13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 13,013 holding rows worth $2,666,728,698,000.
- Accession
- 0001446194-22-000002
- Filer
- CIK 1446194
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 16,365 entries on the cover page, a total value of $2,666,728,698,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,666,728,698,000 with VALUE read as thousands by filing date, 13F file number 028-13216. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerDarby Financial Products028-20869
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAVIDSTEA INC | 238661102 | COM | 17,700 | $55,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 17,958 | $55,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 36,500 | $55,000 | thousands by filing date | put |
| FARMMI INC SHS NEW | G33277107 | Stock | 249,444 | $55,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,582 | $54,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 10,700 | $54,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,900 | $54,000 | thousands by filing date | call |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 14,640 | $54,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,667 | $53,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 24,300 | $53,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,056 | $53,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 11,500 | $53,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 66,800 | $53,000 | thousands by filing date | put |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 11,761 | $53,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 36,800 | $53,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 28,400 | $53,000 | thousands by filing date | put |
| EARGO INC | 270087109 | COM | 10,400 | $53,000 | thousands by filing date | call |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 52,900 | $53,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,670 | $52,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 21,300 | $52,000 | thousands by filing date | put |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 14,065 | $52,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 27,600 | $52,000 | thousands by filing date | call |
| NULL | 09071M205 | NULL | 25,700 | $52,000 | thousands by filing date | put |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 55,677 | $52,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 49,585 | $52,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 50,200 | $52,000 | thousands by filing date | put |
| CREXENDO INC | 226552107 | COMMON STOCK | 10,200 | $51,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 18,000 | $51,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,900 | $51,000 | thousands by filing date | put |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 17,412 | $51,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 13,900 | $51,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 26,960 | $51,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 30,506 | $51,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 48,381 | $51,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 221,861 | $51,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 13,500 | $50,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V103 | COM | 25,400 | $50,000 | thousands by filing date | put |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 10,000 | $50,000 | thousands by filing date | put |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,600 | $50,000 | thousands by filing date | call |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 22,701 | $50,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,800 | $50,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 21,900 | $50,000 | thousands by filing date | put |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 29,600 | $50,000 | thousands by filing date | call |
| PONTEM CORPORATION | G71707122 | WARR | 55,808 | $50,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 36,800 | $50,000 | thousands by filing date | call |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 38,134 | $50,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 48,200 | $50,000 | thousands by filing date | put |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 17,900 | $50,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 101,796 | $50,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 21,335 | $50,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 24,954 | $50,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 20,900 | $50,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,000 | $49,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,600 | $49,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,300 | $49,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176109 | COM | 21,200 | $49,000 | thousands by filing date | call |
| USIO INC | 917313108 | CMN | 11,341 | $49,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 17,500 | $49,000 | thousands by filing date | call |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 11,200 | $49,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,991 | $49,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 20,711 | $49,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 23,268 | $49,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 12,217 | $49,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,300 | $48,000 | thousands by filing date | call |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 12,800 | $48,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 29,700 | $48,000 | thousands by filing date | put |
| USIO INC | 917313108 | CMN | 11,000 | $48,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 16,851 | $48,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 46,500 | $48,000 | thousands by filing date | put |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 12,100 | $48,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 12,500 | $48,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 10,300 | $48,000 | thousands by filing date | put |
| BIOVIE INC | 09074F207 | COM | 10,600 | $48,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 21,762 | $48,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 15,964 | $48,000 | thousands by filing date | |
| GLUCOTRACK INC COM NEW | 45824Q507 | Stock | 11,434 | $48,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 21,552 | $48,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 27,910 | $48,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 16,179 | $48,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 22,189 | $47,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 16,600 | $47,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 41,400 | $47,000 | thousands by filing date | put |
| MY SIZE INC | 62844N208 | COM NEW | 92,329 | $47,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 19,800 | $47,000 | thousands by filing date | put |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 55,020 | $47,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 25,685 | $46,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,400 | $46,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 30,800 | $46,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 10,614 | $46,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 53,318 | $46,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 13,000 | $46,000 | thousands by filing date | call |
| VYNE THERAP. | 92941V209 | COM | 45,330 | $46,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,435 | $46,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 11,600 | $46,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 14,200 | $46,000 | thousands by filing date | put |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 16,500 | $46,000 | thousands by filing date | put |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 15,700 | $46,000 | thousands by filing date | put |
| INVO Bioscience, Inc. | 44984F302 | common | 13,752 | $46,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 33,814 | $46,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 32,100 | $45,000 | thousands by filing date | call |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 55,431 | $45,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,700 | $45,000 | thousands by filing date | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 20,700 | $45,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 126,077 | $45,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 24,500 | $45,000 | thousands by filing date | call |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 26,753 | $45,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 56,666 | $45,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,300 | $44,000 | thousands by filing date | call |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 21,092 | $44,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 42,100 | $44,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 11,000 | $44,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 21,500 | $44,000 | thousands by filing date | call |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 61,585 | $44,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 26,800 | $44,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 43,044 | $44,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 20,841 | $44,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,600 | $43,000 | thousands by filing date | put |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 11,400 | $43,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,700 | $43,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 12,800 | $43,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 19,656 | $43,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,847 | $43,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 32,028 | $43,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,400 | $43,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 75,733 | $43,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 84,000 | $42,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 58,900 | $42,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,506 | $42,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 41,200 | $42,000 | thousands by filing date | call |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,203 | $42,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,800 | $42,000 | thousands by filing date | put |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 13,000 | $42,000 | thousands by filing date | put |
