13F-HR filed by AEGON USA Investment Management, LLC
AEGON USA Investment Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-28, with 45 holding rows worth $496,441,000.
- Accession
- 0001454937-16-000016
- Filer
- CIK 1454937
- Filed
- 2016-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 45 entries on the cover page, a total value of $496,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $496,443,000 with VALUE read as thousands by filing date, 13F file number 028-13378. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 2,013,086 | $224,117,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 29,871,000 | $30,848,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 23,295,000 | $23,266,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 18,003,000 | $16,428,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 175,000 | $15,271,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 15,000,000 | $15,097,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 14,800,000 | $14,486,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,065 | $11,869,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000,000 | $11,143,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 11,000,000 | $10,874,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,750,000 | $10,070,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000,000 | $9,144,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,500,000 | $7,486,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000,000 | $7,159,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,500,000 | $6,584,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 229,300 | $5,322,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,050,000 | $5,126,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 107,000 | $5,059,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,000 | $4,883,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,750,000 | $4,800,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,000,000 | $4,748,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 95,000 | $4,732,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 76,300 | $4,509,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,500,000 | $3,815,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 253,319 | $3,511,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 50,000 | $3,372,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 88,000 | $3,231,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,100,000 | $2,899,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,400,000 | $2,878,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,400,000 | $2,577,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 259,600 | $2,529,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,000,000 | $2,355,000 | thousands by filing date | principal |
| PORTMARNOCK LEASING LLC | 736879AA5 | NOTE 1.741%10/2 | 2,127,183 | $2,123,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 73,000 | $2,021,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 1,036,000 | $1,908,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 2,150 | $1,768,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 1,000 | $1,440,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 370,490 | $1,352,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 10,000 | $1,261,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 750,000 | $1,194,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,091,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 20,000 | $871,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 500,000 | $470,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 31,379 | $392,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 7,000 | $364,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454937-16-000016 | this filing | 2016-10-28 | acceptance time not in the bulk data set |