13F-HR filed by GTS SECURITIES LLC
GTS SECURITIES LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 3,884 holding rows worth $55,647,651,372.
- Accession
- 0001452765-23-000012
- Filer
- CIK 1452765
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 3,884 entries on the cover page, a total value of $55,647,651,372 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,647,651,372 with VALUE read as dollars as filed, 13F file number 028-23370. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY CASINOS INC | 156492100 | COM | 30,105 | $154,439 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 120,121 | $152,554 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 26,100 | $152,424 | dollars as filed | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 18,500 | $152,070 | dollars as filed | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 11,300 | $151,872 | dollars as filed | put |
| IAMGOLD CORP COM | 450913108 | Stock | 70,473 | $151,517 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 11,200 | $150,528 | dollars as filed | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,200 | $150,182 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 78,600 | $150,126 | dollars as filed | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,400 | $149,760 | dollars as filed | put |
| PAYSAFE LIMITED | G6964L206 | SHS | 12,436 | $149,108 | dollars as filed | put |
| VALE S A | 91912E105 | SPONSORED ADS | 11,124 | $149,062 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 98,400 | $148,584 | dollars as filed | put |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 12,820 | $148,584 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,036 | $148,290 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 15,200 | $146,376 | dollars as filed | call |
| CANAAN INC | 134748102 | SPONSORED ADS | 80,300 | $146,146 | dollars as filed | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,080 | $144,530 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,200 | $144,474 | dollars as filed | call |
| COTY INC | 222070203 | COM CL A | 13,163 | $144,398 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 10,300 | $144,200 | dollars as filed | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 44,021 | $143,949 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 65,700 | $143,883 | dollars as filed | call |
| BITVENTURES LTD | 44951X104 | SPON ADS | 20,030 | $143,215 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 14,111 | $141,816 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,762 | $141,653 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 53,500 | $141,240 | dollars as filed | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,126 | $141,033 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,900 | $139,083 | dollars as filed | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 30,200 | $138,920 | dollars as filed | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,587 | $138,812 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 16,800 | $138,768 | dollars as filed | put |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 44,133 | $138,136 | dollars as filed | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13,400 | $138,020 | dollars as filed | call |
| WESTERN UN CO COM | 959802109 | Stock | 10,402 | $137,098 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 37,400 | $136,510 | dollars as filed | put |
| GOGO INC | 38046C109 | COM | 11,400 | $136,002 | dollars as filed | call |
| LIVEPERSON, INC. | 538146101 | COM | 34,500 | $134,205 | dollars as filed | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 43,200 | $133,920 | dollars as filed | call |
| Amplify Energy Corp | 03212B103 | COM | 18,170 | $133,550 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,400 | $133,224 | dollars as filed | call |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 22,500 | $132,750 | dollars as filed | put |
| CONTEXTLOGIC INC | 21077C305 | COM | 29,980 | $132,212 | dollars as filed | put |
| INVITAE CORP | 46185L103 | COM | 218,100 | $131,951 | dollars as filed | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 20,800 | $131,872 | dollars as filed | call |
| GOPRO INC | 38268T103 | CL A | 41,900 | $131,566 | dollars as filed | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 28,800 | $131,040 | dollars as filed | put |
| MBIA INC | 55262C100 | COMMON STOCK | 18,051 | $130,148 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 49,100 | $129,624 | dollars as filed | put |
| W & T OFFSHORE INC | 92922P106 | COM | 29,544 | $129,403 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 36,600 | $126,636 | dollars as filed | call |
| PAYSAFE LIMITED | G6964L206 | SHS | 10,555 | $126,554 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 57,500 | $125,925 | dollars as filed | put |
| VALLEY NATL BANCORP | 919794107 | COM | 14,700 | $125,832 | dollars as filed | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 35,200 | $124,608 | dollars as filed | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 56,000 | $124,320 | dollars as filed | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,200 | $123,840 | dollars as filed | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 21,985 | $123,776 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 17,472 | $123,003 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 580,000 | $122,960 | dollars as filed | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 64,859 | $122,584 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 11,602 | $122,401 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,600 | $122,380 | dollars as filed | call |
| STITCH FIX INC | 860897107 | COM CL A | 35,200 | $121,440 | dollars as filed | put |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 14,153 | $121,376 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 107,000 | $120,910 | dollars as filed | call |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 56,400 | $120,696 | dollars as filed | call |
| INVITAE CORP | 46185L103 | COM | 199,431 | $120,656 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 22,426 | $120,428 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 19,948 | $120,087 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 10,000 | $119,900 | dollars as filed | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,300 | $118,503 | dollars as filed | put |