| GEOVAX LABS INC | 373678507 | COM | 11,497 | $42,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 17,701 | $42,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 33,681 | $42,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 33,807 | $42,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 84,215 | $42,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 44,075 | $42,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 13,900 | $42,000 | thousands by filing date | put |
| UTIME LTD | G9411M108 | SHS | 15,801 | $42,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 181,900 | $42,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,152 | $41,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,900 | $41,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,100 | $41,000 | thousands by filing date | call |
| ENVELA CORP | 29402E102 | COMMON STOCK | 10,003 | $41,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,786 | $41,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 12,946 | $41,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 79,400 | $41,000 | thousands by filing date | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 16,286 | $41,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 14,700 | $41,000 | thousands by filing date | put |
| HOOKIPA PHARMA INC | 43906K100 | COM | 17,579 | $41,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 38,698 | $41,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 52,629 | $41,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 11,468 | $41,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 19,107 | $41,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 56,600 | $41,000 | thousands by filing date | call |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 28,419 | $41,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 11,300 | $40,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,800 | $40,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,800 | $40,000 | thousands by filing date | call |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 12,200 | $40,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 38,930 | $40,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 11,968 | $40,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 41,028 | $39,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 14,461 | $39,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,200 | $39,000 | thousands by filing date | call |
| LIVEONE INC | 53814X102 | COM | 30,300 | $39,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 22,311 | $39,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 20,000 | $39,000 | thousands by filing date | put |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 75,000 | $39,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,000 | $39,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 58,600 | $39,000 | thousands by filing date | call |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 77,165 | $39,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 50,000 | $39,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 11,400 | $39,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,513 | $38,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 14,900 | $38,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 40,928 | $38,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,700 | $38,000 | thousands by filing date | call |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 48,853 | $38,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 11,802 | $37,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,236 | $37,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 58,504 | $37,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 14,615 | $37,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,845 | $37,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,800 | $37,000 | thousands by filing date | put |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 27,851 | $37,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 16,500 | $37,000 | thousands by filing date | put |
| BABYLON HLDGS LTD | G07031118 | *W EXP 10/21/202 | 53,744 | $37,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,200 | $36,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 37,400 | $36,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 16,054 | $36,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 12,400 | $36,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 11,300 | $36,000 | thousands by filing date | call |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 15,276 | $36,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 22,600 | $36,000 | thousands by filing date | put |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 12,000 | $36,000 | thousands by filing date | put |
| Sigma Additive Solutions, Inc. | 826598500 | common | 19,300 | $36,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,600 | $35,000 | thousands by filing date | put |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 33,013 | $35,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,700 | $35,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 62,200 | $35,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 37,812 | $35,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 25,217 | $35,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 26,886 | $35,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 59,799 | $35,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 39,600 | $34,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 11,200 | $34,000 | thousands by filing date | call |
| PAINREFORM LTD | M77798102 | SHS | 25,528 | $34,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 41,041 | $34,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 57,591 | $34,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,300 | $33,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A846 | COM | 10,811 | $33,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,400 | $33,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 19,167 | $33,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 22,799 | $33,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 25,900 | $33,000 | thousands by filing date | call |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 12,192 | $33,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 15,800 | $33,000 | thousands by filing date | call |
| IMARA INC | 45249V107 | COM | 14,800 | $33,000 | thousands by filing date | put |
| TOP SHIPS INC | Y8897Y180 | COM | 39,486 | $33,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 50,256 | $33,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 25,700 | $33,000 | thousands by filing date | put |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 11,200 | $33,000 | thousands by filing date | call |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 27,412 | $32,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 25,400 | $32,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 16,000 | $32,000 | thousands by filing date | put |
| ATRECA INC | 04965G109 | COM | 10,400 | $32,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 25,000 | $32,000 | thousands by filing date | put |
| JAGUAR HEALTH INC | 47010C607 | COM | 30,600 | $32,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 36,900 | $31,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,458 | $31,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 14,100 | $31,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 23,800 | $31,000 | thousands by filing date | put |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 14,052 | $31,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 30,173 | $31,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 70,402 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 54,684 | $31,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 33,333 | $31,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 46,958 | $31,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 46,200 | $31,000 | thousands by filing date | put |
