13F-HR filed by VSR Financial Services, Inc.
VSR Financial Services, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 561 holding rows worth $651,621,000.
- Accession
- 0001449689-14-000002
- Filer
- CIK 1449689
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 566 entries on the cover page, a total value of $651,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $651,621,000 with VALUE read as thousands by filing date, 13F file number 028-13344. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 115,220 | $21,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 201,095 | $19,289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 90,290 | $16,762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 123,594 | $12,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 71,775 | $10,765,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 120,011 | $8,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 66,783 | $7,704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 212,011 | $7,454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 56,026 | $6,642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 263,369 | $6,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 231,250 | $6,482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 77,828 | $6,336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 247,957 | $6,169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55,351 | $6,040,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 49,622 | $5,886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 52,874 | $5,813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 589,759 | $5,797,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 119,504 | $5,584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 180,555 | $5,570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 59,344 | $5,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 63,097 | $5,051,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 118,835 | $4,889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 43,714 | $4,804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 8,412 | $4,719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 102,403 | $4,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 42,559 | $4,488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 37,062 | $4,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 163,541 | $4,245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 33,788 | $4,220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,656 | $4,186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 185,518 | $4,170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 98,315 | $4,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 99,105 | $4,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 41,364 | $4,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 45,120 | $4,072,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 79,907 | $3,927,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 122,332 | $3,896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 103,077 | $3,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 40,087 | $3,730,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 46,843 | $3,578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 49,799 | $3,548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 94,752 | $3,490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 50,815 | $3,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 29,048 | $3,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREEN CO | 931422109 | COM | 55,515 | $3,189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 78,065 | $3,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 54,873 | $3,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GP PLC | 92857W209 | ADR | 76,470 | $3,006,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 41,270 | $2,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 65,700 | $2,957,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 32,253 | $2,954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 68,130 | $2,899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 49,147 | $2,874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 39,512 | $2,816,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dow Chemical Company | 260543103 | COM | 62,698 | $2,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 42,632 | $2,770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 55,657 | $2,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 44,871 | $2,638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 26,165 | $2,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,849 | $2,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 13,060 | $2,450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 24,523 | $2,434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 41,186 | $2,358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 27,248 | $2,342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 47,555 | $2,312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 68,805 | $2,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 54,013 | $2,251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,669 | $2,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 21,846 | $2,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 25,130 | $2,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 62,724 | $2,114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 24,835 | $2,060,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 21,871 | $2,060,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 38,965 | $2,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cole Real Estate Investments | 19329V105 | COM | 146,418 | $2,056,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 54,200 | $2,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 113,900 | $2,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 158,326 | $2,014,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE VALUE TRUST | 780910105 | COM | 124,617 | $1,995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 42,649 | $1,936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 24,114 | $1,897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,686 | $1,877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 44,767 | $1,800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 28,994 | $1,796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 47,849 | $1,754,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 34,709 | $1,732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 12,116 | $1,699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 43,980 | $1,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 23,386 | $1,652,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,956 | $1,647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 123,473 | $1,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 157,600 | $1,551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,648 | $1,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23,004 | $1,537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 36,210 | $1,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 11,979 | $1,515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 29,666 | $1,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,584 | $1,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 23,681 | $1,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 67,172 | $1,489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 22,640 | $1,488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 11,115 | $1,487,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 18,048 | $1,456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 21,006 | $1,445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAP CORP | 895848109 | COM | 52,050 | $1,439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X286 | COMMON STOCK | 33,342 | $1,436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 40,209 | $1,434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 19,177 | $1,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 53,911 | $1,429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 26,602 | $1,414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,210 | $1,413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 90,378 | $1,407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 45,916 | $1,406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 63,677 | $1,392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,775 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 34,939 | $1,387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 62,198 | $1,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,102 | $1,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 40,318 | $1,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 26,555 | $1,366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 54,665 | $1,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 28,804 | $1,328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 25,965 | $1,325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 34,500 | $1,322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 16,536 | $1,319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 27,006 | $1,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,744 | $1,302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 51,125 | $1,297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 59,401 | $1,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 14,122 | $1,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 18,490 | $1,276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 33,052 | $1,273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 94,121 | $1,265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 19,790 | $1,249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,210 | $1,234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 37,600 | $1,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,572 | $1,185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 25,937 | $1,178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,477 | $1,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 14,643 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 6,923 | $1,163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 21,709 | $1,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT COMFORT CORP | 81616X103 | COM | 54,981 | $1,160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,422 | $1,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,167 | $1,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 46,174 | $1,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,765 | $1,117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 10,815 | $1,116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 12,945 | $1,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 7,955 | $1,086,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,941 | $1,070,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC CL A | 98138H101 | Stock | 12,593 | $1,047,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 67,212 | $1,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,765 | $1,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,193 | $1,034,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MBS ETF | 464288588 | SHS | 9,832 | $1,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 24,786 | $1,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,025 | $1,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE FOCUS TR | 78080N108 | COM | 133,664 | $1,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 7,523 | $1,013,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 77,033 | $1,006,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,349 | $1,003,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pentair Inc | H6169Q108 | PNR | 12,837 | $997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 46,533 | $996,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 32,544 | $994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 35,318 | $991,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,375 | $989,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,685 | $973,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLUS CAP INVT CORP | 858568108 | COM | 64,564 | $965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18,188 | $955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,361 | $954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 86,761 | $945,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,107 | $941,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,225 | $935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 12,180 | $931,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 13,870 | $927,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 62,489 | $917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 95,543 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 18,181 | $897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 36,182 | $896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 56,096 | $893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,793 | $891,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,361 | $890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 9,154 | $884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 16,354 | $882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 58,425 | $879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 10,077 | $878,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,146 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 11,330 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,203 | $873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 20,106 | $873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,438 | $872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 22,620 | $865,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,743 | $860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 38,172 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,681 | $855,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 26,695 | $852,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 10,210 | $850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,743 | $843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 13,470 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 44,461 | $838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 7,934 | $831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 22,759 | $828,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,488 | $824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 13,641 | $817,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 10,358 | $812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 11,523 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 20,684 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,861 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 26,158 | $780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 23,563 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461200 | COM | 73,775 | $776,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 23,074 | $774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 13,225 | $773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,247 | $765,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 15,590 | $764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 20,822 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 51,956 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291102 | COM | 39,560 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 84,319 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H105 | CL A | 22,644 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,239 | $737,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,114 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 25,358 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020104 | COM | 4,255 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,815 | $708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,663 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 12,805 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549104 | COM | 35,947 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 10,228 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 15,446 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 12,569 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 113,008 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,798 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gevo Inc | 374396109 | COMMON | 473,900 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 13,128 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 