13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 12,251 holding rows worth $395,433,012,931.
- Accession
- 0001446194-23-000009
- Filer
- CIK 1446194
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 15,264 entries on the cover page, a total value of $395,433,012,931 stated on the cover page (in dollars after the unit check, H1), rows summing to $395,433,012,931 with VALUE read as dollars as filed, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerDarby Financial Products028-20869
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Renalytix PLC | 75973T101 | ADS | 21,891 | $40,936 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 49,815 | $40,848 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 11,531 | $40,820 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 10,139 | $40,657 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 12,300 | $40,590 | dollars as filed | call |
| COMSTOCK INC | 205750300 | COM NEW | 147,353 | $40,522 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 22,700 | $40,406 | dollars as filed | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 28,228 | $40,366 | dollars as filed | |
| NUCANA PLC | 67022C106 | ADR | 61,137 | $40,350 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,700 | $40,339 | dollars as filed | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 52,900 | $40,204 | dollars as filed | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 34,900 | $40,135 | dollars as filed | call |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 12,800 | $40,064 | dollars as filed | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 13,333 | $39,834 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 19,300 | $39,758 | dollars as filed | put |
| EQUILLIUM INC | 29446K106 | COM | 36,100 | $39,710 | dollars as filed | call |
| SPHERE 3D CORP NEW | 84841L308 | COM | 141,733 | $39,685 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,706 | $39,612 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 11,500 | $39,560 | dollars as filed | call |
| EMAGIN CORP | 29076N206 | COM | 46,262 | $39,323 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 22,700 | $39,271 | dollars as filed | put |
| VELO3D INC | 92259N104 | COM | 21,800 | $39,022 | dollars as filed | call |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 16,652 | $38,966 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 30,200 | $38,958 | dollars as filed | put |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 24,498 | $38,952 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,049 | $38,916 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 14,499 | $38,857 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 73,318 | $38,756 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 18,900 | $38,745 | dollars as filed | put |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 13,000 | $38,740 | dollars as filed | put |
| WALLBOX NV | N94209108 | SHS CL A | 10,774 | $38,571 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 13,000 | $38,480 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 10,729 | $38,410 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 20,203 | $38,386 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 18,100 | $38,372 | dollars as filed | call |
| ADITXT INC | 007025505 | COM NEW | 32,510 | $38,037 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,950 | $37,961 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 30,772 | $37,850 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,650 | $37,811 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 23,328 | $37,791 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 19,907 | $37,624 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 51,300 | $37,449 | dollars as filed | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 23,700 | $37,446 | dollars as filed | call |
| AUDACY INC | 05070N103 | COM | 166,058 | $37,380 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 76,089 | $37,284 | dollars as filed | |
| VEON LTD | 91822M106 | SPONSORED ADR | 75,847 | $37,165 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 32,500 | $37,050 | dollars as filed | call |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 13,000 | $37,050 | dollars as filed | put |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 84,147 | $37,025 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 56,800 | $36,920 | dollars as filed | put |
| NEMAURA MED INC | 640442208 | COMMON | 21,636 | $36,781 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 18,381 | $36,762 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 11,700 | $36,738 | dollars as filed | call |
| EQUILLIUM INC | 29446K106 | COM | 33,338 | $36,672 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 456,900 | $36,552 | dollars as filed | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 24,200 | $36,542 | dollars as filed | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 45,014 | $36,461 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 52,700 | $36,342 | dollars as filed | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 22,200 | $36,186 | dollars as filed | call |
| ETF MANAGERS TR | 26924G730 | PRIME 2X DLY JUR | 14,164 | $36,093 | dollars as filed | |
| ELEVATE CREDIT INC | 28621V101 | COM | 20,584 | $36,022 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 61,900 | $35,902 | dollars as filed | call |
| BERKSHIRE GREY INC | 084656107 | COM | 59,700 | $35,820 | dollars as filed | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 238,700 | $35,805 | dollars as filed | call |
| ISUN INC | 465246106 | COMMON | 26,900 | $35,777 | dollars as filed | call |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 500,239 | $35,767 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 296,900 | $35,628 | dollars as filed | call |
