13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 2,147 holding rows worth $371,808,703,000.
- Accession
- 0001450835-14-000020
- Filer
- CIK 902219
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,780 entries on the cover page, a total value of $371,808,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,808,729,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Trust Company, NA 028-04557
- included managerWellington International Management Company Pte Ltd 028-04557
- included managerWellington Management International, Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAIAM INC-CLASS A | 36268Q103 | CL A | 554,100 | $4,255,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 218,840 | $4,237,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 706,024 | $4,236,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 54,921 | $4,217,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 160,613 | $4,194,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 58,425 | $4,189,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 161,802 | $4,139,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 312,433 | $4,137,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 177,450 | $4,120,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 143,189 | $4,116,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 406,629 | $4,107,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 19,533 | $4,104,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 328,796 | $4,094,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 443,389 | $4,092,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 375,000 | $4,088,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 105,568 | $4,077,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 90,634 | $4,036,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,323,200 | $4,009,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 42,063 | $3,998,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 221,731 | $3,995,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 195,830 | $3,966,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 281,100 | $3,941,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 45,300 | $3,915,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 343,118 | $3,819,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,144,485 | $3,817,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 226,400 | $3,817,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 244,400 | $3,813,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 854,782 | $3,804,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,091,800 | $3,799,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 583,040 | $3,796,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 231,340 | $3,775,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 438,020 | $3,767,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 742,522 | $3,757,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 66,913 | $3,750,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 108,668 | $3,741,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 168,038 | $3,737,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 279,764 | $3,721,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 491,991 | $3,719,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 283,654 | $3,718,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 216,400 | $3,692,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,214,634 | $3,682,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 193,801 | $3,671,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 63,170 | $3,665,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 40,000 | $3,621,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 21,369 | $3,570,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 7,441,919 | $3,564,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 107,920 | $3,528,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 200,200 | $3,522,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,124,000 | $3,485,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 728,472 | $3,482,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 399,196 | $3,473,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 122,950 | $3,463,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 531,200 | $3,453,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 199,343 | $3,441,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 352,010 | $3,428,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 38,717 | $3,382,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 317,297 | $3,379,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 200,000 | $3,376,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 53,911 | $3,355,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 194,152 | $3,322,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 126,428 | $3,297,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 43,602 | $3,296,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 265,178 | $3,288,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 958,480 | $3,288,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 129,130 | $3,288,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 191,778 | $3,264,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 302,455 | $3,258,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 53,870 | $3,216,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 209,463 | $3,207,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 299,971 | $3,198,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 56,531 | $3,191,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 170,173 | $3,191,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 222,635 | $3,184,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 97,439 | $3,170,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 143,422 | $3,148,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 219,511 | $3,130,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 154,919 | $3,109,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 62,523 | $3,086,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,995,000 | $3,078,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 54,674 | $3,076,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 80,448 | $3,058,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 52,850 | $3,055,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 59,895 | $3,038,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 218,390 | $3,036,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 31,069 | $3,025,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 830,000 | $3,025,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 38,830 | $3,024,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 48,250 | $3,018,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 29,469 | $2,991,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 308,200 | $2,984,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 140,143 | $2,960,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 581,244 | $2,929,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 159,525 | $2,902,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 143,849 | $2,896,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 60,305 | $2,882,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108,064 | $2,875,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 91,925 | $2,868,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 88,907 | $2,841,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 158,230 | $2,828,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 104,529 | $2,814,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 62,990 | $2,807,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 266,648 | $2,800,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 233,733 | $2,779,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 31,134 | $2,756,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 50,640 | $2,754,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 307,300 | $2,729,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 104,638 | $2,725,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 154,842 | $2,688,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 187,512 | $2,687,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 22,252 | $2,687,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 49,670 | $2,685,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 55,323 | $2,666,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 87,590 | $2,663,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 384,072 | $2,658,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 34,328 | $2,640,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 26,810 | $2,639,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 97,840 | $2,622,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 248,923 | $2,621,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 447,072 | $2,593,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 113,454 | $2,563,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 194,909 | $2,551,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 119,856 | $2,543,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 176,147 | $2,535,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 241,200 | $2,533,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 34,222 | $2,515,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 106,061 | $2,503,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 72,445 | $2,491,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 311,019 | $2,491,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 163,500 | $2,485,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 22,511 | $2,481,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 22,965 | $2,477,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 30,017 | $2,459,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 146,952 | $2,457,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,938 | $2,452,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 660,220 | $2,449,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 678,149 | $2,434,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 95,160 | $2,432,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 260,110 | $2,414,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,150,428 | $2,404,000 | thousands by filing date | |
