13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 482 holding rows worth $657,392,000.
- Accession
- 0001454027-14-000010
- Filer
- CIK 1454027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 482 entries on the cover page, a total value of $657,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,392,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 900,400 | $168,411,000 | thousands by filing date | put |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 13,780,000 | $35,182,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 100,751 | $18,844,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,646,000 | $10,962,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 8,680,000 | $10,421,000 | thousands by filing date | principal |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 2,628,888 | $10,384,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300,000 | $10,326,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 7,750,000 | $10,027,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 320,000 | $9,184,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 66,419 | $9,099,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,300,000 | $8,466,000 | thousands by filing date | principal |
| NEONODE INC | 64051M402 | COM NEW | 1,409,808 | $8,022,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 5,000,000 | $7,291,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 50,477 | $6,924,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,000,000 | $6,109,000 | thousands by filing date | principal |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,505,946 | $5,814,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 310,290 | $5,632,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 3,870,000 | $5,537,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 2,500,000 | $4,977,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 14,499 | $4,879,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 100,067 | $4,822,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54,700 | $4,580,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 29,855 | $4,549,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 72,480 | $4,379,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 75,000 | $4,282,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 3,500,000 | $4,268,000 | thousands by filing date | principal |
| NETSUITE INC | 64118Q107 | COM | 44,545 | $4,224,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 86,052 | $4,119,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 225,008 | $3,989,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,140,484 | $3,866,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 33,062 | $3,846,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,700,000 | $3,493,000 | thousands by filing date | principal |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 229,007 | $3,293,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 37,451 | $3,284,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 350,000 | $3,262,000 | thousands by filing date | put |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 950,000 | $3,221,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 1,629,911 | $3,097,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 108,000 | $3,077,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 104,800 | $3,008,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 85,478 | $2,942,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,000,000 | $2,726,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 104,165 | $2,688,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 25,740 | $2,562,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 108,693 | $2,561,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 45,707 | $2,514,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 200,000 | $2,492,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 709,643 | $2,477,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 2,500,000 | $2,383,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,294,000 | thousands by filing date | call |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 788,090 | $2,222,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $2,087,000 | thousands by filing date | put |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 150,381 | $2,012,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 78,515 | $2,011,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,688 | $1,980,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,500,000 | $1,977,000 | thousands by filing date | principal |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 100,100 | $1,937,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 1,500,000 | $1,936,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 105,080 | $1,895,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 30,830 | $1,847,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 15,176 | $1,817,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 319,400 | $1,817,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 60,070 | $1,781,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 82,452 | $1,694,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 28,000 | $1,678,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000,000 | $1,654,000 | thousands by filing date | principal |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 133,827 | $1,641,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,609 | $1,634,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 50,000 | $1,577,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 146,603 | $1,519,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 225,000 | $1,508,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $1,502,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 18,976 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 41,874 | $1,498,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,725 | $1,490,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 15,967 | $1,453,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,741 | $1,448,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,000,000 | $1,424,000 | thousands by filing date | principal |
| EGAIN CORP | 28225C806 | COM NEW | 194,420 | $1,373,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 17,058 | $1,362,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,142 | $1,361,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 107,884 | $1,304,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 20,292 | $1,289,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 20,418 | $1,257,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 8,394 | $1,250,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 53,124 | $1,230,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 29,972 | $1,216,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 27,419 | $1,201,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 23,306 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,443 | $1,143,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 395,121 | $1,118,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 15,000 | $1,097,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 40,585 | $1,081,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,335 | $1,079,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 31,407 | $1,075,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 23,933 | $1,013,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 100,000 | $998,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 18,000 | $990,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 29,650 | $978,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 75,000 | $947,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 50,000 | $926,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 23,991 | $924,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 10,516 | $915,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 75,000 | $914,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,451 | $901,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 21,639 | $901,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,027 | $889,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 11,963 | $889,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 13,853 | $856,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 19,498 | $846,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 176,200 | $846,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,346 | $841,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 50,000 | $817,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,593 | $815,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,720 | $813,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 39,735 | $807,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,311 | $800,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,857 | $797,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,000 | $785,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 18,924 | $783,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,723 | $774,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 106,346 | $769,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 20,343 | $769,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,493 | $765,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,899 | $761,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 36,807 | $743,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,943 | $733,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,466 | $695,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 23,342 | $685,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 27,517 | $684,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,573 | $681,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,423 | $677,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 10,450 | $675,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,212 | $664,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25,000 | $653,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 27,319 | $640,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,511 | $638,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,530 | $635,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,000 | $632,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,679 | $620,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,931 | $612,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,804 | $612,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,913 | $609,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,837 | $607,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,365 | $607,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 18,566 | $607,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 10,707 | $606,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 16,741 | $603,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 4,954 | $602,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,377 | $599,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 80,483 | $591,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,098 | $589,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,028 | $588,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,000 | $579,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,820 | $575,000 | thousands by filing date | |
