13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 10,462 holding rows worth $522,161,452,000.
- Accession
- 0001446194-20-000012
- Filer
- CIK 1446194
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 13,093 entries on the cover page, a total value of $522,161,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,161,452,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fluent Co | 34380C102 | COM | 34,700 | $86,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 12,700 | $86,000 | thousands by filing date | put |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 13,624 | $86,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,600 | $86,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,200 | $86,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 61,887 | $86,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 10,082 | $85,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,100 | $85,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 20,749 | $85,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 84,100 | $84,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 79,600 | $84,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,300 | $84,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 35,418 | $84,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 16,841 | $84,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 62,000 | $84,000 | thousands by filing date | call |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 125,700 | $84,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 51,000 | $84,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 19,800 | $84,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 54,800 | $84,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 38,177 | $84,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,772 | $83,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,268 | $83,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,314 | $83,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,013 | $83,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 10,342 | $83,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 92,947 | $83,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 12,730 | $82,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 37,500 | $82,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,000 | $82,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 13,221 | $82,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 11,692 | $82,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 17,134 | $81,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,900 | $81,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,388 | $81,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,630 | $81,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,631 | $80,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 95,300 | $80,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 16,568 | $80,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,218 | $80,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 18,700 | $80,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 40,000 | $79,000 | thousands by filing date | call |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10,846 | $79,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 48,900 | $78,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,100 | $78,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,200 | $78,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,800 | $78,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,900 | $78,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,373 | $78,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 26,221 | $78,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 11,300 | $78,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,188 | $77,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,556 | $77,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,900 | $77,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 252,097 | $77,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 29,527 | $77,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,758 | $76,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 10,100 | $76,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,400 | $76,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 33,800 | $76,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 36,600 | $76,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 32,200 | $75,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,800 | $75,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 11,000 | $75,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,013 | $75,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,100 | $75,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 66,600 | $75,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 22,000 | $75,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 13,659 | $75,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 53,900 | $75,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 16,725 | $74,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 27,113 | $74,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 30,134 | $74,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,400 | $74,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 68,750 | $74,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 41,284 | $74,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 45,300 | $73,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 21,200 | $73,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,200 | $73,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 16,940 | $73,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 43,145 | $73,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,400 | $72,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 29,900 | $72,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 24,427 | $72,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 10,509 | $72,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 179,770 | $71,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 78,800 | $71,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 35,500 | $71,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,160 | $70,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 15,000 | $70,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 11,600 | $70,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,600 | $70,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,609 | $70,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,700 | $70,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 19,800 | $70,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 76,600 | $70,000 | thousands by filing date | call |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,300 | $70,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 43,800 | $70,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,242 | $69,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 76,200 | $69,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,700 | $69,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 38,300 | $69,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 43,100 | $69,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 37,100 | $68,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,200 | $68,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 23,100 | $68,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 20,800 | $67,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 22,100 | $67,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 32,500 | $67,000 | thousands by filing date | call |
| DAVIDSTEA INC | 238661102 | COM | 62,400 | $67,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 14,700 | $67,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,800 | $66,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 76,181 | $66,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 119,800 | $66,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,784 | $66,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 52,500 | $66,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 60,261 | $66,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,607 | $65,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,700 | $65,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,800 | $65,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,658 | $65,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,700 | $65,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,848 | $65,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,311 | $65,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 20,200 | $65,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 27,291 | $65,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 15,600 | $65,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 12,800 | $64,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 20,052 | $64,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,600 | $64,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 35,000 | $63,000 | thousands by filing date | call |
