13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,693 holding rows worth $1,377,412,000.
- Accession
- 0001451623-20-000003
- Filer
- CIK 1445065
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,694 entries on the cover page, a total value of $1,377,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,377,412,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,466 | $30,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,246 | $30,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $30,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,171 | $30,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 351 | $30,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 241 | $29,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,975 | $29,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 343 | $29,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 149 | $29,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 350 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,384 | $29,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,930 | $29,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 574 | $29,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,544 | $29,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 658 | $29,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,937 | $29,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 90 | $28,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,487 | $28,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 230 | $28,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 272 | $28,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,558 | $28,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $28,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 424 | $28,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 787 | $28,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $28,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 270 | $28,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 686 | $28,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 990 | $28,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,200 | $28,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 575 | $27,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 163 | $27,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 245 | $27,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 392 | $27,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 554 | $27,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,525 | $27,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 237 | $27,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,642 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $27,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 527 | $27,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 286 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 721 | $26,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 875 | $26,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,051 | $26,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 183 | $26,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 338 | $26,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 209 | $26,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,559 | $26,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,176 | $26,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $26,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,858 | $26,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $25,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 223 | $25,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 954 | $25,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 360 | $25,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 450 | $25,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,746 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,046 | $25,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 463 | $25,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 550 | $25,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 127 | $25,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,200 | $25,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,570 | $25,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 350 | $25,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,410 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 343 | $25,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $25,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,142 | $25,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 85 | $24,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 486 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 452 | $24,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,445 | $24,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 297 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,285 | $24,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 435 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 569 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 835 | $23,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 753 | $23,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,743 | $23,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 685 | $23,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 347 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 500 | $23,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 954 | $23,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 300 | $23,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 6,148 | $23,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 297 | $22,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 525 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,139 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 854 | $22,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 495 | $22,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 268 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 466 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 449 | $22,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $22,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,659 | $22,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,292 | $22,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 216 | $21,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 680 | $21,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 890 | $21,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 363 | $21,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $21,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 183 | $21,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,627 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 281 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 450 | $21,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 1,303 | $21,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,155 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 600 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,132 | $21,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,296 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 538 | $21,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,685 | $21,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 92 | $20,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 296 | $20,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,784 | $20,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 550 | $20,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,528 | $20,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 880 | $20,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 260 | $20,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 108 | $20,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 600 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 237 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 441 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 102 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $20,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,800 | $20,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 277 | $20,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 408 | $20,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 550 | $20,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,000 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $20,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 675 | $20,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 663 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 478 | $20,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,505 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,128 | $20,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,285 | $20,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 202 | $19,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 637 | $19,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 168 | $19,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 267 | $19,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,100 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 229 | $19,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,236 | $19,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,290 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 575 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 673 | $19,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,300 | $19,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 180 | $19,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,765 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,500 | $19,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 738 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,000 | $19,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 162 | $18,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 108 | $18,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 763 | $18,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $18,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $17,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 454 | $17,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,800 | $17,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 980 | $17,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,543 | $17,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,975 | $17,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 115 | $17,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 100 | $17,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,388 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 410 | $17,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 31 | $16,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 921 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,275 | $16,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 166 | $16,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 450 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 296 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 379 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 917 | $16,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 6,000 | $16,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75 | $15,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150 | $15,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 195 | $15,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 60 | $15,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,165 | $15,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 250 | $15,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 75 | $15,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 175 | $15,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,197 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,109 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,029 | $15,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 17 | $15,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 200 | $15,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 975 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 68 | $15,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 467 | $15,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 513 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 500 | $15,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 665 | $15,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 4,161 | $15,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 116 | $14,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 706 | $14,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 209 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 825 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 548 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 550 | $14,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 400 | $14,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $14,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,243 | $14,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 800 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 114 | $14,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 341 | $14,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,196 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 500 | $14,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35 | $13,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 221 | $13,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 400 | $13,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 222 | $13,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 181 | $13,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 288 | $13,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 276 | $13,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 100 | $13,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 206 | $13,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 510 | $13,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 961 | $13,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 570 | $13,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 324 | $13,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 1,012 | $13,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 206 | $13,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 169 | $12,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 182 | $12,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 540 | $12,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 650 | $12,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 200 | $12,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 225 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 565 | $12,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 250 | $12,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 94 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 478 | $12,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,767 | $12,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 147 | $12,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 550 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 395 | $12,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,875 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 361 | $12,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $12,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 333 | $12,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $12,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 404 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 323 | $12,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 525 | $12,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,500 | $11,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 136 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 631 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 625 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 180 | $11,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 255 | $11,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 190 | $11,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,077 | $11,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,000 | $11,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,716 | $11,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $11,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 400 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 82 | $11,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 400 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $11,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 820 | $11,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 151 | $11,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 106 | $10,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 90 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 461 | $10,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 59 | $10,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,151 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 214 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 61 | $10,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 581 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $10,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 258 | $10,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 208 | $10,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,062 | $10,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 104 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 285 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 239 | $10,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 200 | $10,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,080 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 337 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 677 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 363 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 207 | $10,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 187 | $9,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 150 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 140 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 40 | $9,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 840 | $9,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 340 | $9,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,000 | $9,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 200 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 250 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 278 | $9,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 486 | $9,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 780 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,515 | $9,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 794 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $9,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,150 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,074 | $9,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 669 | $9,000 | thousands by filing date | |
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| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 300 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 174 | $8,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 308 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 159 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 250 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 106 | $8,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 120 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,200 | $8,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 179 | $8,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 255 | $8,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 185 | $8,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 143 | $8,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 28 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 285 | $8,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,900 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 204 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 922 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 237 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 183 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 301 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 206 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 436 | $8,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 440 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 572 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 155 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 22 | $7,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $7,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 150 | $7,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $7,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 46 | $7,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $7,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 238 | $7,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 283 | $7,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $7,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 650 | $7,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 117 | $7,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 280 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16 | $7,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,300 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $7,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 93 | $7,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 90 | $7,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 170 | $7,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 59 | $7,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 367 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $7,000 | thousands by filing date | |
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| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $7,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 500 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $6,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 50 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 474 | $6,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 100 | $6,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 109 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 76 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 660 | $6,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 47 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 102 | $6,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $6,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $6,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 194 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 43 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 63 | $6,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 321 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 51 | $6,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $6,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 431 | $6,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 600 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 400 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 100 | $6,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $6,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $6,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 421 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,265 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 96 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 183 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 125 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 250 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,200 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $5,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $5,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $5,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 87 | $5,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 83 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 52 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 503 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $5,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 140 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $5,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 450 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,000 | $5,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 300 | $5,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 105 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $5,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 500 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $5,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $5,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 48 | $5,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 350 | $5,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 388 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 38 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 68 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 686 | $5,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 385 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 510 | $5,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 600 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $5,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 106 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 400 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 900 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 100 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $5,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 103 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 56 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $5,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 900 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 150 | $5,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 276 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 103 | $5,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,592 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 215 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 220 | $5,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 37 | $4,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 78 | $4,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 77 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 77 | $4,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 99 | $4,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 48 | $4,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 45 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 33 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 125 | $4,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 87 | $4,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 30 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 27 | $4,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 61 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 186 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 295 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 215 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 31 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 190 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 100 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $4,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 139 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 210 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 200 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 120 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 41 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 530 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $4,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 129 | $4,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 57 | $4,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 140 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 400 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 544 | $4,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 278 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 300 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001451623-20-000003 | this filing | 2020-08-14 | acceptance time not in the bulk data set |