13F-HR filed by AEGON USA Investment Management, LLC
AEGON USA Investment Management, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-25, with 38 holding rows worth $170,346,985.
- Accession
- 0001454937-23-000006
- Filer
- CIK 1454937
- Filed
- 2023-04-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 38 entries on the cover page, a total value of $170,346,985 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,346,985 with VALUE read as dollars as filed, 13F file number 028-13378. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerTransamerica Corp 028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 397,716 | $81,173,836 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 243,922 | $11,774,213 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,000 | $9,280,000 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 109,725 | $8,100,997 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 3,539,000 | $7,555,765 | dollars as filed | principal |
| NISOURCE INC | 65473P121 | CONV | 65,500 | $6,800,865 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 5,375,000 | $6,106,000 | dollars as filed | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 111,426 | $5,602,499 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 85,200 | $5,359,932 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,300,000 | $3,444,020 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,545,000 | $3,417,380 | dollars as filed | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,300,000 | $2,863,120 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,420,000 | $2,359,355 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,600,000 | $2,327,676 | dollars as filed | principal |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,569,174 | $1,930,084 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 58,898 | $1,510,145 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,460,000 | $1,405,250 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,070,000 | $1,077,362 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,000,000 | $976,060 | dollars as filed | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 75,894 | $873,540 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 64,544 | $731,284 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 81,520 | $710,854 | dollars as filed | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,786,000 | $542,880 | dollars as filed | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 145,792 | $536,515 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,177 | $470,873 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 25,933 | $398,072 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 33,144 | $315,199 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 30,017 | $298,669 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 35,005 | $298,243 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 43,538 | $296,494 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,142 | $296,107 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,398 | $278,463 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 20,953 | $255,627 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,283 | $251,117 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 183,423 | $220,108 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 50,199 | $195,776 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,260 | $194,911 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,528 | $117,694 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454937-23-000006 | this filing | 2023-04-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001454937-23-000011 | base | 2023-05-25 | acceptance time not in the bulk data set |