13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 9,608 holding rows worth $347,396,575,000.
- Accession
- 0001446194-20-000001
- Filer
- CIK 1446194
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,321 entries on the cover page, a total value of $347,396,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,396,575,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 13,286 | $135,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,000 | $134,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,600 | $134,000 | thousands by filing date | put |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 15,981 | $134,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 39,600 | $134,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 28,500 | $134,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,383 | $133,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 14,800 | $133,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 21,097 | $132,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 29,211 | $132,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 18,100 | $131,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 55,900 | $131,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,468 | $131,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 41,600 | $131,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 15,000 | $131,000 | thousands by filing date | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 17,275 | $131,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 25,600 | $131,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,618 | $130,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,134 | $130,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,200 | $130,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 50,800 | $130,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 48,026 | $129,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,015 | $129,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,300 | $129,000 | thousands by filing date | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,500 | $129,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 39,931 | $129,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 33,159 | $128,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,368 | $128,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 18,196 | $128,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 59,110 | $128,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 24,428 | $127,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 27,600 | $127,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 41,800 | $127,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 289,700 | $127,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 36,078 | $126,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 15,343 | $126,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,700 | $125,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,921 | $125,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 18,128 | $125,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,000 | $124,000 | thousands by filing date | call |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 15,800 | $124,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 10,200 | $124,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,777 | $124,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 37,300 | $124,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 18,400 | $123,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,300 | $123,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 44,897 | $123,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 16,291 | $122,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 21,600 | $122,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 99,060 | $122,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 32,300 | $122,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 26,100 | $121,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 27,231 | $121,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,279 | $120,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,415 | $120,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 41,800 | $120,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,900 | $120,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,000 | $120,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 21,900 | $120,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,506 | $119,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,900 | $119,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 37,700 | $119,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 75,000 | $119,000 | thousands by filing date | call |
| PROSHARES TR II | 74347Y805 | ETF | 11,206 | $119,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,900 | $118,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,100 | $118,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 32,188 | $117,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 29,700 | $117,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 40,700 | $117,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,500 | $117,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 48,400 | $117,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 13,931 | $117,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 18,300 | $117,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,848 | $116,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 14,800 | $116,000 | thousands by filing date | call |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 13,700 | $116,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 27,500 | $116,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,300 | $115,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 18,000 | $115,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,700 | $115,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 28,870 | $115,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 43,000 | $114,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 13,200 | $114,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 35,100 | $114,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,000 | $114,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 13,900 | $113,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 41,400 | $113,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 39,300 | $113,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,800 | $112,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 23,055 | $112,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 53,200 | $112,000 | thousands by filing date | call |
| PROSHARES TR | 74348A186 | ULTRPRO SHRT NEW | 26,671 | $112,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,500 | $111,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 125,200 | $111,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 41,500 | $110,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 59,300 | $110,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,798 | $110,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 33,800 | $110,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 43,600 | $110,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,800 | $110,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 31,913 | $110,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 25,600 | $110,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 14,912 | $110,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 70,901 | $110,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,200 | $109,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 98,700 | $109,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 27,600 | $109,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,400 | $108,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,712 | $108,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 41,345 | $108,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,561 | $108,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,500 | $108,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 40,455 | $107,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 20,600 | $107,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 43,700 | $107,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 27,000 | $107,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 549,184 | $107,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 23,800 | $106,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16,430 | $106,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 42,785 | $106,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,100 | $105,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 36,500 | $105,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 33,200 | $105,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 23,200 | $104,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,460 | $104,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 31,900 | $104,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,500 | $104,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,017 | $103,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,956 | $103,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 14,090 | $102,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 18,185 | $102,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 25,900 | $102,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,370 | $102,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 11,100 | $101,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 30,800 | $101,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,600 | $101,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 25,200 | $101,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 14,900 | $101,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,239 | $100,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 26,083 | $100,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 136,495 | $100,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,600 | $100,000 | thousands by filing date | call |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 11,800 | $100,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,326 | $99,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,000 | $99,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,800 | $98,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 66,400 | $98,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,544 | $98,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,278 | $98,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,491 | $98,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 39,021 | $98,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 26,600 | $98,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 26,800 | $98,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 10,800 | $98,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,400 | $97,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 187,600 | $97,000 | thousands by filing date | call |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 12,738 | $96,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,100 | $96,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 34,421 | $96,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 74,605 | $96,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,830 | $95,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,024 | $95,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,945 | $94,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 21,300 | $94,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,300 | $94,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 35,300 | $93,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 23,000 | $93,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 136,773 | $93,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,357 | $93,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,400 | $92,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 25,400 | $92,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 11,683 | $92,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 31,170 | $92,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 45,236 | $92,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 17,210 | $92,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 44,954 | $92,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 35,531 | $92,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 22,100 | $91,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 34,682 | $91,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 46,300 | $91,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 18,000 | $91,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,500 | $90,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,700 | $89,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,072 | $89,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 13,200 | $89,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,900 | $89,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 32,888 | $88,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15,375 | $88,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 14,816 | $88,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,800 | $87,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 21,488 | $87,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,000 | $87,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 68,667 | $86,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,378 | $85,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 58,532 | $85,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,300 | $84,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,900 | $84,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,661 | $84,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 27,027 | $84,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,200 | $84,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,300 | $84,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 23,600 | $84,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21,277 | $84,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,200 | $84,000 | thousands by filing date | put |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 12,881 | $84,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,500 | $83,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 35,585 | $83,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,100 | $82,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 39,658 | $82,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 20,900 | $82,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L102 | COM | 22,000 | $82,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 48,209 | $81,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 63,056 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,497 | $81,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 29,200 | $81,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 38,200 | $80,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,400 | $80,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,000 | $80,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 30,500 | $79,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,400 | $79,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,900 | $79,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 28,800 | $79,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,693 | $79,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 32,806 | $79,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,000 | $78,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 22,508 | $77,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,400 | $77,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 49,938 | $77,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,300 | $76,000 | thousands by filing date | call |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 11,300 | $76,000 | thousands by filing date | call |
| TRIO TECH INTL | 896712205 | COM NEW | 19,101 | $76,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 30,352 | $76,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,200 | $76,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 41,542 | $76,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 63,900 | $76,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,500 | $75,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,300 | $75,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,630 | $74,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,778 | $74,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,563 | $74,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 12,768 | $74,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,187 | $73,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 11,751 | $73,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 29,500 | $73,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 51,961 | $73,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 35,800 | $73,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,800 | $72,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 46,900 | $72,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 42,897 | $72,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,862 | $72,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,700 | $71,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,500 | $71,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 32,176 | $71,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,388 | $70,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,628 | $70,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,660 | $70,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 50,199 | $70,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,100 | $69,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 78,000 | $69,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 13,083 | $69,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,700 | $68,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,900 | $68,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 32,624 | $68,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 27,300 | $68,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 21,550 | $68,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 16,000 | $67,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 18,462 | $67,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,900 | $67,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,400 | $67,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 13,392 | $67,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,265 | $67,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 22,578 | $67,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,669 | $67,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 21,900 | $66,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 16,051 | $66,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,500 | $65,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 23,810 | $65,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 16,500 | $65,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,600 | $64,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 22,750 | $64,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 27,829 | $64,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 50,900 | $64,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,500 | $63,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,300 | $63,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 29,300 | $63,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 17,100 | $63,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 20,734 | $63,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 14,100 | $63,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 20,800 | $63,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L103 | COM | 42,134 | $63,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,400 | $62,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,300 | $62,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,200 | $62,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 24,500 | $62,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 344,510 | $62,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,974 | $61,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 117,800 | $61,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 23,423 | $61,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 10,005 | $60,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,800 | $60,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 25,978 | $60,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 12,204 | $59,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 35,248 | $59,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 21,400 | $59,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,642 | $58,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 80,735 | $58,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,840 | $58,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,600 | $58,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,794 | $58,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,077 | $58,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 22,262 | $58,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 57,968 | $57,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 18,258 | $57,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 37,486 | $57,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 11,353 | $57,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,300 | $56,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,400 | $56,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,500 | $56,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 91,069 | $56,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,900 | $55,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 22,000 | $55,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,200 | $55,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,627 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 44,900 | $55,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 43,900 | $55,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 22,284 | $55,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 21,231 | $55,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 59,291 | $53,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,761 | $53,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 18,733 | $53,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 35,717 | $53,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,200 | $52,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,300 | $52,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,200 | $52,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 10,508 | $52,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 58,946 | $52,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 23,312 | $52,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 15,274 | $52,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 20,443 | $51,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,300 | $50,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,400 | $50,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 11,594 | $50,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,900 | $50,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 12,300 | $50,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 14,272 | $50,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 18,230 | $50,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 16,342 | $49,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,000 | $49,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 19,513 | $49,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 13,400 | $49,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 15,600 | $49,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 23,800 | $49,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,200 | $48,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,302 | $48,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 14,688 | $48,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 16,600 | $48,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 10,900 | $48,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,700 | $48,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 16,198 | $48,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 19,306 | $47,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,200 | $47,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,900 | $47,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 27,678 | $47,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,100 | $47,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 55,941 | $46,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 105,300 | $46,000 | thousands by filing date | call |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 27,967 | $46,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 14,000 | $45,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 18,825 | $45,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 36,700 | $45,000 | thousands by filing date | call |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 56,260 | $45,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 39,559 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,700 | $44,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 16,200 | $44,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,900 | $44,000 | thousands by filing date | put |
| SMTC CORP | 832682207 | COM NEW | 13,085 | $44,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,398 | $44,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,300 | $43,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 12,119 | $43,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 105,761 | $43,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,800 | $42,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 22,508 | $42,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,400 | $42,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 34,000 | $41,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,326 | $41,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 20,789 | $41,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,812 | $41,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 30,167 | $41,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,982 | $41,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 23,016 | $41,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 10,922 | $41,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 26,600 | $41,000 | thousands by filing date | put |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 18,682 | $41,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E828 | VELCTY 1X ETN 47 | 11,020 | $41,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 43,164 | $40,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,800 | $40,000 | thousands by filing date | put |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 19,736 | $40,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 83,783 | $40,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,900 | $39,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,057 | $39,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 34,159 | $39,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,300 | $38,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 11,290 | $38,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 18,200 | $38,000 | thousands by filing date | put |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 20,938 | $38,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,800 | $38,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 23,291 | $38,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,000 | $38,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 10,000 | $37,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 29,200 | $37,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,900 | $36,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 12,400 | $35,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 35,800 | $35,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 44,824 | $35,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,800 | $35,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,000 | $35,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 29,081 | $35,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 81,343 | $35,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 26,700 | $35,000 | thousands by filing date | put |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 10,000 | $35,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,976 | $34,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,000 | $34,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,500 | $34,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 32,309 | $34,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,200 | $33,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,064 | $33,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 12,906 | $33,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 21,400 | $33,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 37,917 | $32,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 15,318 | $32,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,628 | $31,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,563 | $31,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,400 | $31,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 13,535 | $31,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 41,238 | $31,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 36,500 | $31,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,400 | $30,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 32,100 | $30,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 10,500 | $30,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 97,096 | $30,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 10,448 | $30,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 14,578 | $30,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 13,800 | $29,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,200 | $29,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 13,300 | $29,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 10,700 | $28,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 38,375 | $28,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,200 | $28,000 | thousands by filing date | put |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 30,100 | $28,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,532 | $28,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 26,325 | $28,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 29,000 | $28,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 27,713 | $28,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 28,600 | $28,000 | thousands by filing date | call |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 88,246 | $28,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,581 | $27,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 24,053 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,245 | $26,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 17,115 | $26,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 15,632 | $26,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 26,200 | $26,000 | thousands by filing date | put |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 24,268 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,012 | $25,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,000 | $25,000 | thousands by filing date | put |
| PULMATRIX INC COM | 74584P202 | Stock | 28,699 | $25,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 49,500 | $25,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 73,800 | $25,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 10,600 | $24,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 11,800 | $24,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 28,100 | $24,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $24,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 12,524 | $24,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 64,494 | $24,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 14,706 | $24,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,306 | $23,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 11,193 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 13,700 | $23,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L103 | COM | 15,700 | $23,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 18,000 | $23,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 73,010 | $22,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 13,285 | $22,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,000 | $22,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 11,100 | $22,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 28,200 | $21,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,100 | $21,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,687 | $21,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 14,100 | $21,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,612 | $21,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 12,708 | $21,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 12,482 | $20,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,950 | $19,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 12,600 | $19,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,100 | $19,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 19,788 | $19,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,800 | $18,000 | thousands by filing date | call |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 13,442 | $18,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 23,313 | $18,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 23,564 | $18,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 41,900 | $18,000 | thousands by filing date | call |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 16,497 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-20-000001 | this filing | 2020-02-14 | acceptance time not in the bulk data set |