| 38259p508 | COM | 515 | $574,000 | thousands by filing date | ||
| EOG RES INC COM | 26875P101 | Stock | 2,915 | $572,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,938 | $568,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 8,175 | $568,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,524 | $562,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,858 | $555,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 21,212 | $555,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 49,243 | $552,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,196 | $525,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 4,219 | $524,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,961 | $519,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,031 | $519,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,204 | $517,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,798 | $515,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,707 | $512,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,836 | $512,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 25,000 | $511,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,826 | $509,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,000 | $507,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 10,378 | $504,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,456 | $498,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 83,948 | $488,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,461 | $485,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 19,309 | $480,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 100,000 | $480,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 30,535 | $478,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,000 | $476,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,719 | $470,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 10,890 | $464,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,204 | $463,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,465 | $459,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,041 | $458,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 18,172 | $456,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,588 | $453,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,094 | $451,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,617 | $450,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 51,598 | $448,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,493 | $447,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 15,537 | $445,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 8,867 | $436,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,671 | $435,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,247 | $433,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 5,195 | $432,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 51,620 | $429,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,500 | $428,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 15,058 | $428,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,614 | $427,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,091 | $427,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 13,661 | $425,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 15,182 | $422,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 13,043 | $417,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 4,668 | $417,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,527 | $416,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,188 | $412,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 25,233 | $412,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,252 | $407,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 132,398 | $406,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 20,600 | $406,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 1,598 | $404,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,129 | $403,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,600 | $401,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,275 | $401,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,057 | $401,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,516 | $400,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 740 | $397,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,795 | $396,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,710 | $395,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 21,639 | $385,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,590 | $384,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 26,590 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,392 | $383,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 12,744 | $383,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,755 | $382,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,149 | $373,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,898 | $372,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,716 | $371,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,010 | $370,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,911 | $370,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,197 | $366,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $366,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,398 | $365,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,884 | $364,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 75,000 | $362,000 | thousands by filing date | put |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 35,479 | $359,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,123 | $358,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,378 | $356,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 16,434 | $354,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,723 | $349,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,573 | $349,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,609 | $346,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,168 | $345,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,103 | $341,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,725 | $340,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $339,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 19,309 | $336,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 11,381 | $336,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,844 | $335,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 36,667 | $335,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 25,000 | $335,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,524 | $332,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,390 | $328,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,359 | $327,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 5,621 | $326,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 28,573 | $323,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,009 | $322,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,502 | $317,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 19,977 | $315,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 27,500 | $313,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 10,115 | $313,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,088 | $310,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 45,389 | $310,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,922 | $309,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,679 | $306,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 30,455 | $304,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,108 | $303,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,553 | $302,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,729 | $301,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 10,000 | $300,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,858 | $298,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,013 | $298,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,009 | $297,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,025 | $297,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 85,460 | $297,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,441 | $296,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,000 | $295,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 8,396 | $294,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,458 | $293,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,268 | $293,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,979 | $293,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 9,298 | $292,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 50,000 | $291,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 2,956 | $290,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,559 | $289,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,248 | $287,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,358 | $285,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,718 | $284,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 13,116 | $282,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 14,600 | $281,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 26,012 | $281,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,477 | $278,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 50,025 | $278,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,820 | $277,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,092 | $276,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 7,547 | $275,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 12,074 | $273,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,509 | $272,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,500 | $272,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 14,258 | $271,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,169 | $271,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,076 | $268,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,068 | $268,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,805 | $267,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,291 | $267,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 14,359 | $267,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 4,304 | $266,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 377 | $265,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,806 | $264,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 9,651 | $260,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,191 | $257,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,861 | $257,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,171 | $257,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,619 | $256,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,421 | $256,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,549 | $255,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,362 | $253,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,410 | $252,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,252 | $251,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,210 | $250,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 75,000 | $250,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,581 | $249,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 940 | $248,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,339 | $246,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 8,628 | $246,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,995 | $245,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,118 | $242,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,188 | $241,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 13,482 | $241,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 82,113 | $241,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,021 | $240,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,479 | $240,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,595 | $240,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,514 | $240,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,830 | $240,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,580 | $240,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,009 | $239,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 19,266 | $238,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,876 | $237,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 6,953 | $236,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,634 | $235,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,542 | $235,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 28,270 | $235,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 9,746 | $234,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,925 | $233,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,623 | $233,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,623 | $231,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,002 | $230,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,555 | $230,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,396 | $229,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 5,124 | $229,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,956 | $229,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,231 | $226,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,143 | $225,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,446 | $225,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,709 | $225,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,011 | $225,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 4,780 | $225,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 50,836 | $225,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,881 | $224,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,087 | $224,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,975 | $223,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,446 | $223,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,141 | $222,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,052 | $222,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,981 | $222,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,621 | $220,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,722 | $220,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,740 | $219,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,391 | $218,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,290 | $217,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,451 | $216,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,311 | $215,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,035 | $214,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,431 | $214,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,454 | $214,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,480 | $213,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,291 | $213,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,813 | $211,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,807 | $211,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 3,650 | $211,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,515 | $210,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,573 | $210,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,819 | $209,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,963 | $209,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 58,863 | $208,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,218 | $207,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 49,246 | $207,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 6,100 | $206,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,108 | $205,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 2,074 | $205,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 24,398 | $204,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,439 | $204,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,089 | $204,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 4,203 | $204,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 25,500 | $201,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,500 | $200,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,597 | $197,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 44,900 | $193,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,206 | $191,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,228 | $185,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 16,959 | $185,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 15,077 | $183,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 39,851 | $183,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,109 | $181,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 47,659 | $176,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 28,311 | $173,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,940 | $172,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,084 | $171,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 150,000 | $170,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,639 | $166,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,600 | $165,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 18,140 | $164,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 13,569 | $164,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 22,545 | $163,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,535 | $156,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,207 | $151,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 200,000 | $150,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,000 | $148,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 14,032 | $148,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,594 | $147,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 75,000 | $145,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 10,695 | $144,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,115 | $140,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,562 | $140,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,017 | $136,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 12,588 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,815 | $130,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 21,679 | $130,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,364 | $125,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,213 | $121,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,364 | $120,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,291 | $117,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 16,039 | $116,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 12,493 | $114,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 15,000 | $113,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,782 | $111,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,024 | $111,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 15,166 | $109,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,713 | $108,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 19,333 | $108,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 16,360 | $106,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,084 | $105,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,040 | $101,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 53,999 | $98,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 50,000 | $97,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,416 | $91,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 25,541 | $90,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 17,675 | $89,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,824 | $86,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,204 | $85,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 23,083 | $78,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 16,256 | $78,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,853 | $75,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 13,210 | $72,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 10,786 | $72,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 16,474 | $68,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 22,037 | $67,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 21,325 | $61,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,194 | $56,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 16,992 | $56,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 50,000 | $55,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 15,390 | $53,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,536 | $52,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 30,003 | $51,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,181 | $51,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 14,878 | $50,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 12,060 | $49,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 59,890 | $49,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,551 | $48,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 19,122 | $47,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,726 | $46,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 21,109 | $36,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,771 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,498 | $33,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $27,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 14,394 | $23,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 11,668 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,769 | $16,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 120,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454027-14-000010 | this filing | 2014-05-14 | acceptance time not in the bulk data set |