| BARK Inc. | 68622E104 | COM | 23,700 | $35,313 | dollars as filed | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 13,100 | $35,239 | dollars as filed | call |
| PRECIGEN INC | 74017N105 | COM | 23,100 | $35,112 | dollars as filed | call |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 99,965 | $34,988 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 10,765 | $34,986 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 11,000 | $34,760 | dollars as filed | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 23,900 | $34,655 | dollars as filed | call |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 31,200 | $34,632 | dollars as filed | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 57,154 | $34,504 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 73,400 | $34,498 | dollars as filed | call |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 32,700 | $34,335 | dollars as filed | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 13,200 | $34,188 | dollars as filed | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 34,421 | $34,077 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 12,700 | $34,036 | dollars as filed | call |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 323,856 | $34,005 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 70,600 | $33,888 | dollars as filed | call |
| NEW PAC METALS CORP | 64782A107 | COM | 14,926 | $33,584 | dollars as filed | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 51,519 | $33,487 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 44,500 | $33,375 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 28,700 | $33,292 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 17,300 | $33,216 | dollars as filed | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 31,400 | $32,970 | dollars as filed | call |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 12,729 | $32,968 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES INC COM NEW | 043635606 | Stock | 20,200 | $32,926 | dollars as filed | put |
| EDESA BIOTECH INC | 27966L108 | COM | 15,211 | $32,856 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 54,500 | $32,700 | dollars as filed | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 42,400 | $32,648 | dollars as filed | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 28,100 | $32,596 | dollars as filed | call |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 13,400 | $32,562 | dollars as filed | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 29,292 | $32,514 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,900 | $32,435 | dollars as filed | call |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 11,243 | $32,267 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 17,600 | $32,208 | dollars as filed | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,300 | $32,175 | dollars as filed | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 27,100 | $31,978 | dollars as filed | call |
| UXIN LTD | 91818X207 | ADR | 11,005 | $31,694 | dollars as filed | |
| LOTTERY COM INC | 54570M108 | COM | 180,280 | $31,549 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 24,702 | $31,372 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 28,000 | $31,360 | dollars as filed | put |
| CLENE INC | 185634102 | COM | 31,200 | $31,200 | dollars as filed | call |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 39,962 | $31,170 | dollars as filed | |
| QUOIN PHARMACEUTICALS LTD | 74907L201 | SPONSORED ADS | 21,909 | $31,111 | dollars as filed | |
| URBAN-GRO INC | 91704K202 | COM NEW | 11,428 | $31,084 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 11,557 | $30,973 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 24,500 | $30,870 | dollars as filed | put |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 27,800 | $30,858 | dollars as filed | put |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 21,806 | $30,855 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 27,728 | $30,778 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 14,800 | $30,636 | dollars as filed | put |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 42,310 | $30,463 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 54,462 | $30,450 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 46,529 | $30,244 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 11,878 | $30,170 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 15,800 | $30,020 | dollars as filed | call |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 17,300 | $29,929 | dollars as filed | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,100 | $29,925 | dollars as filed | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,100 | $29,684 | dollars as filed | put |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 44,200 | $29,614 | dollars as filed | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 22,100 | $29,614 | dollars as filed | put |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 86,867 | $29,535 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 173,574 | $29,508 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 16,200 | $29,160 | dollars as filed | put |
| LILIUM N V | N52586109 | COM | 25,554 | $29,132 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 10,800 | $28,944 | dollars as filed | put |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 52,381 | $28,909 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,200 | $28,826 | dollars as filed | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 95,929 | $28,788 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 68,540 | $28,787 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,200 | $28,728 | dollars as filed | put |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 12,700 | $28,702 | dollars as filed | put |