| SYSTEM1 INC | 87200P109 | COM | 97,200 | $117,612 | dollars as filed | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,400 | $117,416 | dollars as filed | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 56,273 | $116,485 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 90,820 | $116,250 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 30,500 | $115,900 | dollars as filed | put |
| ARDELYX INC | 039697107 | COM | 28,300 | $115,464 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,900 | $115,370 | dollars as filed | put |
| VUZIX CORP | 92921W300 | COM NEW | 31,385 | $113,928 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 187,200 | $113,069 | dollars as filed | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,000 | $112,960 | dollars as filed | call |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 19,900 | $112,037 | dollars as filed | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 15,800 | $111,864 | dollars as filed | put |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 94,200 | $111,156 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 67,200 | $110,880 | dollars as filed | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 41,159 | $108,660 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 29,400 | $107,310 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 23,955 | $106,600 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 18,006 | $106,235 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 58,400 | $105,704 | dollars as filed | put |
| BENSON HILL INC | 082490103 | COM | 317,108 | $104,963 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 93,200 | $104,384 | dollars as filed | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 14,772 | $104,290 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 88,310 | $102,440 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 10,300 | $101,558 | dollars as filed | put |
| NEWEGG COMMERCE INC | G6483G100 | COM | 119,300 | $100,809 | dollars as filed | call |
| SmileDirectClub Inc | 83192H106 | COM | 242,900 | $100,804 | dollars as filed | call |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 13,629 | $100,718 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 46,700 | $100,405 | dollars as filed | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,412 | $100,268 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 14,330 | $99,450 | dollars as filed | call |
| GROWGENERATION CORP | 39986L109 | COM | 33,819 | $98,751 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 13,800 | $98,394 | dollars as filed | call |
| LIVEPERSON, INC. | 538146101 | COM | 25,100 | $97,639 | dollars as filed | call |
| RITE AID CORP | 767754872 | COM | 216,700 | $97,082 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 35,551 | $96,699 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,123 | $95,213 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 44,200 | $95,030 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 44,700 | $94,764 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 73,600 | $94,208 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 103,000 | $93,730 | dollars as filed | call |
| CHICOS FAS INC | 168615102 | COM | 12,400 | $92,752 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 43,700 | $92,644 | dollars as filed | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 22,500 | $92,025 | dollars as filed | put |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 15,600 | $90,948 | dollars as filed | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 23,700 | $90,297 | dollars as filed | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 79,200 | $90,288 | dollars as filed | call |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 46,079 | $89,854 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 16,000 | $89,760 | dollars as filed | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 45,300 | $88,335 | dollars as filed | put |
| HELLO GROUP INC ADS | 423403104 | ADR | 12,644 | $88,255 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,200 | $86,904 | dollars as filed | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,600 | $86,108 | dollars as filed | call |
| MATTERPORT INC | 577096100 | COM CL A | 39,600 | $85,932 | dollars as filed | call |
| NOVAVAX INC | 670002401 | COM NEW | 11,863 | $85,888 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 33,272 | $85,176 | dollars as filed | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,214 | $84,305 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,400 | $84,096 | dollars as filed | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,366 | $83,850 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 12,900 | $83,721 | dollars as filed | put |
| CUTERA INC | 232109108 | COM | 13,800 | $83,076 | dollars as filed | put |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 23,400 | $82,836 | dollars as filed | call |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 11,506 | $82,613 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 41,367 | $80,666 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 26,480 | $80,234 | dollars as filed | call |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 10,476 | $80,141 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 28,800 | $79,488 | dollars as filed | put |
| GEVO INC | 374396406 | COM PAR | 66,400 | $79,016 | dollars as filed | call |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 16,300 | $78,566 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,100 | $78,174 | dollars as filed | put |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 17,400 | $78,126 | dollars as filed | call |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 171,667 | $77,937 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 16,800 | $77,280 | dollars as filed | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,100 | $76,983 | dollars as filed | put |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 12,200 | $76,860 | dollars as filed | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,100 | $75,717 | dollars as filed | call |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 10,849 | $75,184 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 15,300 | $74,970 | dollars as filed | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 16,143 | $74,258 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 20,600 | $73,954 | dollars as filed | put |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 31,413 | $73,821 | dollars as filed | |
