13F-HR filed by AEGON USA Investment Management, LLC
AEGON USA Investment Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 36 holding rows worth $138,634,952.
- Accession
- 0001454937-23-000016
- Filer
- CIK 1454937
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 36 entries on the cover page, a total value of $138,634,952 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,634,952 with VALUE read as dollars as filed, 13F file number 028-13378. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 385,505 | $81,885,117 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,000 | $8,956,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,950 | $8,836,266 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 108,538 | $7,573,782 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 4,000,000 | $3,970,000 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,215,000 | $3,699,050 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 90,000 | $3,400,200 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,145,000 | $3,091,535 | dollars as filed | principal |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,663,872 | $2,296,143 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,600,000 | $2,258,880 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,660,000 | $1,525,125 | dollars as filed | principal |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 58,867 | $1,235,030 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,070,000 | $1,085,387 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,000,000 | $991,570 | dollars as filed | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 75,894 | $934,255 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 64,544 | $781,628 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 86,320 | $744,942 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 145,792 | $571,505 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,651 | $499,823 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 34,936 | $367,177 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 26,448 | $366,173 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,832 | $328,396 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 50,318 | $326,061 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 30,017 | $300,170 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,120 | $296,718 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 28,000 | $287,560 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,535 | $265,726 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 20,953 | $246,826 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,942 | $216,884 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 28,732 | $216,352 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 16,756 | $211,293 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 64,463 | $203,703 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 127,119 | $200,848 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,260 | $196,837 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 18,172 | $146,103 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,528 | $121,887 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454937-23-000016 | this filing | 2023-11-13 | acceptance time not in the bulk data set |