13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 12,635 holding rows worth $745,490,083,000.
- Accession
- 0001446194-21-000006
- Filer
- CIK 1446194
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 15,793 entries on the cover page, a total value of $745,490,083,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $745,490,083,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerDarby Financial Products028-20869
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINE IS ACQUISITION CORP | 722615101 | CL A | 11,400 | $111,000 | thousands by filing date | put |
| ADITX THERAPEUTICS INC | 007025109 | COM | 65,700 | $111,000 | thousands by filing date | put |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 42,622 | $111,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 15,893 | $110,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 31,000 | $110,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 12,600 | $110,000 | thousands by filing date | put |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 36,500 | $110,000 | thousands by filing date | call |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 11,174 | $110,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 57,965 | $110,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,100 | $109,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 63,273 | $109,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 22,327 | $109,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 237,200 | $109,000 | thousands by filing date | call |
| PAE INC | 69290Y109 | COM CL A | 18,200 | $109,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 26,320 | $109,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 179,600 | $109,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 64,444 | $109,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 38,600 | $109,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 23,600 | $109,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 27,400 | $108,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 25,400 | $108,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 12,300 | $108,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 20,200 | $108,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16,630 | $108,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 26,635 | $108,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,000 | $108,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 35,172 | $108,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 11,590 | $108,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 34,500 | $108,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 16,000 | $107,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,700 | $107,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 67,600 | $107,000 | thousands by filing date | put |
| SOC TELEMED | 78472F101 | COM | 47,300 | $107,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 10,490 | $107,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 13,942 | $106,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,715 | $106,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 16,960 | $106,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 63,400 | $106,000 | thousands by filing date | call |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 13,226 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 11,084 | $106,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,300 | $105,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 39,065 | $105,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 42,562 | $105,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 10,315 | $105,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 33,500 | $105,000 | thousands by filing date | call |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 27,100 | $105,000 | thousands by filing date | put |
| QUANTUM COMPUTING INC | 74766W108 | COM | 16,700 | $104,000 | thousands by filing date | put |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 13,300 | $104,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 15,819 | $104,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 16,705 | $104,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 26,431 | $104,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 10,423 | $104,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 59,251 | $103,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 27,800 | $103,000 | thousands by filing date | call |
| NULL | 68620A203 | NULL | 15,100 | $103,000 | thousands by filing date | call |
| ACUITYADS HLDGS INC | 00510L106 | COM | 15,400 | $103,000 | thousands by filing date | call |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 28,500 | $103,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 35,475 | $103,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 10,567 | $103,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 52,900 | $102,000 | thousands by filing date | call |
| HIGH TIDE INC | 42981E401 | COM | 16,361 | $102,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,300 | $102,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 19,700 | $102,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 32,800 | $102,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 98,900 | $102,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 27,045 | $101,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,800 | $101,000 | thousands by filing date | put |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 15,560 | $101,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 98,000 | $101,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 10,300 | $101,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 35,600 | $101,000 | thousands by filing date | call |
| PYROGENESIS CDA INC | 74734T104 | COM | 25,193 | $101,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 109,000 | $101,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 44,400 | $100,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,800 | $100,000 | thousands by filing date | put |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,600 | $100,000 | thousands by filing date | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 16,300 | $100,000 | thousands by filing date | put |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,600 | $99,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,000 | $99,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,500 | $99,000 | thousands by filing date | put |
| SMART SAND INC | 83191H107 | COM | 40,388 | $99,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,072 | $99,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 10,125 | $99,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 10,182 | $99,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 17,300 | $98,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,808 | $98,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,000 | $98,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 243,631 | $98,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 24,100 | $98,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 10,700 | $97,000 | thousands by filing date | put |
| Inflarx Nv | N44821101 | COM | 37,517 | $97,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 15,900 | $97,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 105,893 | $97,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 14,130 | $96,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,600 | $96,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,000 | $95,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,500 | $95,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 28,300 | $95,000 | thousands by filing date | put |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 30,100 | $95,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 39,100 | $95,000 | thousands by filing date | call |
| RENOVACOR INC | 75989E106 | COM | 10,521 | $95,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,918 | $94,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 31,446 | $94,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 59,700 | $94,000 | thousands by filing date | call |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 15,100 | $94,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 38,582 | $93,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,800 | $92,000 | thousands by filing date | call |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 30,100 | $92,000 | thousands by filing date | put |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 50,000 | $92,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 15,600 | $91,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 22,933 | $91,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 16,493 | $91,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 28,700 | $91,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 20,500 | $91,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,400 | $90,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 43,500 | $90,000 | thousands by filing date | call |
| IMMUNIC INC | 4525EP101 | COM | 10,200 | $90,000 | thousands by filing date | call |