14,731 | $665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 5,817 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 42,321 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walter Energy Inc | 93317Q105 | COM | 39,900 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,004 | $663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,194 | $662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 8,845 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 47,810 | $656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 91,600 | $654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 43,659 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 18,734 | $649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 21,705 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 49,473 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 55,430 | $643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 17,775 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 194,672 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 13,433 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 8,860 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 71,442 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,721 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,143 | $626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,683 | $621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,760 | $619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RES CORP | 043113208 | CL A | 26,839 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,356 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,285 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 29,225 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 9,188 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,329 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,279 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 21,900 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,808 | $601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 29,026 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 11,105 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,782 | $597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 31,202 | $596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREIT INC | 03216B208 | CL B | 35,469 | $596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 31,613 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 8,021 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALL CORP | 696429307 | COM | 6,892 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 21,414 | $587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 7,778 | $586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 523 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 10,844 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637100 | COM | 20,734 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 34,298 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,084 | $565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 31,740 | $565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 54,518 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 69,900 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWOOD HLDGS INC | 774415103 | COM | 7,798 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 12,500 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,869 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 12,313 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares CEF Income Composite | 73936Q843 | Com | 22,556 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 23,184 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 15,275 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 74,330 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,494 | $539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 121,170 | $539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,707 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 10,739 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 16,060 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 17,260 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 5,811 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 632 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 29,121 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEALED AIR CORP NEW | 81211K100 | COM | 15,184 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,095 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,291 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 13,563 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 5,975 | $513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 62,905 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 55,029 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,112 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 10,202 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,146 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,562 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,715 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,523 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,342 | $498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 6,031 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 21,612 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 14,160 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,994 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,988 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13,275 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 26,314 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,648 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 36,629 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 8,995 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC COM | 754907103 | REIT | 11,133 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 13,960 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 20,177 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,311 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 64,516 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 4,991 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 6,048 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q209 | COM NEW | 117,500 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 20,731 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 15,011 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,675 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 17,489 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 21,409 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,095 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,221 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK H & R INC COM | 093671105 | Stock | 14,878 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 24,632 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,328 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 16,474 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485106 | COM | 19,802 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,433 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,018 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 34,633 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 2,739 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,031 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 14,324 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,217 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 44,000 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,256 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 5,028 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,840 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 5,499 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVH CORPORATION COM | 693656100 | Stock | 2,882 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,059 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 5,140 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,342 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 15,282 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 29,095 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 15,208 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,765 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,717 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 6,041 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 80,620 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER INC | 887317303 | COM NEW | 5,355 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,539 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 37,134 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,008 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 43,651 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 1,641 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISIGN INC COM | 92343E102 | Stock | 6,100 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,213 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286830 | EXCHANGE TRADED | 23,028 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 6,929 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 16,474 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 345,184 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 16,319 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAY INC | 225223304 | COM NEW | 12,989 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,442 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RR DONNELLEY + SONS CO | 257867101 | COM | 17,216 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 12,890 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,900 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 80,000 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,524 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 9,617 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,778 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 12,533 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 2,831 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 19,560 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,780 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,716 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 71,454 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 893 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 12,114 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,483 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332106 | COM | 8,087 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 4,362 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A108 | COM | 43,785 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,782 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,290 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 20,530 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,708 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 4,958 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,281 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,250 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 294 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,598 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESORO CORP | 881609101 | COM | 5,311 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 8,661 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 15,170 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 14,878 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 7,476 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,019 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 54,500 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 2,891 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,856 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,272 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,522 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATAMARAN CORP | 148887102 | COM | 6,203 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,900 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,184 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 14,000 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,278 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 3,524 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,891 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,164 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,548 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,527 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,054 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,918 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,393 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 11,500 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 7,058 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 178,885 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 10,221 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,173 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,026 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,390 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,080 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,308 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 4,827 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 12,081 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMERICA CORP | 71714F104 | COM | 12,425 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336107 | COM | 13,070 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,830 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,639 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 428236103 | COM | 9,313 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,148 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 29,050 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,120 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,737 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,168 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,105 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 28,500 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,019 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 20,000 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,251 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,537 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 2,726 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 2,257 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 9,561 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,243 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,127 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,812 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,430 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,413 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,516 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,787 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,442 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,000 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 17,762 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 17,900 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,485 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC | 42217K106 | COM | 4,336 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,048 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 5,558 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,354 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,702 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 6,170 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 3,492 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,088 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,755 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,761 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,336 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,881 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,905 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 2,507 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,669 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 4,606 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 3,540 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 3,093 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 37,770 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 6,304 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,285 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001449689-14-000002 | this filing | 2014-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001449689-14-000006 | base | 2014-02-07 | acceptance time not in the bulk data set |