13F-HR filed by BENJAMIN EDWARDS INC
BENJAMIN EDWARDS INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 376 holding rows worth $131,570,000.
- Accession
- 0001451623-21-000002
- Filer
- CIK 1451623
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 376 entries on the cover page, a total value of $131,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,570,000 with VALUE read as thousands by filing date, 13F file number 028-19533. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBENJAMIN F. EDWARDS & COMPANY, INC.028-15560
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 24,579 | $3,002,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 73,031 | $2,582,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 28,543 | $2,355,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 49,175 | $1,888,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 83,456 | $1,884,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,068 | $1,843,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,025 | $1,839,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,840 | $1,803,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 88,450 | $1,782,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 46,648 | $1,768,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,516 | $1,740,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 29,149 | $1,594,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 55,749 | $1,593,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,562 | $1,536,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,086 | $1,524,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 20,296 | $1,404,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,666 | $1,377,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,070 | $1,345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 60,594 | $1,341,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,353 | $1,302,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,095 | $1,285,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,236 | $1,277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 31,563 | $1,276,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,335 | $1,175,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,788 | $1,165,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,118 | $1,159,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 22,707 | $1,142,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,943 | $1,141,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 14,843 | $1,137,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 12,021 | $1,125,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,978 | $1,116,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,997 | $1,112,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,488 | $1,098,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,066 | $1,095,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,951 | $1,091,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,215 | $1,073,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,269 | $1,068,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,396 | $1,060,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 18,765 | $1,058,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,479 | $1,033,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,466 | $1,015,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 5,322 | $1,014,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,228 | $997,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,337 | $991,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,130 | $987,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,951 | $962,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,306 | $957,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,663 | $951,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,911 | $939,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,303 | $929,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 11,004 | $879,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,467 | $878,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,487 | $877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,332 | $873,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,262 | $866,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 11,762 | $862,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,386 | $849,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 14,307 | $847,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,236 | $840,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,845 | $828,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,505 | $828,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,317 | $818,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,762 | $810,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,462 | $801,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 41,313 | $799,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 30,007 | $799,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,176 | $792,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 38,222 | $779,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,062 | $766,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,413 | $759,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,969 | $756,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,786 | $730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8,488 | $729,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,929 | $711,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,193 | $709,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,903 | $706,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,035 | $705,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,635 | $703,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,333 | $674,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,221 | $649,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8,584 | $643,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,704 | $628,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,022 | $606,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,856 | $598,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 33,861 | $584,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,169 | $582,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 17,328 | $581,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,152 | $575,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,478 | $574,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,874 | $562,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,879 | $551,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,483 | $530,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 18,248 | $490,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,214 | $484,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,589 | $478,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 18,059 | $467,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,438 | $458,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,157 | $457,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 21,136 | $444,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 16,557 | $433,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 16,996 | $433,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 16,381 | $432,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,375 | $422,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,281 | $420,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,662 | $409,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,077 | $409,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,397 | $401,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,608 | $395,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,732 | $386,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,492 | $386,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,236 | $385,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,158 | $384,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,186 | $383,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,069 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,873 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,739 | $373,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 12,123 | $370,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,870 | $360,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,419 | $358,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,302 | $341,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,900 | $338,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,496 | $317,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,056 | $315,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,651 | $312,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $309,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 825 | $309,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,157 | $302,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,576 | $289,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,216 | $280,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,065 | $274,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,991 | $268,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,913 | $265,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,021 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,701 | $264,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,533 | $260,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,726 | $258,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,851 | $257,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,831 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,937 | $254,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,483 | $252,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 965 | $238,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,624 | $229,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,057 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,562 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,369 | $220,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 855 | $218,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,155 | $212,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 7,879 | $211,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 7,448 | $211,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 8,489 | $210,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 7,944 | $209,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 8,017 | $209,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,410 | $209,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 8,586 | $208,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,461 | $206,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,251 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,390 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,866 | $176,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 468 | $174,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,300 | $173,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,236 | $172,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 6,594 | $168,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,523 | $166,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 242 | $162,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,170 | $160,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,348 | $160,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,557 | $159,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 6,109 | $157,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 6,098 | $155,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 6,113 | $154,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 6,108 | $153,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 383 | $152,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 3,750 | $152,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 6,146 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 4,701 | $151,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,129 | $150,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 5,692 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 916 | $147,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 3,500 | $142,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 5,138 | $140,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,798 | $135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,513 | $132,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 6,659 | $132,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 2,466 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 856 | $129,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4,460 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,784 | $118,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,800 | $115,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $114,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 519 | $113,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,900 | $113,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,855 | $112,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,850 | $111,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 572 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,119 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 932 | $106,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1,915 | $104,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,293 | $104,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50 | $103,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,831 | $103,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 3,978 | $102,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,427 | $100,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 774 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,039 | $99,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 428 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 446 | $97,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,428 | $95,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 757 | $94,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,455 | $93,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 350 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8,764 | $89,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 912 | $86,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 600 | $85,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,003 | $85,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 451 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,028 | $84,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 243 | $83,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 546 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 567 | $82,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,526 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,476 | $81,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 247 | $80,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,605 | $80,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 480 | $79,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 240 | $78,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 281 | $77,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 424 | $77,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 350 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,324 | $75,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 685 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 303 | $74,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 396 | $74,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 544 | $73,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,396 | $71,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 786 | $71,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,000 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 165 | $70,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,100 | $70,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 500 | $66,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 363 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 892 | $59,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 478 | $58,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,192 | $58,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,315 | $57,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,488 | $57,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 517 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 517 | $56,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 415 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 451 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,738 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 975 | $53,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 693 | $52,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 431 | $50,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,096 | $48,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,926 | $48,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 600 | $47,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 359 | $47,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 341 | $44,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 164 | $44,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,400 | $44,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 120 | $41,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 54 | $41,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 970 | $40,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 206 | $40,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 325 | $40,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,019 | $39,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 454 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,670 | $38,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 999 | $36,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,077 | $35,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 551 | $35,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 297 | $35,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 408 | $35,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,605 | $35,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,364 | $35,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 321 | $34,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 647 | $33,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 270 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,263 | $33,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 145 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 516 | $31,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 27 | $30,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 249 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,326 | $30,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 159 | $29,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 169 | $29,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 691 | $29,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 954 | $28,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 1,949 | $28,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,700 | $27,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 640 | $26,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 330 | $25,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,375 | $25,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 628 | $24,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 115 | $24,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 485 | $23,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,323 | $22,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 93 | $21,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 317 | $20,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 335 | $19,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 902 | $19,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 56 | $18,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 360 | $18,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $17,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 183 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 350 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 556 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 614 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $16,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 163 | $16,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 176 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 505 | $16,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,300 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 233 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 60 | $15,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 31 | $15,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,930 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 139 | $15,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 360 | $15,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 575 | $15,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 750 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 285 | $14,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $10,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 400 | $10,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 471 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 327 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 160 | $9,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $9,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 83 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19 | $8,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 100 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 133 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 231 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 316 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 251 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 241 | $8,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 425 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 218 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 469 | $8,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 29 | $7,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 71 | $7,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 194 | $7,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 115 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $6,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 70 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 88 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 74 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 84 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 112 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 62 | $5,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 95 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 86 | $5,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 121 | $4,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 25 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 44 | $4,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 388 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 55 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 21 | $3,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 37 | $2,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6 | $1,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18 | $1,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5 | $1,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 14 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 300 | $1,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001451623-21-000002 | this filing | 2021-05-14 | acceptance time not in the bulk data set |