| CLENE INC | 185634102 | COM | 13,200 | $90,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 41,600 | $90,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 72,756 | $90,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 15,000 | $90,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,325 | $89,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 24,500 | $89,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 15,436 | $89,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 17,710 | $89,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,100 | $89,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,192 | $89,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 25,600 | $89,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 24,900 | $89,000 | thousands by filing date | put |
| ISUN INC | 465246106 | COMMON | 10,700 | $89,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 92,944 | $89,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 10,300 | $88,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 13,800 | $88,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,276 | $88,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,600 | $88,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,200 | $88,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 21,660 | $88,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 35,400 | $88,000 | thousands by filing date | call |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 55,395 | $88,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 28,348 | $87,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 11,600 | $87,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 12,000 | $87,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,400 | $87,000 | thousands by filing date | put |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 35,900 | $87,000 | thousands by filing date | put |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 15,300 | $86,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 29,662 | $86,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 15,803 | $86,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 24,100 | $86,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 11,973 | $86,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 14,400 | $86,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 25,300 | $86,000 | thousands by filing date | call |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 11,900 | $86,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 93,547 | $86,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 51,000 | $85,000 | thousands by filing date | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 52,700 | $85,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,500 | $84,000 | thousands by filing date | put |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15,364 | $84,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,923 | $84,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 23,523 | $84,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,270 | $83,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 27,100 | $83,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 34,204 | $82,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 11,305 | $82,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 89,300 | $82,000 | thousands by filing date | put |
| BENSON HILL INC | 082490103 | COM | 11,516 | $82,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,430 | $82,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 34,800 | $82,000 | thousands by filing date | call |
| UTIME LTD | G9411M108 | SHS | 15,801 | $82,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,800 | $81,000 | thousands by filing date | put |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,114 | $81,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 28,400 | $81,000 | thousands by filing date | put |
| SRAX INC | 78472M106 | CL A | 15,200 | $81,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 14,891 | $80,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 19,300 | $80,000 | thousands by filing date | put |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 28,646 | $80,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 19,675 | $80,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 19,467 | $80,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 35,600 | $80,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 26,300 | $79,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 39,300 | $79,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 28,300 | $79,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 17,500 | $79,000 | thousands by filing date | put |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 28,282 | $79,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 24,509 | $79,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 29,012 | $78,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,643 | $78,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 25,600 | $78,000 | thousands by filing date | put |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 13,500 | $78,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,700 | $77,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,800 | $77,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 78,012 | $77,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 15,500 | $77,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 103,100 | $77,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 11,098 | $77,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 12,100 | $76,000 | thousands by filing date | put |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 60,400 | $76,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 43,445 | $76,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 26,669 | $76,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 24,300 | $76,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 26,700 | $76,000 | thousands by filing date | put |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 23,413 | $76,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,000 | $75,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 18,100 | $75,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 54,582 | $75,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 21,200 | $75,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 28,957 | $74,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 10,000 | $73,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 57,300 | $73,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 20,000 | $73,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 36,149 | $73,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 45,044 | $73,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,500 | $72,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 18,000 | $72,000 | thousands by filing date | put |
| STERLING BANCORP INC | 85917W102 | COM | 14,028 | $72,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 10,200 | $72,000 | thousands by filing date | put |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 33,333 | $72,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,000 | $71,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 31,400 | $71,000 | thousands by filing date | put |
| ASPEN GROUP INC | 04530L203 | COM NEW | 12,800 | $71,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E203 | SHS | 80,586 | $71,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 38,353 | $71,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 53,400 | $70,000 | thousands by filing date | put |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 12,492 | $70,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 18,076 | $70,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 28,100 | $70,000 | thousands by filing date | put |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 13,340 | $70,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 17,400 | $70,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 13,200 | $69,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 16,870 | $69,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 34,300 | $69,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 21,100 | $69,000 | thousands by filing date | put |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 18,489 | $69,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 24,700 | $68,000 | thousands by filing date | put |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,000 | $68,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,200 | $68,000 | thousands by filing date | call |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 29,300 | $68,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 14,785 | $68,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 26,100 | $68,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 12,118 | $68,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 16,300 | $68,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 23,500 | $68,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,401 | $67,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 13,200 | $67,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,600 | $67,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,164 | $67,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,475 | $67,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 41,549 | $67,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,700 | $66,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,500 | $66,000 | thousands by filing date | call |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 13,200 | $66,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 89,500 | $66,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 16,100 | $66,000 | thousands by filing date | call |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 41,500 | $66,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,700 | $65,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V103 | COM | 17,700 | $65,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,700 | $65,000 | thousands by filing date | call |