| MOATABLE INC | 759892300 | COM | 15,700 | $63,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,618 | $63,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,800 | $63,000 | thousands by filing date | call |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 34,714 | $63,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 26,619 | $62,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 15,000 | $62,000 | thousands by filing date | put |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 15,000 | $62,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 11,048 | $62,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 13,200 | $62,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,858 | $62,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,500 | $62,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 35,200 | $62,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,200 | $62,000 | thousands by filing date | call |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 29,713 | $62,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 19,145 | $61,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,200 | $61,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 18,826 | $61,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,400 | $61,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 32,321 | $61,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 15,310 | $61,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 36,120 | $60,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 14,700 | $60,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 41,909 | $60,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,028 | $59,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 32,800 | $59,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 13,900 | $59,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,700 | $59,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 11,000 | $59,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 97,700 | $59,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 41,068 | $58,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,343 | $58,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,200 | $58,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 33,798 | $58,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,978 | $57,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 14,500 | $57,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 11,344 | $57,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 18,200 | $57,000 | thousands by filing date | call |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,010 | $57,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 44,500 | $56,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 10,000 | $56,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13,100 | $56,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 22,800 | $56,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 37,700 | $56,000 | thousands by filing date | put |
| SRAX INC | 78472M106 | CL A | 18,810 | $56,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 21,465 | $56,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 10,000 | $56,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,932 | $55,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,700 | $55,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,800 | $55,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 16,792 | $54,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,689 | $54,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 17,500 | $54,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,178 | $53,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 23,200 | $53,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 31,200 | $53,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,070 | $52,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 36,189 | $52,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 27,500 | $52,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 29,690 | $52,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 77,100 | $52,000 | thousands by filing date | put |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 86,700 | $52,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 75,696 | $51,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 17,200 | $51,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 10,923 | $51,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,200 | $50,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,737 | $50,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 10,117 | $50,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,000 | $50,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 64,629 | $50,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 19,900 | $50,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,400 | $50,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 17,432 | $49,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,277 | $49,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 126,978 | $49,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,300 | $49,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,800 | $49,000 | thousands by filing date | put |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,154 | $48,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 16,260 | $48,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 23,769 | $48,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,200 | $48,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 33,899 | $48,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 25,000 | $48,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 26,400 | $47,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27,300 | $47,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 30,295 | $47,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 12,938 | $47,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 14,477 | $47,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,980 | $46,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 22,651 | $46,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,418 | $46,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 39,117 | $46,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 30,800 | $46,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 15,356 | $46,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 28,100 | $46,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 28,300 | $45,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,000 | $45,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 15,900 | $45,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 11,546 | $45,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 21,700 | $45,000 | thousands by filing date | call |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 27,387 | $45,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,597 | $44,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 12,500 | $44,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 36,200 | $44,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 24,500 | $44,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 46,800 | $44,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 17,921 | $44,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,400 | $44,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 27,300 | $44,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 18,815 | $43,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,900 | $43,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 110,600 | $43,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 10,600 | $43,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 14,252 | $43,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,300 | $42,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,100 | $42,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,636 | $42,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 28,700 | $42,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,200 | $42,000 | thousands by filing date | put |
| COMSTOCK INC | 205750300 | COM NEW | 39,200 | $42,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 18,324 | $42,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 71,479 | $42,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 22,100 | $41,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,670 | $41,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 265,405 | $41,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 23,794 | $40,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 39,500 | $40,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 37,756 | $40,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 10,400 | $40,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 30,045 | $40,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 16,100 | $40,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 41,500 | $40,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,344 | $40,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 19,786 | $40,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,000 | $39,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M300 | COM | 111,100 | $39,000 | thousands by filing date | put |
| AKERNA CORP | 00973W102 | COM | 10,700 | $39,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 15,000 | $39,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 23,300 | $38,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,000 | $38,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 11,900 | $38,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 43,853 | $38,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 14,600 | $38,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 10,900 | $38,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 15,600 | $37,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 55,940 | $37,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 11,000 | $37,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 11,885 | $37,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,364 | $37,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,093 | $37,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 35,400 | $37,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,500 | $37,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 25,900 | $37,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,203 | $36,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 14,391 | $36,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 17,700 | $36,000 | thousands by filing date | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 23,524 | $36,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 14,200 | $36,000 | thousands by filing date | put |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 20,000 | $36,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,828 | $35,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,000 | $35,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,100 | $35,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 35,500 | $35,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 66,800 | $35,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 25,500 | $35,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 17,300 | $35,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,373 | $35,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 39,800 | $35,000 | thousands by filing date | put |