| STEM INC | 85859N102 | COM | 17,400 | $73,776 | dollars as filed | put |
| THE REALREAL INC | 88339P101 | COM | 34,900 | $73,639 | dollars as filed | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 37,700 | $73,515 | dollars as filed | put |
| W & T OFFSHORE INC | 92922P106 | COM | 16,600 | $72,708 | dollars as filed | call |
| MBIA INC | 55262C100 | COMMON STOCK | 10,000 | $72,100 | dollars as filed | call |
| WEWORK INC | 96209A401 | COM | 23,834 | $71,740 | dollars as filed | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,247 | $71,674 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 36,500 | $71,175 | dollars as filed | call |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 46,133 | $69,661 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,900 | $67,725 | dollars as filed | call |
| TELLURIAN INC NEW | 87968A104 | COM | 57,400 | $66,584 | dollars as filed | put |
| INVITAE CORP | 46185L103 | COM | 109,300 | $66,127 | dollars as filed | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,400 | $65,100 | dollars as filed | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,700 | $63,842 | dollars as filed | call |
| SABRE CORP COM | 78573M104 | Stock | 14,200 | $63,758 | dollars as filed | put |
| CUTERA INC | 232109108 | COM | 10,500 | $63,210 | dollars as filed | call |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 14,100 | $63,027 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,500 | $62,685 | dollars as filed | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 15,323 | $62,671 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,700 | $62,514 | dollars as filed | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 102,900 | $62,460 | dollars as filed | put |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 19,854 | $62,143 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 17,100 | $62,073 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 12,597 | $61,725 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 16,300 | $61,614 | dollars as filed | call |
| CANOO INC | 13803R102 | COM CL A | 125,400 | $61,446 | dollars as filed | put |
| FORTUNA MNG CORP F | 349915108 | COM | 22,400 | $60,928 | dollars as filed | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 92,800 | $60,784 | dollars as filed | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 28,800 | $59,616 | dollars as filed | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,242 | $59,104 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 12,100 | $59,048 | dollars as filed | put |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 64,900 | $58,150 | dollars as filed | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,000 | $57,800 | dollars as filed | call |
| GEVO INC | 374396406 | COM PAR | 48,317 | $57,497 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 94,612 | $57,429 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 35,815 | $56,588 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 43,300 | $55,424 | dollars as filed | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,157 | $55,314 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 20,582 | $54,336 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 71,300 | $53,760 | dollars as filed | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 28,400 | $53,676 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,468 | $53,373 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 37,701 | $52,781 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 204,800 | $52,019 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87,298 | $51,069 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,052 | $50,863 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 23,600 | $50,504 | dollars as filed | put |
| BAKKT HOLDINGS INC | 05759B107 | COM | 43,100 | $50,427 | dollars as filed | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,335 | $49,873 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 15,700 | $49,298 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 18,460 | $49,288 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 31,189 | $48,967 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 22,013 | $48,869 | dollars as filed | |
| FRESH TRACKS THERAPEUTICS INC | 10802T204 | Com | 50,100 | $48,597 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 24,300 | $48,114 | dollars as filed | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 28,478 | $47,843 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,600 | $47,382 | dollars as filed | put |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 40,100 | $47,318 | dollars as filed | call |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 19,600 | $46,844 | dollars as filed | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 19,900 | $46,765 | dollars as filed | call |
| GLOBALSTAR INC | 378973408 | COM | 35,535 | $46,551 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 16,100 | $46,529 | dollars as filed | put |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 21,548 | $46,113 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,900 | $46,107 | dollars as filed | call |
| CANAAN INC | 134748102 | SPONSORED ADS | 25,300 | $46,046 | dollars as filed | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 14,870 | $45,800 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 25,957 | $45,684 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,000 | $45,540 | dollars as filed | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,200 | $45,540 | dollars as filed | call |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 19,000 | $45,410 | dollars as filed | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 138,354 | $44,965 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 98,606 | $44,767 | dollars as filed | call |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 20,574 | $44,234 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 22,600 | $44,070 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 106,300 | $44,008 | dollars as filed | call |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 27,400 | $43,292 | dollars as filed | put |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 35,400 | $41,772 | dollars as filed | put |