| NEOVOLTA INC | 640655106 | CMN | 10,230 | $28,542 | dollars as filed | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 84,890 | $28,523 | dollars as filed | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 50,700 | $28,392 | dollars as filed | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 28,100 | $28,381 | dollars as filed | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,200 | $28,254 | dollars as filed | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 57,000 | $28,220 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 28,572 | $28,138 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 213,337 | $28,096 | dollars as filed | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 53,806 | $27,980 | dollars as filed | |
| SMART POWERR CORP | 168913309 | COM | 10,730 | $27,898 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 17,400 | $27,666 | dollars as filed | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,255 | $27,632 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 11,000 | $27,610 | dollars as filed | put |
| HELIOGEN INC | 42329E105 | COM | 39,100 | $27,370 | dollars as filed | put |
| EBET INC | 278700109 | COM | 43,353 | $27,321 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 59,300 | $27,307 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 67,639 | $27,225 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 10,900 | $26,923 | dollars as filed | put |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,400 | $26,904 | dollars as filed | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,800 | $26,894 | dollars as filed | put |
| CRYPTYDE INC | 22890A104 | COM | 140,287 | $26,893 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 17,300 | $26,815 | dollars as filed | call |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 45,779 | $26,781 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 25,474 | $26,748 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 20,383 | $26,702 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES INC COM NEW | 043635606 | Stock | 16,300 | $26,569 | dollars as filed | call |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 16,800 | $26,544 | dollars as filed | put |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 23,683 | $26,525 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,000 | $26,460 | dollars as filed | call |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 20,307 | $26,399 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 14,095 | $26,358 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 14,400 | $26,352 | dollars as filed | put |
| VIEW INC | 92671V106 | COM | 27,400 | $26,304 | dollars as filed | put |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 23,646 | $26,247 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 38,583 | $26,113 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 31,070 | $26,099 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 73,800 | $25,830 | dollars as filed | call |
| GEOVAX LABS INC | 373678507 | COM | 40,961 | $25,814 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 321,900 | $25,752 | dollars as filed | call |
| MOTUS GI HLDGS INC | 62014P405 | COM | 30,633 | $25,732 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 17,200 | $25,628 | dollars as filed | call |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 16,500 | $25,575 | dollars as filed | put |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 13,305 | $25,546 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 21,100 | $25,531 | dollars as filed | call |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 11,259 | $25,445 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 14,700 | $25,431 | dollars as filed | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 24,150 | $25,358 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS INC COM NEW | 19207A108 | Stock | 16,341 | $25,329 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,217 | $25,306 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,810 | $25,134 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 12,300 | $24,969 | dollars as filed | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 78,140 | $24,856 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 25,800 | $24,768 | dollars as filed | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,000 | $24,500 | dollars as filed | call |
| AYRO INC | 054748108 | COM | 63,799 | $24,416 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 14,000 | $24,220 | dollars as filed | put |
| TROOPS INC | G9094C104 | SHS | 11,700 | $24,219 | dollars as filed | put |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 28,994 | $24,065 | dollars as filed | |
| CASTELLUM INC | 14838T204 | COM NEW | 19,049 | $24,002 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 92,000 | $23,920 | dollars as filed | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 28,400 | $23,856 | dollars as filed | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 21,300 | $23,856 | dollars as filed | put |
| NEW PAC METALS CORP | 64782A107 | COM | 10,600 | $23,850 | dollars as filed | put |
| GENPREX INC | 372446104 | COM | 16,400 | $23,780 | dollars as filed | put |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 39,193 | $23,684 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 18,934 | $23,478 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 18,022 | $23,429 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,900 | $23,408 | dollars as filed | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,680 | $23,368 | dollars as filed | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 23,800 | $23,324 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 21,963 | $23,281 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 10,574 | $23,263 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 21,500 | $23,220 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 15,440 | $23,160 | dollars as filed | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 74,684 | $23,152 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 280,544 | $23,005 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 34,539 | $22,989 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 50,943 | $22,919 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 11,545 | $22,859 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 15,653 | $22,853 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 48,491 | $22,791 | dollars as filed | |
