13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 10,022 holding rows worth $414,747,284,000.
- Accession
- 0001446194-20-000010
- Filer
- CIK 1446194
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 12,015 entries on the cover page, a total value of $414,747,284,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $414,747,284,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 24,520 | $99,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 39,612 | $99,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 26,800 | $99,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,400 | $98,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 31,082 | $98,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 76,300 | $98,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,282 | $98,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 33,000 | $97,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 23,216 | $97,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 37,600 | $97,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 45,804 | $97,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,754 | $96,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,704 | $96,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 35,300 | $96,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 32,200 | $96,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 49,000 | $96,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 59,206 | $96,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,786 | $95,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 94,000 | $95,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,000 | $95,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 31,200 | $95,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 14,943 | $95,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 33,490 | $95,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 124,600 | $95,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 45,714 | $95,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 34,400 | $95,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 14,500 | $94,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 22,100 | $94,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 77,693 | $94,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 26,873 | $94,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 50,900 | $94,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 10,800 | $93,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 31,200 | $93,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 18,900 | $93,000 | thousands by filing date | call |
| SERVOTRONICS INC | 817732100 | COM | 12,216 | $93,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,729 | $93,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,300 | $92,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 45,000 | $92,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,310 | $92,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 15,600 | $92,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 64,000 | $92,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 14,700 | $92,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 16,800 | $92,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 28,964 | $92,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 10,500 | $92,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 43,700 | $91,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T409 | COM | 13,200 | $91,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,000 | $90,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,983 | $90,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 28,100 | $90,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 17,448 | $90,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 44,900 | $90,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 56,700 | $90,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 18,200 | $90,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,474 | $89,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 27,400 | $89,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 28,200 | $89,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 14,024 | $89,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 43,709 | $89,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 12,500 | $88,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 12,588 | $88,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,000 | $88,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,046 | $88,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 21,000 | $86,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 12,219 | $86,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 56,680 | $85,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,500 | $85,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 52,200 | $85,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 39,400 | $85,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20,000 | $85,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,272 | $85,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,700 | $85,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 19,320 | $85,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 20,200 | $85,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,037 | $84,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,900 | $84,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 14,128 | $84,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 134,800 | $84,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 54,702 | $84,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 15,700 | $84,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 12,713 | $83,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 26,892 | $83,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,752 | $83,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 53,643 | $83,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 19,700 | $83,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 41,909 | $82,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,100 | $81,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,050 | $81,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 26,575 | $81,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 45,262 | $81,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 30,300 | $81,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,400 | $81,000 | thousands by filing date | call |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 184,326 | $81,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,500 | $80,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 40,300 | $80,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 42,185 | $80,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 35,500 | $80,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 16,860 | $80,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,900 | $80,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,742 | $79,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 27,500 | $79,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 13,400 | $79,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 37,553 | $79,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,462 | $79,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 49,449 | $79,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,800 | $78,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36,500 | $78,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 12,493 | $78,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 11,447 | $77,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,605 | $77,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,188 | $77,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,700 | $77,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,100 | $77,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 26,400 | $77,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,354 | $77,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 38,746 | $77,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,800 | $76,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 17,400 | $76,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 10,280 | $76,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 27,000 | $76,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,230 | $76,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 15,600 | $76,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 21,900 | $76,000 | thousands by filing date | call |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 19,267 | $76,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 35,800 | $76,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 32,900 | $76,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 54,700 | $75,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 24,393 | $75,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,700 | $75,000 | thousands by filing date | put |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 11,380 | $75,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 115,020 | $75,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 25,700 | $75,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 59,000 | $75,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 60,300 | $75,000 | thousands by filing date | call |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 546,539 | $75,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 28,200 | $75,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,100 | $74,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 17,835 | $74,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 30,500 | $74,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 78,000 | $74,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 100,984 | $73,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 22,741 | $73,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,953 | $72,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,200 | $72,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 21,300 | $72,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 11,300 | $71,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,000 | $71,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 23,400 | $71,000 | thousands by filing date | put |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 48,800 | $71,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 141,100 | $70,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 11,000 | $70,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 17,485 | $70,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,501 | $70,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 17,026 | $70,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 29,741 | $70,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 48,800 | $70,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 76,900 | $70,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,100 | $70,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 33,839 | $69,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,315 | $69,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,400 | $69,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 29,800 | $69,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 75,721 | $69,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,800 | $67,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,208 | $67,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,400 | $66,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 19,900 | $66,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,400 | $66,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 33,800 | $66,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,559 | $65,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 41,500 | $65,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 28,600 | $65,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 38,000 | $65,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 52,200 | $65,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,400 | $64,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 23,300 | $64,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,100 | $64,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,663 | $64,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 16,700 | $64,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 21,200 | $63,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 13,600 | $63,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 30,161 | $63,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,445 | $63,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,727 | $63,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 33,200 | $63,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 28,600 | $63,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 36,900 | $63,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 25,256 | $63,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 55,197 | $63,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 12,159 | $63,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 15,300 | $63,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 54,700 | $63,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 31,743 | $62,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 15,192 | $62,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 85,600 | $62,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 10,625 | $62,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 222,500 | $61,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 15,800 | $61,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,300 | $61,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,500 | $60,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 33,000 | $60,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,187 | $60,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 32,100 | $60,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 217,700 | $60,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 12,300 | $60,000 | thousands by filing date | put |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 34,206 | $60,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 19,153 | $59,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,000 | $59,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,600 | $59,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 17,501 | $59,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 87,460 | $59,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,590 | $58,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,137 | $58,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,570 | $58,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 46,386 | $58,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 123,610 | $58,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,500 | $57,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 75,865 | $56,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 28,490 | $56,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 10,566 | $56,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 19,922 | $56,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,284 | $55,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 18,657 | $55,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,100 | $55,000 | thousands by filing date | put |
| COHBAR INC COM NEW | 19249J109 | Stock | 35,693 | $55,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,512 | $54,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,400 | $54,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,177 | $54,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 13,999 | $54,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,152 | $53,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,548 | $53,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,384 | $53,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 14,199 | $53,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,400 | $53,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 11,567 | $53,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 15,553 | $53,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,300 | $52,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 26,600 | $52,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 70,138 | $52,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 11,229 | $52,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 39,343 | $52,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,800 | $51,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 11,665 | $51,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 20,500 | $51,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 16,320 | $51,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 22,595 | $51,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 10,323 | $51,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,800 | $51,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 18,700 | $51,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,800 | $51,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 61,200 | $50,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,700 | $49,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 19,500 | $49,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 24,900 | $49,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 17,175 | $49,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 124,600 | $49,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 49,973 | $49,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 11,600 | $49,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,800 | $48,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,215 | $48,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 15,600 | $48,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 15,800 | $48,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 15,100 | $48,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 66,357 | $48,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 87,718 | $47,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,016 | $47,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,479 | $47,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 11,000 | $47,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 20,913 | $46,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 23,000 | $46,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,472 | $46,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,300 | $46,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 14,787 | $46,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,929 | $46,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 25,800 | $46,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 35,116 | $45,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 32,489 | $45,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 58,800 | $45,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 16,735 | $45,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,500 | $45,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 66,900 | $45,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,800 | $44,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 12,130 | $44,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 36,700 | $44,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 65,063 | $44,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 81,300 | $44,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,634 | $44,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 185,168 | $44,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 19,100 | $43,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 14,400 | $43,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 15,077 | $43,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 14,700 | $43,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,797 | $42,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13,408 | $42,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 34,000 | $42,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,500 | $42,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 29,800 | $41,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 16,468 | $41,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,500 | $41,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,000 | $41,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 83,302 | $41,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,000 | $41,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 23,299 | $41,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 116,215 | $41,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,200 | $40,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,154 | $40,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 17,669 | $40,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 33,931 | $40,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,196 | $39,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 51,758 | $39,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 15,200 | $39,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 17,100 | $39,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,200 | $39,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 18,841 | $39,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 13,864 | $39,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,994 | $39,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,300 | $39,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 22,900 | $38,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 98,658 | $38,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,551 | $38,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 27,526 | $38,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 251,859 | $38,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 17,400 | $38,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,200 | $37,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,825 | $37,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,481 | $37,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 20,000 | $36,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17,864 | $36,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,800 | $36,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 236,800 | $36,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,499 | $36,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 43,339 | $36,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 16,731 | $36,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,694 | $35,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 10,178 | $35,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 40,400 | $35,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,700 | $35,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 15,025 | $35,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 19,637 | $35,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 12,380 | $35,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 22,231 | $35,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 12,000 | $34,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 16,300 | $34,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 34,031 | $34,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,683 | $34,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 24,900 | $34,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,600 | $33,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,000 | $33,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,500 | $33,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 18,500 | $33,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 12,392 | $33,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 106,700 | $33,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,016 | $32,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 13,900 | $32,000 | thousands by filing date | put |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 10,778 | $32,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,800 | $32,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,700 | $32,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,208 | $32,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,197 | $32,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 12,307 | $31,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,244 | $30,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,400 | $30,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 10,872 | $30,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,124 | $30,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 21,100 | $30,000 | thousands by filing date | call |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 27,279 | $30,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,800 | $29,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 13,600 | $29,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 63,383 | $29,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,935 | $29,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,400 | $29,000 | thousands by filing date | put |
| COMSTOCK INC | 205750300 | COM NEW | 30,302 | $29,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 10,200 | $29,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 53,205 | $29,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 86,286 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,112 | $28,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 15,400 | $28,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 12,100 | $28,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 18,935 | $28,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 38,715 | $28,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 77,770 | $28,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,500 | $27,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 22,312 | $27,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 14,900 | $27,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,500 | $26,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,600 | $26,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 12,100 | $26,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 16,100 | $26,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 11,700 | $26,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 92,427 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,000 | $25,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,300 | $25,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,800 | $25,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 11,700 | $25,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,505 | $25,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,000 | $25,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,800 | $25,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 21,022 | $24,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 42,300 | $24,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 28,700 | $24,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 16,000 | $24,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 13,500 | $24,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 13,900 | $24,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 17,800 | $23,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 45,367 | $23,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,465 | $23,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,600 | $23,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,814 | $23,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 21,400 | $22,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,500 | $22,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 18,722 | $22,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 10,964 | $21,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 70,800 | $21,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 16,900 | $21,000 | thousands by filing date | put |
| DYNATRONICS CORP | 268157401 | COM NEW | 24,311 | $21,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 21,078 | $21,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 15,039 | $20,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 61,300 | $20,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17,100 | $20,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,600 | $20,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,651 | $20,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 12,192 | $20,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,335 | $20,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,108 | $19,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 19,158 | $19,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 22,400 | $19,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,313 | $19,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 26,675 | $19,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 18,612 | $19,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,200 | $19,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 13,600 | $19,000 | thousands by filing date | call |
| CASTOR MARITIME INC | Y1146L109 | SHS | 48,014 | $19,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 23,833 | $18,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,900 | $18,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 22,400 | $18,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 21,531 | $18,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,200 | $17,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,812 | $17,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 31,288 | $17,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 31,480 | $17,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 22,336 | $17,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 19,000 | $17,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,100 | $16,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,950 | $16,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 28,808 | $16,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 59,100 | $16,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 18,062 | $15,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 28,627 | $15,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,100 | $15,000 | thousands by filing date | put |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 64,032 | $15,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,048 | $15,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 17,200 | $14,000 | thousands by filing date | call |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 12,347 | $14,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 45,606 | $14,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,000 | $14,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,063 | $14,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,896 | $14,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 17,918 | $14,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 11,927 | $13,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 21,925 | $13,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 18,060 | $13,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,406 | $13,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,100 | $13,000 | thousands by filing date | call |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 103,186 | $13,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 12,004 | $13,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 11,141 | $13,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,235 | $12,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,000 | $12,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 36,928 | $12,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,095 | $12,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 22,390 | $12,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 13,420 | $12,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 15,500 | $12,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,175 | $11,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 26,820 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,857 | $11,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 14,700 | $11,000 | thousands by filing date | put |
| INSPIREMD INC | 45779A853 | COM | 23,134 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 12,100 | $11,000 | thousands by filing date | call |
| BIOLASE INC | 090911207 | COM NEW | 24,321 | $11,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 29,825 | $10,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 14,300 | $10,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 15,531 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,100 | $9,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 21,218 | $9,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 13,890 | $9,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 16,719 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,200 | $8,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 26,496 | $8,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,536 | $8,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,600 | $8,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 484,194 | $8,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 18,380 | $8,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 150,137 | $8,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 29,523 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 27,000 | $7,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,000 | $7,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,424 | $7,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 23,900 | $7,000 | thousands by filing date | call |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 32,926 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-20-000010 | this filing | 2020-08-14 | acceptance time not in the bulk data set |