| VUZIX CORP | 92921W300 | COM NEW | 11,500 | $41,745 | dollars as filed | call |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 22,900 | $41,678 | dollars as filed | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 23,115 | $41,607 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 202,720 | $40,544 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 43,925 | $40,411 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,600 | $38,902 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 49,000 | $38,367 | dollars as filed | put |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 39,148 | $38,287 | dollars as filed | call |
| GROWGENERATION CORP | 39986L109 | COM | 13,100 | $38,252 | dollars as filed | put |
| BRC INC A | 05601U105 | COMMON STOCK | 10,606 | $38,076 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 33,988 | $38,067 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 12,312 | $37,921 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,571 | $37,844 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 25,900 | $37,814 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 35,000 | $37,800 | dollars as filed | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,200 | $37,434 | dollars as filed | call |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 23,209 | $36,670 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,895 | $36,493 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,300 | $36,186 | dollars as filed | call |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 17,645 | $35,643 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 17,732 | $35,109 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,994 | $34,851 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 13,226 | $34,388 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 16,200 | $34,344 | dollars as filed | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 20,000 | $33,600 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 80,431 | $33,298 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 21,957 | $33,155 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 24,840 | $33,037 | dollars as filed | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,500 | $32,775 | dollars as filed | call |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 16,000 | $32,320 | dollars as filed | call |
| BAKKT HOLDINGS INC | 05759B107 | COM | 27,600 | $32,292 | dollars as filed | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,300 | $32,239 | dollars as filed | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,505 | $32,142 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 12,600 | $30,870 | dollars as filed | call |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 28,500 | $30,495 | dollars as filed | put |
| RITE AID CORP | 767754872 | COM | 67,700 | $30,330 | dollars as filed | put |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 19,365 | $30,209 | dollars as filed | |
| 2U INC | 90214J101 | COM | 12,200 | $30,134 | dollars as filed | put |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,777 | $29,850 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 25,232 | $29,774 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 13,668 | $29,660 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 70,300 | $29,104 | dollars as filed | put |
| OPKO HEALTH INC | 68375N103 | COM | 18,084 | $28,934 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,175 | $28,608 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 72,400 | $28,164 | dollars as filed | call |
| 2U INC | 90214J101 | COM | 11,200 | $27,664 | dollars as filed | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 14,300 | $27,027 | dollars as filed | call |
| NEWEGG COMMERCE INC | G6483G100 | COM | 31,283 | $26,434 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 17,400 | $26,274 | dollars as filed | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 26,478 | $25,895 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 11,900 | $25,228 | dollars as filed | call |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 23,700 | $25,122 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 19,000 | $24,890 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,700 | $24,564 | dollars as filed | call |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 27,200 | $24,371 | dollars as filed | put |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 80,800 | $23,836 | dollars as filed | call |
| CANO HEALTH INC | 13781Y103 | COM | 89,670 | $22,776 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 14,400 | $22,752 | dollars as filed | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,100 | $22,533 | dollars as filed | call |
| I-80 GOLD CORP | 44955L106 | COM | 14,561 | $22,278 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 15,092 | $22,185 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 13,500 | $21,600 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 17,800 | $20,826 | dollars as filed | call |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 15,335 | $20,702 | dollars as filed | call |
| AMERICAN RES CORP | 02927U208 | CL A | 12,380 | $20,675 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 12,200 | $20,374 | dollars as filed | put |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 44,433 | $20,173 | dollars as filed | put |
| AMERICAN RES CORP | 02927U208 | CL A | 11,500 | $19,205 | dollars as filed | call |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 14,215 | $19,190 | dollars as filed | put |
| Allbirds Inc | 01675A109 | COM | 15,937 | $17,690 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 16,682 | $17,683 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 11,300 | $17,628 | dollars as filed | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 18,000 | $17,604 | dollars as filed | call |
