13F-HR filed by BENJAMIN EDWARDS INC
BENJAMIN EDWARDS INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 645 holding rows worth $422,356,000.
- Accession
- 0001451623-23-000004
- Filer
- CIK 1451623
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 645 entries on the cover page, a total value of $422,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,356,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19533. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBENJAMIN F. EDWARDS & COMPANY, INC.028-15560
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 77 | $31,000 | thousands, detected and multiplied | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 255 | $31,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 634 | $31,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 1,609 | $31,000 | thousands, detected and multiplied | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1,078 | $31,000 | thousands, detected and multiplied | |
| ZOETIS INC CL A | 98978V103 | Stock | 175 | $30,000 | thousands, detected and multiplied | |
| ALLEGION PLC | G0176J109 | ORD SHS | 292 | $30,000 | thousands, detected and multiplied | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,400 | $30,000 | thousands, detected and multiplied | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16 | $29,000 | thousands, detected and multiplied | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 1,798 | $29,000 | thousands, detected and multiplied | |
| THOR INDS INC | 885160101 | COM | 307 | $29,000 | thousands, detected and multiplied | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 562 | $28,000 | thousands, detected and multiplied | |
| COPART INC COM | 217204106 | Stock | 660 | $28,000 | thousands, detected and multiplied | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 335 | $27,000 | thousands, detected and multiplied | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 502 | $27,000 | thousands, detected and multiplied | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 844 | $27,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,487 | $27,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 148 | $26,000 | thousands, detected and multiplied | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 511 | $25,000 | thousands, detected and multiplied | |
| TWILIO INC CL A | 90138F102 | Stock | 430 | $25,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 517 | $25,000 | thousands, detected and multiplied | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 847 | $25,000 | thousands, detected and multiplied | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 408 | $24,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 227 | $23,000 | thousands, detected and multiplied | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 504 | $23,000 | thousands, detected and multiplied | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 447 | $23,000 | thousands, detected and multiplied | |
| ROBLOX CORP CL A | 771049103 | Stock | 747 | $22,000 | thousands, detected and multiplied | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 714 | $22,000 | thousands, detected and multiplied | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $21,000 | thousands, detected and multiplied | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 313 | $21,000 | thousands, detected and multiplied | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 248 | $21,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 481 | $21,000 | thousands, detected and multiplied | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,096 | $20,000 | thousands, detected and multiplied | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 160 | $19,000 | thousands, detected and multiplied | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 338 | $19,000 | thousands, detected and multiplied | |
| TRIMBLE INC COM | 896239100 | Stock | 325 | $18,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 373 | $18,000 | thousands, detected and multiplied | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,526 | $18,000 | thousands, detected and multiplied | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,685 | $17,000 | thousands, detected and multiplied | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 382 | $17,000 | thousands, detected and multiplied | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 320 | $17,000 | thousands, detected and multiplied | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 599 | $17,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 9,350 | $17,000 | thousands, detected and multiplied | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 276 | $16,000 | thousands, detected and multiplied | |
| PAGERDUTY INC COM | 69553P100 | Stock | 724 | $16,000 | thousands, detected and multiplied | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,375 | $16,000 | thousands, detected and multiplied | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 518 | $16,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 208 | $15,000 | thousands, detected and multiplied | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 498 | $15,000 | thousands, detected and multiplied | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 196 | $15,000 | thousands, detected and multiplied | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 896 | $15,000 | thousands, detected and multiplied | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 94 | $15,000 | thousands, detected and multiplied | |
| BEST BUY INC COM | 086516101 | Stock | 218 | $15,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 350 | $15,000 | thousands, detected and multiplied | |
| D R HORTON INC COM | 23331A109 | Stock | 128 | $14,000 | thousands, detected and multiplied | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 33 | $14,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 91 | $14,000 | thousands, detected and multiplied | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 487 | $14,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 48 | $13,000 | thousands, detected and multiplied | |
| VERACYTE INC COM | 92337F107 | Stock | 566 | $13,000 | thousands, detected and multiplied | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 499 | $13,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,379 | $12,000 | thousands, detected and multiplied | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 247 | $12,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300 | $12,000 | thousands, detected and multiplied | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 369 | $12,000 | thousands, detected and multiplied | |
| LCI INDS | 50189K103 | COM | 98 | $12,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 186 | $12,000 | thousands, detected and multiplied | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 95 | $12,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 209 | $11,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 195 | $11,000 | thousands, detected and multiplied | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 850 | $11,000 | thousands, detected and multiplied | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 468 | $11,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 119 | $10,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $10,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40 | $10,000 | thousands, detected and multiplied | |
| GARMIN LTD SHS | H2906T109 | Stock | 95 | $10,000 | thousands, detected and multiplied | |
| TYSON FOODS INC CL A | 902494103 | Stock | 197 | $10,000 | thousands, detected and multiplied | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,300 | $10,000 | thousands, detected and multiplied | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 579 | $10,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 129 | $9,000 | thousands, detected and multiplied | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 75 | $9,000 | thousands, detected and multiplied | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 138 | $9,000 | thousands, detected and multiplied | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 181 | $9,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 91 | $8,000 | thousands, detected and multiplied | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 138 | $8,000 | thousands, detected and multiplied | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 195 | $8,000 | thousands, detected and multiplied | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 112 | $8,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $8,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 1,574 | $8,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 396 | $8,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 114 | $7,000 | thousands, detected and multiplied | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 47 | $7,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 400 | $7,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 164 | $7,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 253 | $7,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 96 | $6,000 | thousands, detected and multiplied | |
| CARMAX INC COM | 143130102 | Stock | 79 | $6,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 123 | $5,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 500 | $5,000 | thousands, detected and multiplied | |
| 3M CO COM | 88579Y101 | Stock | 58 | $5,000 | thousands, detected and multiplied | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 252 | $5,000 | thousands, detected and multiplied | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 97 | $5,000 | thousands, detected and multiplied | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 217 | $5,000 | thousands, detected and multiplied | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $4,000 | thousands, detected and multiplied | |
| SMUCKER J M CO | 832696405 | COM NEW | 35 | $4,000 | thousands, detected and multiplied | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 55 | $4,000 | thousands, detected and multiplied | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 77 | $4,000 | thousands, detected and multiplied | |
| VISTA OUTDOOR INC | 928377100 | COM | 117 | $4,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 206 | $4,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 196 | $4,000 | thousands, detected and multiplied | |
| VENTAS INC COM | 92276F100 | REIT | 78 | $3,000 | thousands, detected and multiplied | |
| KELLANOVA | 487836108 | COM | 52 | $3,000 | thousands, detected and multiplied | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 500 | $3,000 | thousands, detected and multiplied | |
| PRIME MEDICINE INC | 74168J101 | COM | 321 | $3,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 43 | $3,000 | thousands, detected and multiplied | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 151 | $2,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 44 | $2,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 28 | $2,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,537 | $2,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 2,701 | $2,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 96 | $2,000 | thousands, detected and multiplied | |
| 2U INC | 90214J101 | COM | 613 | $2,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 30 | $1,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 26 | $1,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 13 | $1,000 | thousands, detected and multiplied | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 10 | $1,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 28 | $1,000 | thousands, detected and multiplied | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 27 | $1,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 27 | $1,000 | thousands, detected and multiplied | |
| BLINK CHARGING CO | 09354A100 | COM | 232 | $1,000 | thousands, detected and multiplied | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 875 | $1,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 218 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARRIVAL | L0423Q124 | COM NEW | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001451623-23-000004 | this filing | 2023-11-13 | acceptance time not in the bulk data set |