| BIOPHYTIS SA | 09076G104 | ADS | 56,902 | $22,761 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 42,993 | $22,756 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 20,105 | $22,719 | dollars as filed | |
| ERAYAK PWR SOLUTION GROUP IN | G3109F103 | CLASS A ORD SHS | 11,415 | $22,716 | dollars as filed | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 73,480 | $22,698 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 10,638 | $22,659 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 15,183 | $22,623 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 40,200 | $22,512 | dollars as filed | put |
| SEACHANGE INTL INC | 811699107 | COM | 47,765 | $22,502 | dollars as filed | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 44,860 | $22,430 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 12,049 | $22,411 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 15,300 | $22,338 | dollars as filed | call |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 12,600 | $22,302 | dollars as filed | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 16,200 | $22,194 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 34,000 | $22,100 | dollars as filed | call |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 12,200 | $22,082 | dollars as filed | call |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 11,100 | $21,978 | dollars as filed | call |
| MARPAI INC | 571354109 | CL A COM | 30,517 | $21,972 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 19,604 | $21,956 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 16,485 | $21,925 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 48,172 | $21,817 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 33,646 | $21,651 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 21,000 | $21,630 | dollars as filed | put |
| EQUILLIUM INC | 29446K106 | COM | 19,600 | $21,560 | dollars as filed | put |
| BEST INC | 08653C502 | SPONSORED ADS | 39,113 | $21,512 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 15,023 | $21,483 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 19,604 | $21,368 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,200 | $21,280 | dollars as filed | put |
| CHIMERIX INC COM | 16934W106 | Stock | 11,400 | $21,204 | dollars as filed | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,168 | $21,069 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 65,592 | $21,048 | dollars as filed | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 12,681 | $20,924 | dollars as filed | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 30,728 | $20,895 | dollars as filed | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 14,495 | $20,873 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,700 | $20,828 | dollars as filed | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 14,321 | $20,765 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 33,333 | $20,666 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 18,400 | $20,424 | dollars as filed | call |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 30,279 | $20,399 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,514 | $20,380 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 10,178 | $20,356 | dollars as filed | |
| HYRECAR INC | 44916T107 | COM | 47,954 | $20,332 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 36,300 | $20,328 | dollars as filed | put |
| KRONOS BIO INC | 50107A104 | COM | 12,400 | $20,088 | dollars as filed | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 32,739 | $20,069 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 35,513 | $20,061 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 35,800 | $20,048 | dollars as filed | call |
| EYENOVIA INC | 30234E104 | COM | 12,289 | $20,031 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 15,298 | $20,010 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 13,700 | $20,002 | dollars as filed | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 20,100 | $19,899 | dollars as filed | put |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 30,500 | $19,825 | dollars as filed | call |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 258,611 | $19,809 | dollars as filed | |
| BOXED INC | 103174108 | COM | 101,303 | $19,744 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,300 | $19,673 | dollars as filed | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,800 | $19,584 | dollars as filed | put |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 90,996 | $19,382 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 16,833 | $19,358 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,800 | $19,328 | dollars as filed | put |
| Instil Bio, Inc. | 45783C101 | Common Stock | 30,669 | $19,321 | dollars as filed | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 26,451 | $19,272 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 17,632 | $19,219 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 10,900 | $19,184 | dollars as filed | call |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 10,255 | $19,074 | dollars as filed | |
| SRAX INC | 78472M106 | CL A | 12,400 | $18,972 | dollars as filed | call |
