13F-HR filed by BENJAMIN EDWARDS INC
BENJAMIN EDWARDS INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 296 holding rows worth $46,172,000.
- Accession
- 0001451623-19-000007
- Filer
- CIK 1451623
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 296 entries on the cover page, a total value of $46,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,172,000 with VALUE read as thousands by filing date, 13F file number 028-19533. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBENJAMIN F. EDWARDS & COMPANY, INC.028-15560
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 103,690 | $5,246,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,836 | $2,585,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 108,797 | $2,147,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,220 | $1,098,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,657 | $1,064,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 28,671 | $1,063,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,860 | $1,055,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,438 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,667 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,180 | $1,027,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,717 | $950,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 81,085 | $893,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 9,016 | $780,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 28,120 | $755,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,071 | $631,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,504 | $626,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 37,528 | $616,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 17,446 | $608,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,571 | $599,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 21,692 | $582,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,361 | $562,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,085 | $560,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 19,866 | $552,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,369 | $501,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,804 | $483,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,679 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,172 | $469,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,213 | $462,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,913 | $428,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 7,496 | $394,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,881 | $391,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,608 | $374,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,454 | $336,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 61,567 | $319,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,716 | $317,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,411 | $313,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,675 | $313,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,289 | $307,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 40,324 | $302,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,189 | $301,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 10,692 | $297,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 11,364 | $295,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 11,116 | $288,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,323 | $284,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,317 | $267,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,965 | $253,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,807 | $207,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,524 | $197,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,246 | $196,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 677 | $184,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,400 | $184,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,219 | $177,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,841 | $175,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,058 | $171,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,681 | $170,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,311 | $170,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,002 | $170,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 741 | $164,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,903 | $160,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,015 | $159,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,042 | $159,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 976 | $157,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,087 | $155,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 279 | $153,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1,537 | $153,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,124 | $150,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,637 | $147,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,648 | $147,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,280 | $145,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 626 | $145,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,885 | $144,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,224 | $144,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 871 | $136,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,311 | $135,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,234 | $135,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 617 | $133,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 588 | $130,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 830 | $130,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 782 | $127,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,040 | $124,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 842 | $122,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 806 | $121,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 614 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 650 | $116,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,038 | $116,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 555 | $115,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 3,500 | $115,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 4,486 | $115,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 805 | $114,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 448 | $113,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 388 | $112,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 874 | $110,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 3,365 | $109,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 984 | $108,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 777 | $106,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,489 | $105,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,098 | $105,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 711 | $104,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,002 | $100,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,447 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,641 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 729 | $92,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,052 | $92,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 760 | $90,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,280 | $88,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 3,278 | $83,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 673 | $83,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,496 | $83,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 3,233 | $81,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,627 | $80,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 625 | $74,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,309 | $73,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,750 | $68,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,655 | $68,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,659 | $67,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 6,322 | $66,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,601 | $66,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,670 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,660 | $65,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,630 | $65,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,034 | $60,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 350 | $58,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,553 | $58,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,396 | $57,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 978 | $57,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 186 | $57,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 32 | $56,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 231 | $56,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 500 | $56,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 872 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 2,714 | $52,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 554 | $49,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 480 | $44,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 712 | $44,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,400 | $42,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,000 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 275 | $39,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 215 | $37,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 408 | $35,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 205 | $34,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,589 | $33,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 246 | $32,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 400 | $30,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,387 | $30,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 348 | $29,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 330 | $27,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,375 | $27,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 620 | $27,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 419 | $26,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 151 | $25,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 208 | $25,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 273 | $25,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 650 | $25,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,930 | $25,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,700 | $25,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,164 | $24,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 446 | $23,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 567 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 435 | $23,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 388 | $23,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 271 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 701 | $22,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,655 | $22,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 943 | $21,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 268 | $21,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,214 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 127 | $19,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 465 | $19,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 815 | $19,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 943 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 75 | $18,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 848 | $18,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 200 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $17,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 335 | $17,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 122 | $17,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $17,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 143 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,844 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 135 | $16,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 143 | $16,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 450 | $16,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 175 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 224 | $16,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,300 | $16,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 142 | $15,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 110 | $15,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 98 | $15,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 98 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 492 | $15,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 220 | $15,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 47 | $15,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 148 | $15,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 567 | $15,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 112 | $14,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 127 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 79 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 111 | $14,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 250 | $14,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 698 | $14,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 555 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 542 | $14,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 221 | $14,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 132 | $13,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 164 | $13,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 112 | $13,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 241 | $13,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 384 | $13,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 804 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 559 | $13,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 214 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 784 | $12,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 118 | $11,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 176 | $11,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 310 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 446 | $11,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 167 | $11,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 26 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 36 | $10,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 60 | $10,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 717 | $10,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 446 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 160 | $9,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32 | $9,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 150 | $9,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 181 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 104 | $9,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 54 | $9,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 267 | $9,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 65 | $9,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $8,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 100 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15 | $8,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 78 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 150 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 34 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 58 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 151 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 35 | $7,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 74 | $6,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33 | $6,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 35 | $6,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 56 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 42 | $6,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 69 | $6,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 73 | $6,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 157 | $6,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 339 | $6,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 63 | $5,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 21 | $5,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 85 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 50 | $5,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 45 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 35 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 133 | $5,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 441 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 155 | $5,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,218 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 171 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 177 | $5,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 39 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 23 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 150 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 30 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 165 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 500 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 86 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 372 | $4,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 455 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 106 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 110 | $3,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 42 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 13 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 40 | $2,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 50 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 55 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 21 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 71 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 72 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 72 | $2,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 68 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 70 | $2,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3 | $1,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 10 | $1,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 52 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 39 | $1,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 21 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 300 | $1,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001451623-19-000007 | this filing | 2019-11-05 | acceptance time not in the bulk data set |