13F-HR filed by IMA Advisory Services, Inc.
IMA Advisory Services, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-03, with 160 holding rows worth $203,785,000.
- Accession
- 0001455495-13-000006
- Filer
- CIK 1455495
- Filed
- 2013-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 160 entries on the cover page, a total value of $203,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,785,000 with VALUE read as thousands by filing date, 13F file number 028-13377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 316,962 | $12,045,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 740,512 | $10,885,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 624,948 | $8,624,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 424,870 | $7,473,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,847 | $4,031,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 51,465 | $3,837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 336,370 | $3,717,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 63,950 | $3,439,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 76,496 | $3,412,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 33,192 | $3,357,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 35,655 | $3,321,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 59,560 | $3,315,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 91,057 | $3,080,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 46,440 | $3,009,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 113,045 | $2,790,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 16,910 | $2,606,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 38,235 | $2,511,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 70,230 | $2,504,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 66,741 | $2,489,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 29,038 | $2,363,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 9,680 | $2,331,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 43,600 | $2,256,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 27,380 | $2,248,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 129,920 | $2,226,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,690 | $2,219,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 62,106 | $2,185,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 16,165 | $2,148,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,133 | $2,108,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,730 | $2,106,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 33,840 | $2,045,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ConocoPhillips | 20825C104 | COM | 29,068 | $2,021,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 127,775 | $1,998,000 | thousands by filing date | |
| American Tower Corp | 29912201 | CL A | 26,600 | $1,972,000 | thousands by filing date | The CUSIP as filed is malformed. |
| International Business Machines Corporation | 459200101 | COM | 10,214 | $1,891,000 | thousands by filing date | |
| 38259p508 | COM | 2,143 | $1,877,000 | thousands by filing date | ||
| Verizon Communications Inc | 92343V104 | COM | 38,702 | $1,806,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,050 | $1,748,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 12,530 | $1,741,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 128,290 | $1,693,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 589 | $1,619,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 196,065 | $1,567,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 34,710 | $1,426,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 27,050 | $1,421,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 44,695 | $1,403,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 41,486 | $1,381,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 252,615 | $1,326,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,490 | $1,313,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 53,250 | $1,311,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,294 | $1,307,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,349 | $1,224,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,680 | $1,193,000 | thousands by filing date | |
| 1/100 Berkshire Htwy Cla | 84990175 | Common | 700 | $1,193,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chubb Corporation | 171232101 | Equity | 13,160 | $1,175,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 2,389 | $1,139,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Intl Group Inc | 26874107 | COM | 22,995 | $1,118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| V F CORP COM | 918204108 | Stock | 5,590 | $1,113,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 23,755 | $1,112,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 18,115 | $1,102,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 35,450 | $1,087,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19,230 | $1,084,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,845 | $1,062,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,575 | $1,049,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,160 | $1,024,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,810 | $1,023,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 36,720 | $997,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,810 | $988,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,152 | $977,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,643 | $967,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 32,120 | $953,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,440 | $919,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,470 | $912,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 70,670 | $909,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 148,050 | $897,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 27,500 | $880,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,594 | $876,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 20,335 | $855,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Becton Dickinson | 75887109 | COM | 8,520 | $852,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OLIN CORP | 680665205 | COM PAR $1 | 36,350 | $839,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 11,205 | $811,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 12,290 | $807,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 7,072 | $803,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 27,361 | $786,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,910 | $776,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,455 | $733,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,330 | $716,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,115 | $710,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,966 | $689,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,995 | $688,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,800 | $671,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 24,353 | $663,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,160 | $652,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 18,070 | $648,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 55,850 | $648,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,065 | $624,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 24,220 | $623,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,950 | $612,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,540 | $606,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,930 | $556,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 45,518 | $544,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,426 | $538,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 27,990 | $522,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,600 | $462,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,085 | $433,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,000 | $433,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS L | 49392103 | COM | 11,075 | $430,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,565 | $429,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 79,375 | $418,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,350 | $410,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,845 | $402,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 11,620 | $401,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 56,223 | $399,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,246 | $395,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 5,930 | $394,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 13,705 | $392,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,462 | $391,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,835 | $391,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,455 | $372,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,620 | $368,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 38,690 | $359,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 7,170 | $349,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27,810 | $348,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 18,205 | $347,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,460 | $336,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,893 | $318,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,210 | $308,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 17,854 | $303,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,855 | $301,000 | thousands by filing date | |
| American Express | 25816109 | COM | 3,910 | $295,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 50,000 | $293,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,872 | $290,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,010 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,315 | $286,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 14,270 | $284,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 14,365 | $283,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,126 | $271,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,400 | $271,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 8,685 | $264,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tesla Motors, Inc | 88160R101 | COM | 1,360 | $263,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,645 | $256,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,385 | $251,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,551 | $246,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,228 | $242,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,310 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,630 | $232,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,114 | $224,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,200 | $221,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 9,833 | $217,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,900 | $214,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,330 | $212,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,220 | $209,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,125 | $205,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,230 | $201,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,579 | $169,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,250 | $159,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,650 | $151,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 10,930 | $151,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,560 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,000 | $149,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,400 | $140,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,120 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001455495-13-000006 | this filing | 2013-10-03 | acceptance time not in the bulk data set |