| CODEX DNA INC | 192003101 | COM | 15,100 | $18,875 | dollars as filed | put |
| INNOVATE CORP | 45784J105 | COM | 10,000 | $18,700 | dollars as filed | put |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 23,600 | $18,644 | dollars as filed | put |
| Zedge Inc | 98923T104 | COM | 10,561 | $18,587 | dollars as filed | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 22,326 | $18,531 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 14,736 | $18,420 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 69,823 | $18,419 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 20,935 | $18,167 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,000 | $18,120 | dollars as filed | call |
| VACCINEX INC | 918640103 | CMN | 28,300 | $18,112 | dollars as filed | call |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 36,100 | $18,050 | dollars as filed | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 48,600 | $17,982 | dollars as filed | put |
| QUANTUM COMPUTING INC | 74766W108 | COM | 11,907 | $17,980 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 13,000 | $17,940 | dollars as filed | put |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,500 | $17,860 | dollars as filed | put |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 11,710 | $17,799 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 57,400 | $17,794 | dollars as filed | call |
| LOCAL BOUNTI CORP | 53960E106 | COM | 12,783 | $17,768 | dollars as filed | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 23,071 | $17,689 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,200 | $17,600 | dollars as filed | call |
| GAN LTD | G3728V109 | SHS | 11,700 | $17,550 | dollars as filed | put |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 22,500 | $17,550 | dollars as filed | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 157,406 | $17,394 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 13,448 | $17,348 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 246,793 | $17,251 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 100,800 | $17,136 | dollars as filed | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 57,100 | $17,130 | dollars as filed | call |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 38,900 | $17,116 | dollars as filed | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 46,200 | $17,094 | dollars as filed | put |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 117,507 | $17,050 | dollars as filed | |
| AEYE INC | 008183105 | COM | 35,464 | $17,044 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 10,976 | $17,013 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 39,664 | $16,925 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 10,179 | $16,897 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 18,300 | $16,836 | dollars as filed | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 31,111 | $16,797 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 37,281 | $16,795 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 12,600 | $16,758 | dollars as filed | put |
| DATA STORAGE CORP | 23786R201 | COM NEW | 11,416 | $16,724 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 11,600 | $16,704 | dollars as filed | put |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 21,931 | $16,668 | dollars as filed | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 15,517 | $16,603 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 15,000 | $16,500 | dollars as filed | call |
| PRECIGEN INC | 74017N105 | COM | 10,800 | $16,416 | dollars as filed | put |
| Vivani Medical Inc - US | 92854B109 | Equity | 19,300 | $16,405 | dollars as filed | call |
| INVIVYD INC | 00534A102 | COMMON STOCK | 10,900 | $16,350 | dollars as filed | call |
| JASPER THERAPEUTICS INC | 471871103 | COM | 34,366 | $16,338 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 15,529 | $16,305 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 21,100 | $16,247 | dollars as filed | put |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 14,986 | $16,185 | dollars as filed | |
| USIO INC | 917313108 | CMN | 10,103 | $16,165 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 12,456 | $16,068 | dollars as filed | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 15,491 | $16,033 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 13,300 | $15,827 | dollars as filed | call |
| REMARK HOLDINGS INC | 75955K300 | COM | 14,235 | $15,659 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 12,100 | $15,609 | dollars as filed | put |
| KATAPULT HOLDINGS INC | 485859102 | COM | 16,200 | $15,552 | dollars as filed | put |
| TALKSPACE INC | 87427V103 | COM | 25,450 | $15,532 | dollars as filed | |
| GLUCOTRACK INC COM NEW | 45824Q507 | Stock | 10,344 | $15,516 | dollars as filed | |
| ORAGENICS INC | 684023302 | COM PAR | 146,953 | $15,445 | dollars as filed | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 30,656 | $15,328 | dollars as filed | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 86,087 | $15,152 | dollars as filed | |
| CONTRAFECT CORP | 212326300 | COM | 157,612 | $15,131 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 66,606 | $15,000 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 48,156 | $14,967 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 18,700 | $14,960 | dollars as filed | put |
| Ouster Inc | 68989M103 | COM | 17,200 | $14,792 | dollars as filed | put |
| WESTWATER RES INC | 961684206 | COM NEW | 18,700 | $14,773 | dollars as filed | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 49,698 | $14,760 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 37,017 | $14,725 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 20,119 | $14,600 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 18,000 | $14,580 | dollars as filed | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,041 | $14,521 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 33,621 | $14,376 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 19,800 | $14,256 | dollars as filed | put |
