794,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,621 | $787,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 10,860 | $779,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CSX Corporation | 126408103 | COM | 23,340 | $748,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,362 | $727,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,065 | $718,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,890 | $708,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 21,536 | $703,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8,485 | $686,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,970 | $685,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,800 | $680,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,160 | $666,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 57,080 | $662,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,850 | $654,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS L | 49392103 | COM | 17,350 | $633,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 28,540 | $625,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,225 | $591,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 17,065 | $585,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 35,754 | $578,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,920 | $548,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 66,360 | $542,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 11,100 | $536,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 23,193 | $526,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 17,130 | $525,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 46,398 | $524,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 41,960 | $522,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 56,800 | $521,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,032 | $520,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 31,400 | $507,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,970 | $505,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,875 | $504,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 19,730 | $498,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,000 | $445,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 11,184 | $436,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 79,375 | $435,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,501 | $433,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,760 | $433,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,170 | $430,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,900 | $430,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 14,320 | $420,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,785 | $419,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,675 | $414,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 11,130 | $411,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 11,230 | $407,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,210 | $402,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,850 | $388,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,800 | $382,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,893 | $373,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,990 | $371,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 22,920 | $368,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,565 | $351,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,210 | $348,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,100 | $345,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 32,600 | $343,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,515 | $335,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,126 | $333,000 | thousands by filing date | |
| American Express | 25816109 | COM | 3,800 | $333,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tesla Motors, Inc | 88160R101 | COM | 1,360 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,250 | $323,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,333 | $301,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,920 | $301,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,600 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,720 | $275,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,250 | $274,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 6,480 | $270,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,228 | $268,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,385 | $251,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,048 | $250,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,114 | $241,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,244 | $238,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 25,000 | $236,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,490 | $232,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,400 | $221,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,110 | $218,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,400 | $217,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 50,000 | $215,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,794 | $214,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,430 | $208,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,640 | $202,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,268 | $199,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 11,145 | $197,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 53,253 | $190,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 11,880 | $183,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 11,910 | $149,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,384 | $146,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001455495-14-000007 | this filing | 2014-10-16 | acceptance time not in the bulk data set |