| AMESITE INC | 031094105 | COM | 36,112 | $65,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 13,000 | $65,000 | thousands by filing date | put |
| VACCINEX INC | 918640103 | CMN | 30,208 | $65,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 12,800 | $64,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 46,500 | $64,000 | thousands by filing date | call |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 12,820 | $64,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 10,500 | $64,000 | thousands by filing date | call |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 18,200 | $64,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 89,421 | $64,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 15,904 | $64,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,400 | $63,000 | thousands by filing date | put |
| SIERRA METALS INC | 82639W106 | COM | 35,173 | $63,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 29,100 | $63,000 | thousands by filing date | call |
| VIVEVE MED INC | 92852W501 | COM | 27,594 | $63,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 53,098 | $63,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 13,100 | $62,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 23,668 | $62,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 18,200 | $62,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,573 | $62,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 18,481 | $62,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 28,985 | $62,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 49,700 | $62,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 46,800 | $61,000 | thousands by filing date | call |
| CONX Corp | 212873111 | Warrant | 53,318 | $61,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 61,900 | $61,000 | thousands by filing date | put |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 67,232 | $61,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 18,295 | $60,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 115,345 | $60,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 11,907 | $60,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 15,200 | $60,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 27,561 | $60,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 18,400 | $60,000 | thousands by filing date | call |
| IMARA INC | 45249V107 | COM | 14,600 | $60,000 | thousands by filing date | put |
| CASPER SLEEP INC | 147626105 | COM | 14,100 | $60,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 11,184 | $60,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 10,328 | $59,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 19,700 | $59,000 | thousands by filing date | call |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 12,961 | $59,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 33,600 | $59,000 | thousands by filing date | call |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 69,042 | $59,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 12,775 | $59,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,600 | $58,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 10,600 | $58,000 | thousands by filing date | put |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 18,000 | $58,000 | thousands by filing date | call |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 22,000 | $58,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,700 | $57,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,816 | $57,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 14,700 | $57,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 24,000 | $57,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 18,900 | $57,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 66,610 | $57,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 20,531 | $57,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 30,362 | $57,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 25,000 | $57,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 47,800 | $57,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,100 | $56,000 | thousands by filing date | put |
| SACHEM CAP CORP | 78590A109 | COM | 10,300 | $56,000 | thousands by filing date | put |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 12,200 | $56,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 45,000 | $56,000 | thousands by filing date | put |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 30,207 | $56,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 21,682 | $56,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 34,736 | $55,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 31,500 | $55,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 17,700 | $55,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 17,900 | $55,000 | thousands by filing date | put |
| GAMIDA CELL LTD | M47364100 | SHS | 14,000 | $55,000 | thousands by filing date | put |
| CREATD INC | 225265107 | COM | 20,400 | $55,000 | thousands by filing date | put |
| WIDEPOINT CORP | 967590209 | COMMON | 10,200 | $54,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 13,100 | $54,000 | thousands by filing date | call |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 11,700 | $54,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 17,600 | $54,000 | thousands by filing date | put |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 49,130 | $54,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 20,300 | $53,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 41,409 | $53,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 10,155 | $53,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 18,297 | $53,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,800 | $52,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 22,900 | $52,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 39,846 | $52,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 16,400 | $52,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 12,800 | $52,000 | thousands by filing date | put |
| PUXIN LTD | 74704P108 | ADS | 89,651 | $52,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 18,500 | $51,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 70,800 | $51,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,600 | $51,000 | thousands by filing date | put |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 11,900 | $51,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 40,173 | $51,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 24,800 | $51,000 | thousands by filing date | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 31,884 | $51,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 56,666 | $51,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,400 | $50,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,100 | $50,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,200 | $50,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 18,100 | $50,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 24,236 | $50,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 49,984 | $50,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,100 | $49,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,063 | $49,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,800 | $49,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,800 | $49,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 19,300 | $49,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 17,565 | $48,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,900 | $48,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 20,904 | $48,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 27,300 | $48,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 10,100 | $48,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 23,500 | $48,000 | thousands by filing date | put |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 20,844 | $48,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 29,283 | $48,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 28,500 | $48,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 23,400 | $48,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,200 | $47,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 34,100 | $47,000 | thousands by filing date | call |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 12,600 | $47,000 | thousands by filing date | put |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 122,200 | $47,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 22,300 | $46,000 | thousands by filing date | put |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 25,075 | $46,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 27,700 | $46,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 10,000 | $46,000 | thousands by filing date | put |