| UR-ENERGY INC | 91688R108 | COM | 11,074 | $17,054 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 14,000 | $16,800 | dollars as filed | call |
| LYTUS TECHNOLOGS HLDGS PTV L | G5851A109 | COM | 84,771 | $16,530 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 41,100 | $16,440 | dollars as filed | call |
| NEWEGG COMMERCE INC | G6483G100 | COM | 18,500 | $15,633 | dollars as filed | put |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 15,700 | $15,559 | dollars as filed | put |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 11,579 | $15,516 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,600 | $15,462 | dollars as filed | put |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,174 | $15,414 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25,700 | $15,035 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,266 | $14,351 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,203 | $14,259 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,127 | $13,844 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 22,792 | $13,675 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 16,754 | $13,370 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 12,300 | $13,038 | dollars as filed | call |
| Allbirds Inc | 01675A109 | COM | 11,500 | $12,765 | dollars as filed | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 46,900 | $12,663 | dollars as filed | put |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 114,825 | $11,023 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 10,113 | $10,366 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 38,285 | $10,337 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,300 | $9,780 | dollars as filed | call |
| PLAYBOY INC | 72814P109 | COM | 11,400 | $9,131 | dollars as filed | put |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,300 | $9,017 | dollars as filed | call |
| ATERIAN INC | 02156U101 | COM | 26,400 | $8,633 | dollars as filed | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,068 | $6,887 | dollars as filed | |
| BENSON HILL INC | 082490111 | WT | 179,065 | $5,909 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,725 | $5,728 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 11,428 | $5,680 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,100 | $5,082 | dollars as filed | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,900 | $5,018 | dollars as filed | put |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 146,930 | $4,996 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 177,870 | $4,980 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 15,600 | $3,962 | dollars as filed | put |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 19,700 | $3,940 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 23,200 | $3,851 | dollars as filed | call |
| CAMBER ENERGY INC | 13200M607 | COM | 16,180 | $3,721 | dollars as filed | call |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 81,728 | $3,433 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 43,707 | $3,059 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 12,349 | $3,013 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 19,300 | $2,953 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 46,907 | $2,814 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 14,318 | $2,463 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021111 | *W EXP 10/01/202 | 46,816 | $2,434 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,652 | $2,354 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 115,661 | $2,198 | dollars as filed | |
| Cheche Group Inc W Exp 10/01/203 | G20707116 | SPAC Combination | 10,199 | $2,132 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 10,580 | $1,852 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 18,272 | $1,827 | dollars as filed | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 80,853 | $1,779 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 25,068 | $1,755 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 31,421 | $1,728 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 53,802 | $1,614 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 11,737 | $1,338 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 22,109 | $1,327 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 33,000 | $1,155 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 10,000 | $1,140 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 16,131 | $1,081 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 16,200 | $972 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 25,624 | $922 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 114,510 | $916 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 12,171 | $913 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 14,525 | $872 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 46,998 | $846 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 15,660 | $783 | dollars as filed | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 38,311 | $728 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 18,848 | $697 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 14,930 | $672 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 22,464 | $651 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 61,973 | $620 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 17,187 | $619 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 15,093 | $558 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 20,780 | $540 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 35,111 | $492 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N118 | *W EXP 11/09/202 | 96,275 | $481 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 10,195 | $428 | dollars as filed | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 20,100 | $302 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 18,699 | $280 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 15,645 | $266 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 13,471 | $256 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 11,494 | $207 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 14,300 | $114 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001452765-23-000012 | this filing | 2023-11-15 | acceptance time not in the bulk data set |