| BITNILE METAVERSE INC | 27888N307 | CMN | 61,741 | $14,188 | dollars as filed | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 20,854 | $14,035 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 24,943 | $14,001 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,000 | $14,000 | dollars as filed | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 13,200 | $13,992 | dollars as filed | put |
| SEQLL INC | 81734C106 | COM | 46,094 | $13,833 | dollars as filed | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 19,683 | $13,778 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 10,200 | $13,770 | dollars as filed | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 25,900 | $13,727 | dollars as filed | put |
| ONTRAK INC | 683373104 | COM | 37,100 | $13,727 | dollars as filed | call |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 33,333 | $13,667 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 30,317 | $13,643 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 14,499 | $13,629 | dollars as filed | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 12,161 | $13,620 | dollars as filed | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 26,100 | $13,572 | dollars as filed | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 26,556 | $13,517 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 13,435 | $13,435 | dollars as filed | |
| VENUS CONCEPT INC | 92332W105 | COM | 41,927 | $13,417 | dollars as filed | |
| FIRST WAVE BIOPHARMA INC | 33749P200 | COM | 15,276 | $13,376 | dollars as filed | |
| AETHLON MED INC | 00808Y307 | COM | 48,450 | $13,339 | dollars as filed | |
| ENSYSCE BIOSCIENCES INC | 293602207 | COM | 17,649 | $13,237 | dollars as filed | |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 28,394 | $13,067 | dollars as filed | |
| CLENE INC | 185634102 | COM | 13,000 | $13,000 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 12,336 | $12,953 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 16,600 | $12,782 | dollars as filed | call |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 10,120 | $12,751 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 24,000 | $12,720 | dollars as filed | call |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,247 | $12,706 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 24,076 | $12,664 | dollars as filed | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 41,195 | $12,630 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 19,400 | $12,610 | dollars as filed | put |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 12,000 | $12,600 | dollars as filed | call |
| CHARGE ENTERPRISES INC | 159610104 | COM | 10,100 | $12,524 | dollars as filed | put |
| TAOPING INC | G8675V119 | SHS NEW | 19,251 | $12,513 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 13,900 | $12,510 | dollars as filed | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 19,052 | $12,502 | dollars as filed | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 56,869 | $12,494 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,500 | $12,470 | dollars as filed | put |
| IMAC HLDGS INC | 44967K104 | COM | 61,912 | $12,382 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 17,916 | $12,366 | dollars as filed | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 22,410 | $12,328 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 12,828 | $12,315 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 18,300 | $12,261 | dollars as filed | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,339 | $12,200 | dollars as filed | |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 39,209 | $12,159 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 12,473 | $11,974 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 16,683 | $11,940 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 10,300 | $11,845 | dollars as filed | call |
| LIQTECH INTL INC | 53632A201 | COM | 31,161 | $11,841 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 13,149 | $11,757 | dollars as filed | |
| NOGIN INC | 65528N105 | COM | 15,203 | $11,706 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 15,588 | $11,675 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 52,268 | $11,499 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 23,857 | $11,454 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,195 | $11,422 | dollars as filed | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 27,148 | $11,402 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,940 | $11,361 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 140,200 | $11,216 | dollars as filed | call |
| TRICIDA INC | 89610F101 | COM | 72,200 | $11,040 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 11,000 | $11,000 | dollars as filed | put |
| TRX GOLD CORPORATION | 87283P109 | COM | 32,494 | $10,993 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 18,200 | $10,920 | dollars as filed | put |
| PRECIPIO INC | 74019L503 | COM | 19,656 | $10,905 | dollars as filed | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 46,270 | $10,873 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 54,355 | $10,871 | dollars as filed | |
| PARTS ID INC | 702141102 | COM | 11,126 | $10,848 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,202 | $10,828 | dollars as filed | |
| METACRINE INC | 59101E103 | COM | 24,060 | $10,776 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 25,040 | $10,767 | dollars as filed | |
| BOXED INC | 103174108 | COM | 56,600 | $10,754 | dollars as filed | put |