| VYANT BIO INC | 92942V109 | COM | 22,900 | $31,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 20,500 | $31,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 60,432 | $30,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 14,009 | $30,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 58,646 | $30,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 18,100 | $30,000 | thousands by filing date | put |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 14,200 | $30,000 | thousands by filing date | put |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 59,167 | $29,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 24,500 | $29,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,703 | $29,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 12,400 | $29,000 | thousands by filing date | call |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 19,184 | $29,000 | thousands by filing date | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 10,338 | $29,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 26,522 | $29,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,900 | $28,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 22,236 | $28,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 12,200 | $28,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 19,581 | $28,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 15,100 | $28,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 50,000 | $28,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 19,200 | $27,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 12,900 | $27,000 | thousands by filing date | call |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 29,449 | $27,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 12,600 | $27,000 | thousands by filing date | put |
| OBLONG INC | 674434105 | COM | 25,776 | $27,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 124,200 | $27,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 19,288 | $27,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 23,374 | $27,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 52,625 | $27,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 54,123 | $27,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 23,903 | $26,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 19,000 | $26,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 14,700 | $26,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,247 | $26,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 18,300 | $26,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,700 | $26,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 35,829 | $26,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 50,000 | $26,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 81,300 | $26,000 | thousands by filing date | call |
| NEOVASC INC | 64065J304 | COM | 55,715 | $26,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,300 | $25,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 12,800 | $25,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,974 | $25,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 15,553 | $25,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 46,176 | $25,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 34,652 | $25,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 45,400 | $25,000 | thousands by filing date | put |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,000 | $25,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 30,677 | $25,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 22,700 | $24,000 | thousands by filing date | call |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 16,104 | $24,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 18,000 | $24,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 24,700 | $24,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 23,800 | $24,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 27,711 | $24,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 104,933 | $24,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 16,312 | $24,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 13,900 | $24,000 | thousands by filing date | put |
| Galiano Gold Inc | 36352H100 | COM | 32,393 | $23,000 | thousands by filing date | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 10,149 | $23,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 11,693 | $23,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 11,800 | $23,000 | thousands by filing date | call |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 48,231 | $23,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 22,036 | $23,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 14,849 | $23,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 21,600 | $22,000 | thousands by filing date | put |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 21,600 | $22,000 | thousands by filing date | call |
| AYTU BIOPHARMA INC | 054754874 | COM | 16,300 | $22,000 | thousands by filing date | put |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 31,798 | $22,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 21,241 | $22,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 35,500 | $22,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 10,329 | $22,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 25,800 | $22,000 | thousands by filing date | call |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 22,145 | $22,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 43,884 | $22,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 21,400 | $21,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,500 | $21,000 | thousands by filing date | call |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 18,810 | $21,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,500 | $21,000 | thousands by filing date | call |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 30,956 | $21,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,020 | $21,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 11,300 | $21,000 | thousands by filing date | call |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,588 | $21,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 65,158 | $20,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 35,211 | $20,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 24,751 | $20,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 11,918 | $20,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 14,900 | $20,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 20,100 | $20,000 | thousands by filing date | call |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 37,887 | $20,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 24,225 | $20,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 23,668 | $20,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 15,048 | $20,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,192 | $20,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 14,400 | $19,000 | thousands by filing date | call |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 17,217 | $19,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,100 | $19,000 | thousands by filing date | call |
| G Squared Ascend I Inc | G4204R117 | Warrant | 21,892 | $19,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 31,800 | $19,000 | thousands by filing date | put |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 20,605 | $19,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 13,600 | $18,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 11,100 | $18,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 10,962 | $18,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 12,700 | $18,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 28,638 | $18,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 31,700 | $18,000 | thousands by filing date | call |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 36,993 | $18,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 10,085 | $18,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 32,717 | $18,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H121 | *W EXP 01/31/202 | 110,591 | $18,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 44,693 | $18,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 16,666 | $17,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,600 | $17,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 13,400 | $17,000 | thousands by filing date | call |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 33,333 | $17,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 16,562 | $17,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 12,200 | $17,000 | thousands by filing date | call |
| OPGEN INC | 68373L307 | COM | 16,925 | $17,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 23,494 | $17,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 17,419 | $17,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 25,685 | $17,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 12,000 | $17,000 | thousands by filing date | put |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 36,155 | $17,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 61,209 | $17,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 17,487 | $16,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 11,046 | $16,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 11,583 | $16,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,600 | $16,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 15,000 | $16,000 | thousands by filing date | call |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 27,680 | $16,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 26,042 | $16,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 16,808 | $16,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 32,257 | $16,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 44,644 | $16,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 27,875 | $15,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 21,379 | $15,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 12,696 | $15,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 11,500 | $15,000 | thousands by filing date | put |