| IMARA INC | 45249V107 | COM | 11,349 | $46,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 49,400 | $46,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 28,300 | $46,000 | thousands by filing date | call |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 21,221 | $46,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 23,897 | $45,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 12,600 | $45,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,400 | $45,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,100 | $44,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 39,300 | $44,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,700 | $44,000 | thousands by filing date | put |
| INNOVATE CORP | 45784J105 | COM | 10,700 | $44,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,000 | $44,000 | thousands by filing date | put |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 75,000 | $44,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 27,291 | $44,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 20,700 | $44,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 24,954 | $44,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 15,600 | $44,000 | thousands by filing date | put |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 50,000 | $44,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 15,251 | $43,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,400 | $43,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 11,600 | $43,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 10,500 | $43,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 39,697 | $43,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 39,600 | $43,000 | thousands by filing date | put |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 39,794 | $43,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 48,199 | $43,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,700 | $42,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 10,200 | $42,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 12,800 | $42,000 | thousands by filing date | put |
| BIOMX INC | 09090D103 | COM | 13,827 | $42,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,800 | $42,000 | thousands by filing date | call |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 10,457 | $42,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 34,100 | $42,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 46,286 | $42,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,100 | $41,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 18,000 | $41,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 13,400 | $41,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,500 | $41,000 | thousands by filing date | put |
| NXT-ID INC | 67091J206 | COM NEW | 98,900 | $41,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,991 | $40,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 35,200 | $40,000 | thousands by filing date | call |
| CLPS INCORPORATION | G31642104 | COM | 14,010 | $40,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 26,877 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 31,400 | $40,000 | thousands by filing date | put |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 37,906 | $40,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 17,500 | $40,000 | thousands by filing date | call |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,000 | $40,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L306 | COM | 18,800 | $40,000 | thousands by filing date | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 43,565 | $39,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 10,570 | $39,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,800 | $39,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,577 | $39,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 19,400 | $39,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 14,900 | $39,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 32,770 | $39,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 19,977 | $39,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 11,300 | $38,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 19,700 | $38,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,800 | $38,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 17,421 | $38,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 67,500 | $38,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 12,800 | $38,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 29,400 | $38,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,200 | $37,000 | thousands by filing date | call |
| NIXXY INC COM NEW | 75630B303 | Stock | 11,395 | $37,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 19,100 | $37,000 | thousands by filing date | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 62,745 | $37,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 28,815 | $37,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 22,000 | $37,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 21,187 | $37,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 11,900 | $37,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 19,506 | $36,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 13,501 | $36,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 30,173 | $36,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 13,500 | $36,000 | thousands by filing date | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 11,467 | $36,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 33,900 | $36,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 13,033 | $36,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 30,446 | $35,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 15,500 | $35,000 | thousands by filing date | call |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 31,681 | $35,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 15,077 | $35,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 50,000 | $35,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 41,190 | $35,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 17,500 | $35,000 | thousands by filing date | call |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 15,200 | $35,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 15,100 | $34,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 69,400 | $34,000 | thousands by filing date | call |
| Axonics | 88875G101 | COM | 23,189 | $34,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 25,000 | $34,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 12,100 | $34,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 17,800 | $33,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,200 | $33,000 | thousands by filing date | call |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,900 | $33,000 | thousands by filing date | put |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,800 | $33,000 | thousands by filing date | call |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,000 | $33,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 13,465 | $32,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,027 | $32,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 10,427 | $32,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 17,700 | $32,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31,300 | $32,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,716 | $32,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 14,000 | $32,000 | thousands by filing date | put |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 35,690 | $32,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,500 | $31,000 | thousands by filing date | put |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,042 | $31,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 11,100 | $31,000 | thousands by filing date | put |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 12,200 | $31,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 38,138 | $31,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 64,881 | $30,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 13,259 | $30,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 14,400 | $30,000 | thousands by filing date | call |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 22,362 | $30,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,451 | $29,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,069 | $29,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 50,000 | $29,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,400 | $29,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 36,493 | $29,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 12,619 | $29,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 50,000 | $29,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 20,272 | $28,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 15,000 | $28,000 | thousands by filing date | put |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 22,234 | $28,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,756 | $28,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 48,231 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-21-000006 | this filing | 2021-11-15 | acceptance time not in the bulk data set |