| 51JOB INC | G34155AA2 | DEBT 3.250% 4/1 | 2,400,000 | $2,400,000 | thousands by filing date | principal |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 100,580 | $2,383,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 27,680 | $2,382,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 37,464 | $2,368,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 49,963 | $2,349,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 625,956 | $2,348,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 985,085 | $2,345,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,081,455 | $2,336,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 84,710 | $2,331,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 92,000 | $2,321,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 74,112 | $2,311,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,150 | $2,280,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 21,485 | $2,277,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 149,058 | $2,252,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 123,935 | $2,251,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 100,937 | $2,244,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 68,078 | $2,242,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 273,860 | $2,240,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 97,801 | $2,224,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 24,065 | $2,214,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 125,700 | $2,212,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 36,255 | $2,211,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 18,716 | $2,205,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 219,800 | $2,202,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 262,856 | $2,177,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 64,757 | $2,153,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,700,000 | $2,133,000 | thousands by filing date | principal |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 147,161 | $2,124,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 110,980 | $2,109,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 99,100 | $2,106,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 55,846 | $2,084,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 55,778 | $2,072,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 79,193 | $2,064,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 107,570 | $2,062,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 246,727 | $2,056,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 137,908 | $2,052,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 126,400 | $2,045,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 33,937 | $2,045,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 91,800 | $2,044,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,527 | $2,042,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 94,878 | $2,038,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 120,730 | $2,021,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 24,422 | $2,017,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 12,523 | $2,010,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,342,735 | $1,987,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 82,716 | $1,984,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 559,117 | $1,951,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 267,688 | $1,936,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 430,021 | $1,935,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 67,762 | $1,931,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 177,115 | $1,929,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 385,312 | $1,927,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,477 | $1,896,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 151,800 | $1,869,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 83,188 | $1,868,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 80,268 | $1,860,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 316,901 | $1,832,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,188,201 | $1,829,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,421 | $1,808,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 62,850 | $1,762,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 680,043 | $1,755,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 53,688 | $1,750,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,539 | $1,749,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 50,861 | $1,747,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 182,700 | $1,743,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,215,000 | $1,722,000 | thousands by filing date | principal |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 49,416 | $1,719,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 54,731 | $1,710,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 277,087 | $1,701,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 73,300 | $1,677,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 41,000 | $1,664,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 264,340 | $1,654,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 820,000 | $1,648,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,135,000 | $1,639,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,812 | $1,630,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 610,000 | $1,630,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 52,601 | $1,615,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 48,000 | $1,609,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 94,700 | $1,607,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25,714 | $1,602,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,400,000 | $1,601,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 103,520 | $1,600,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 19,185 | $1,595,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,999 | $1,593,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 455,000 | $1,585,000 | thousands by filing date | principal |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 41,818 | $1,582,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 192,103 | $1,576,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 150,000 | $1,575,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 62,812 | $1,570,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 89,220 | $1,553,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 771,859 | $1,551,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 145,301 | $1,543,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,195 | $1,539,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 84,290 | $1,539,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 85,523 | $1,533,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,000 | $1,510,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,236 | $1,506,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 36,610 | $1,506,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 367,100 | $1,494,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 68,066 | $1,493,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,200,000 | $1,493,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 86,000 | $1,489,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 490,000 | $1,488,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 113,723 | $1,458,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 120,412 | $1,456,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 588,200 | $1,441,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 43,232 | $1,439,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 23,536 | $1,422,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 577,000 | $1,414,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 80,966 | $1,411,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 102,299 | $1,402,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 151,940 | $1,398,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 115,580 | $1,397,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 78,468 | $1,393,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,175,000 | $1,388,000 | thousands by filing date | principal |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 261,712 | $1,377,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 93,766 | $1,374,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 37,213 | $1,372,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 57,251 | $1,363,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 46,976 | $1,354,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 139,800 | $1,341,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 219,860 | $1,328,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 1,177,000 | $1,315,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 26,000 | $1,305,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 28,900 | $1,297,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 149,925 | $1,297,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18,010 | $1,293,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 79,939 | $1,283,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 39,425 | $1,278,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 41,877 | $1,274,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,140,445 | $1,263,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 63,840 | $1,261,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $1,260,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,208 | $1,258,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 750,000 | $1,258,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 377,500 | $1,257,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100,600 | $1,253,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 127,449 | $1,253,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 570,000 | $1,250,000 | thousands by filing date | principal |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 29,600 | $1,249,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 68,300 | $1,240,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 9,200 | $1,232,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 93,475 | $1,230,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 97,237 | $1,218,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,410 | $1,204,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 22,615 | $1,187,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 17,209 | $1,183,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 32,700 | $1,177,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,373 | $1,175,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,209,000 | $1,167,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 73,890 | $1,165,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 76,800 | $1,156,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 53,600 | $1,139,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 675,000 | $1,118,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 344,084 | $1,098,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 33,620 | $1,095,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 26,611 | $1,077,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,081 | $1,056,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 12,118 | $1,046,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 98,400 | $1,046,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 21,686 | $1,044,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 137,300 | $1,039,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 23,800 | $1,030,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 21,458 | $1,029,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 23,580 | $1,029,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 19,982 | $1,024,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 52,884 | $1,023,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 88,990 | $1,014,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 171,150 | $1,011,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 20,470 | $1,008,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 29,060 | $1,005,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,944 | $1,003,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 38,414 | $1,003,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 88,641 | $991,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 76,076 | $991,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 62,198 | $991,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 61,080 | $984,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $982,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 27,896 | $981,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 92,110 | $980,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 12,667 | $979,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 27,941 | $972,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 29,428 | $965,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 24,340 | $961,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,456 | $959,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 70,691 | $953,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 21,666 | $947,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 160,300 | $944,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 405,000 | $941,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 20,016 | $937,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 51,190 | $929,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 37,478 | $928,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 122,357 | $927,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 24,871 | $926,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16,637 | $924,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 66,611 | $924,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 868,000 | $920,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,676 | $913,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 680,000 | $912,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48,146 | $904,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 72,140 | $897,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 78,259 | $895,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 20,100 | $891,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 20,158 | $891,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 101,000 | $889,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 19,000 | $886,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 34,829 | $884,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 345,000 | $881,000 | thousands by filing date | principal |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 38,954 | $880,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 793,000 | $877,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 31,100 | $874,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 760,000 | $873,000 | thousands by filing date | principal |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,654 | $859,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 21,000 | $854,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,211 | $851,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 677,000 | $848,000 | thousands by filing date | principal |
| TECHNE CORP | 878377100 | COM | 9,100 | $842,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 250,000 | $842,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 46,740 | $838,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 21,560 | $837,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 153,274 | $835,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 27,400 | $833,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 18,136 | $829,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 580,000 | $826,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 705,000 | $823,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 23,400 | $818,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 79,214 | $813,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 55,862 | $813,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,871 | $812,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 48,247 | $810,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 14,460 | $800,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 388,080 | $799,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 53,365 | $793,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 65,000 | $790,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 61,804 | $789,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 49,717 | $786,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 29,834 | $786,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 292,654 | $781,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 43,074 | $778,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 66,035 | $774,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 18,612 | $773,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,402 | $772,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 186,324 | $764,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 45,546 | $755,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 684,000 | $754,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,737 | $752,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 53,900 | $752,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 250,000 | $752,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 8,400 | $750,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 14,263 | $748,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 17,561 | $743,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 506,000 | $736,000 | thousands by filing date | principal |
| United Bancshares | 909458101 | COM | 54,674 | $735,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,725 | $733,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 365,000 | $730,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 645,000 | $729,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 10,125 | $725,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 12,544 | $721,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,135 | $715,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 50,945 | $712,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 54,810 | $711,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 695,000 | $707,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,300 | $702,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,680 | $699,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 235,200 | $698,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 27,100 | $698,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 17,696 | $696,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 397,000 | $693,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,440 | $692,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 126,665 | $681,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 470,000 | $680,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,731 | $679,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 30,930 | $679,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,736 | $678,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 82,851 | $674,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,124 | $668,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,786 | $660,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,800 | $660,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,573 | $653,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 53,250 | $650,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,333 | $646,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 24,395 | $645,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 59,233 | $641,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 634,000 | $638,000 | thousands by filing date | principal |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,168 | $638,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 24,093 | $635,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 18,063 | $634,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 17,750 | $631,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 36,800 | $620,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 86,172 | $616,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 35,400 | $615,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,339 | $612,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 6,600 | $608,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,993 | $607,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 21,004 | $606,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 35,708 | $606,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 16,189 | $604,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 308,000 | $604,000 | thousands by filing date | principal |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,367 | $600,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 23,890 | $595,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 111,760 | $589,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 558,000 | $589,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 435,000 | $583,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 480,000 | $576,000 | thousands by filing date | principal |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 19,200 | $569,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,800 | $557,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 4,100 | $552,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,523 | $551,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 20,437 | $547,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 9,095 | $545,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 119,181 | $543,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 40,881 | $543,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 12,627 | $542,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 21,110 | $538,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 131,600 | $538,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,890 | $534,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 93,519 | $526,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 140,000 | $522,000 | thousands by filing date | principal |
| HORIZON PHARMA INC | 44047T109 | COM | 32,600 | $516,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 255,000 | $516,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,119 | $514,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 11,175 | $513,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 275,000 | $512,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 205,000 | $510,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,933 | $508,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 11,961 | $507,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 7,356 | $506,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 16,188 | $506,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 18,345 | $504,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 205,000 | $503,000 | thousands by filing date | principal |
| WINTHROP REALTY TRUST | 976391300 | SH B | 32,635 | $501,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 485,000 | $497,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 125,000 | $493,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 460,000 | $493,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 6,845 | $492,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 21,920 | $491,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,900 | $482,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 16,506 | $480,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 10,800 | $480,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 39,527 | $479,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,428 | $476,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 22,000 | $475,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 44,490 | $471,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 12,290 | $470,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 30,076 | $469,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 11,627 | $468,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,771 | $467,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,770 | $467,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 285,000 | $467,000 | thousands by filing date | principal |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,490 | $465,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,404 | $461,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,583 | $461,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 15,644 | $457,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,900 | $450,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 42,437 | $447,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 19,372 | $444,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 21,500 | $443,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 37,531 | $442,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 350,000 | $442,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 104,509 | $441,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,800 | $439,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001450835-14-000020 | this filing | 2014-08-14 | acceptance time not in the bulk data set |