| BONE BIOLOGICS CORP | 098070303 | COM | 52,541 | $10,745 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 96,968 | $10,666 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 34,034 | $10,615 | dollars as filed | |
| PHP VENTURES ACQUISITION-RTS | 69291C122 | COM | 60,543 | $10,595 | dollars as filed | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 21,064 | $10,534 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 13,873 | $10,266 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 12,696 | $10,222 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 14,352 | $10,046 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 17,200 | $9,976 | dollars as filed | call |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 76,342 | $9,924 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 13,100 | $9,825 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 13,400 | $9,782 | dollars as filed | put |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 23,200 | $9,744 | dollars as filed | call |
| Pyxis Oncology, Inc (formerly Apexigen) | 03759B102 | COM | 13,900 | $9,591 | dollars as filed | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,475 | $9,565 | dollars as filed | |
| APPLIED UV INC | 03828V105 | COM | 10,335 | $9,352 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 14,600 | $9,344 | dollars as filed | put |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 23,163 | $9,242 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 19,500 | $9,165 | dollars as filed | call |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 64,709 | $9,059 | dollars as filed | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 14,754 | $9,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 13,792 | $8,963 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 21,837 | $8,914 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 15,300 | $8,874 | dollars as filed | put |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 11,321 | $8,835 | dollars as filed | |
| Pyxis Oncology, Inc (formerly Apexigen) | 03759B102 | COM | 12,700 | $8,763 | dollars as filed | put |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 36,500 | $8,760 | dollars as filed | call |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 53,236 | $8,736 | dollars as filed | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 11,300 | $8,701 | dollars as filed | put |
| ARRIVAL GROUP | L0423Q108 | SHS | 54,357 | $8,670 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 19,409 | $8,637 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 10,900 | $8,611 | dollars as filed | put |
| BIOCEPT INC | 09072V501 | COM | 16,200 | $8,586 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 11,278 | $8,571 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 36,303 | $8,557 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 60,882 | $8,530 | dollars as filed | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 16,666 | $8,525 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 81,945 | $8,440 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 29,177 | $8,435 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 12,500 | $8,375 | dollars as filed | call |
| DAVE INC | 23834J102 | CLASS A COM | 28,767 | $8,342 | dollars as filed | |
| Pyxis Oncology, Inc (formerly Apexigen) | 03759B102 | COM | 11,851 | $8,180 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 25,000 | $8,000 | dollars as filed | call |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 20,102 | $7,892 | dollars as filed | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 11,397 | $7,887 | dollars as filed | |
| BIT ORIGIN LTD | G21621100 | SHS | 45,010 | $7,881 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 16,400 | $7,872 | dollars as filed | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 21,067 | $7,797 | dollars as filed | |
| LIZHI INC | 53933L104 | ADS | 12,739 | $7,771 | dollars as filed | |
| BIOMX INC | 09090D103 | COM | 41,409 | $7,731 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 16,400 | $7,700 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 20,826 | $7,656 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 27,842 | $7,640 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B105 | COM | 23,300 | $7,631 | dollars as filed | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 17,826 | $7,487 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 31,468 | $7,323 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,606 | $7,305 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 56,100 | $7,293 | dollars as filed | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,900 | $7,228 | dollars as filed | call |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 37,891 | $7,207 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,600 | $7,192 | dollars as filed | put |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 25,040 | $7,159 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 13,500 | $7,155 | dollars as filed | call |
| GREENBOX POS | 39366L208 | COM NEW | 15,559 | $7,138 | dollars as filed | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 18,078 | $7,050 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 13,253 | $7,024 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 28,000 | $7,003 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 50,000 | $7,000 | dollars as filed | |
| HEARTSCIENCES INC | 42254E112 | *W EXP 06/15/202 | 25,482 | $6,941 | dollars as filed | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 10,600 | $6,890 | dollars as filed | call |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 27,414 | $6,889 | dollars as filed | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,200 | $6,834 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-23-000009 | this filing | 2023-02-14 | acceptance time not in the bulk data set |