| BAUDAX BIO INC | 07160F107 | COM | 12,700 | $35,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 19,500 | $35,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 31,900 | $35,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 29,400 | $34,000 | thousands by filing date | put |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 12,000 | $34,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 37,861 | $34,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 46,100 | $34,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,700 | $33,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 24,100 | $33,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 33,756 | $33,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,600 | $33,000 | thousands by filing date | call |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 38,356 | $33,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 10,000 | $32,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,300 | $32,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 23,240 | $32,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 26,000 | $32,000 | thousands by filing date | call |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 15,597 | $32,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,046 | $32,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,900 | $31,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,394 | $31,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 12,259 | $31,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 80,300 | $31,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,500 | $31,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 12,700 | $31,000 | thousands by filing date | put |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 16,306 | $31,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 15,600 | $31,000 | thousands by filing date | put |
| VACCINEX INC | 918640103 | CMN | 17,585 | $31,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 17,400 | $31,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,026 | $30,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,700 | $30,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 13,300 | $30,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 21,382 | $30,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 106,500 | $30,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,100 | $30,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,643 | $30,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 27,100 | $30,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,856 | $29,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 16,475 | $29,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,185 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 26,723 | $29,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,100 | $29,000 | thousands by filing date | call |
| HUNT COS FIN TR INC | 44558T100 | COM | 10,741 | $29,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 15,526 | $28,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 12,919 | $28,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 15,432 | $28,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 13,391 | $28,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 20,800 | $27,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,800 | $27,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,401 | $27,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 16,500 | $27,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 22,988 | $27,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 17,500 | $27,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 16,400 | $27,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 21,300 | $27,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 19,900 | $26,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 24,000 | $26,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,500 | $26,000 | thousands by filing date | call |
| Amplify Energy Corp | 03212B103 | COM | 30,719 | $26,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 21,489 | $26,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 10,014 | $26,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,801 | $25,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 15,620 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 59,711 | $24,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,300 | $24,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,700 | $24,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,490 | $24,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,431 | $24,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 45,700 | $24,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,533 | $24,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 25,106 | $24,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 11,900 | $24,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,668 | $24,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 103,690 | $23,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,452 | $22,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,800 | $22,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 12,300 | $22,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 53,289 | $21,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,758 | $21,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 14,889 | $21,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 86,023 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 12,100 | $20,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 31,200 | $20,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 58,232 | $20,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 21,315 | $19,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 35,200 | $19,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 20,700 | $18,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 44,423 | $18,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 26,539 | $18,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 10,747 | $17,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 20,588 | $17,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 18,422 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,200 | $17,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 68,300 | $17,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,893 | $16,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 17,154 | $16,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 40,991 | $16,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 23,898 | $16,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 13,000 | $15,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,200 | $15,000 | thousands by filing date | put |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 14,759 | $15,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 12,035 | $15,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 52,109 | $15,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,910 | $14,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 11,900 | $14,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 19,677 | $14,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 23,959 | $13,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,300 | $13,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 11,161 | $13,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 46,395 | $13,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 15,141 | $13,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 10,251 | $13,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,850 | $12,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,142 | $12,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 21,500 | $11,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 46,053 | $11,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 15,300 | $11,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 26,802 | $10,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 26,876 | $10,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,630 | $10,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 14,400 | $10,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M300 | COM | 29,671 | $10,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 69,016 | $10,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 14,188 | $10,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 60,400 | $10,000 | thousands by filing date | call |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 12,507 | $10,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,000 | $9,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,029 | $9,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 10,600 | $9,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,057 | $9,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 17,548 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 26,927 | $8,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,043 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 24,800 | $8,000 | thousands by filing date | put |
| NANOVIBRONIX INC | 63008J108 | COM | 11,966 | $8,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,434 | $8,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 23,531 | $8,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 22,032 | $7,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 10,900 | $7,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,296 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,544 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 654,065 | $7,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,332 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 50,657 | $6,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 10,600 | $6,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 32,400 | $5,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 22,500 | $5,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A853 | COM | 16,292 | $5,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 45,585 | $5,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 27,695 | $5,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 10,000 | $5,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,264 | $4,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $4,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 13,318 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 232,268 | $4,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 24,591 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 30,498 | $4,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,400 | $3,000 | thousands by filing date | put |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 22,156 | $3,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 25,442 | $2,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 19,760 | $2,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 34,976 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,792 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 51,532 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 10,676 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 13,341 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-20-000012 | this filing | 2020-11-16 | acceptance time not in the bulk data set |