| AVINGER INC | 053734604 | COM | 33,347 | $15,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 16,684 | $15,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 19,495 | $14,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,000 | $14,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,600 | $14,000 | thousands by filing date | put |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 18,491 | $14,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,059 | $14,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 11,695 | $14,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 11,900 | $14,000 | thousands by filing date | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 23,952 | $14,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 13,584 | $14,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 15,756 | $14,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 15,745 | $14,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 20,972 | $14,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 25,767 | $14,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,763 | $13,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 20,185 | $13,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 22,499 | $13,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 15,373 | $13,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 13,300 | $13,000 | thousands by filing date | call |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 19,515 | $13,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $13,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 32,800 | $13,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 32,200 | $13,000 | thousands by filing date | call |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 15,235 | $13,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 12,166 | $13,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 17,493 | $13,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 12,114 | $12,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,900 | $12,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 30,197 | $12,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 13,030 | $12,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 11,600 | $12,000 | thousands by filing date | put |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 23,514 | $12,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 22,000 | $12,000 | thousands by filing date | call |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 23,392 | $12,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 12,700 | $12,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 53,500 | $12,000 | thousands by filing date | put |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 14,687 | $12,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 21,030 | $11,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,700 | $11,000 | thousands by filing date | put |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 22,964 | $11,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 22,862 | $11,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 19,366 | $11,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 29,846 | $11,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V114 | *W EXP 12/01/202 | 25,000 | $11,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 10,800 | $11,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 22,078 | $11,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 10,516 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 19,600 | $10,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 40,800 | $10,000 | thousands by filing date | put |
| Clene Inc | 185634110 | CLENE INC -CW25 | 20,164 | $10,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 11,600 | $10,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 17,852 | $10,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 19,760 | $10,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 21,076 | $10,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 43,579 | $10,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 21,206 | $10,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 23,530 | $10,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,636 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 21,136 | $9,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 41,478 | $9,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 10,451 | $9,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 23,019 | $9,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 10,654 | $9,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,900 | $9,000 | thousands by filing date | call |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 11,790 | $9,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 15,756 | $9,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 18,419 | $9,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 14,869 | $9,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 13,867 | $8,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 13,321 | $8,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 16,631 | $8,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 17,199 | $8,000 | thousands by filing date | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 16,654 | $8,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 12,775 | $8,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 16,284 | $8,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 11,513 | $8,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 15,100 | $8,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 16,635 | $8,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 50,659 | $8,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,541 | $8,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 46,395 | $8,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 34,763 | $8,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,880 | $8,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 11,615 | $8,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 11,303 | $7,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 36,089 | $7,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 11,319 | $7,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 12,388 | $7,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 11,896 | $7,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 10,090 | $7,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 16,936 | $7,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 11,694 | $7,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 10,700 | $7,000 | thousands by filing date | put |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 15,325 | $7,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 17,719 | $7,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 10,029 | $7,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 10,482 | $6,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 10,863 | $6,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 12,236 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,800 | $6,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,069 | $6,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 11,400 | $6,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L117 | W EXP 08/04/202 | 14,819 | $6,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 10,566 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 15,000 | $5,000 | thousands by filing date | call |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 10,972 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,200 | $5,000 | thousands by filing date | put |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 11,548 | $5,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 10,716 | $5,000 | thousands by filing date | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 15,124 | $5,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 11,074 | $5,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 37,421 | $5,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 31,296 | $5,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 17,579 | $5,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 73,231 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,176 | $4,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 12,302 | $4,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 10,901 | $4,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 30,798 | $4,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 11,221 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-22-000002 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-22-000003 | base | 2022-04-05 | acceptance time not in the bulk data set |