13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 10,080 holding rows worth $298,420,127,000.
- Accession
- 0001446194-19-000009
- Filer
- CIK 1446194
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 11,807 entries on the cover page, a total value of $298,420,127,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $298,420,127,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 23,500 | $112,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 18,500 | $112,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 36,300 | $112,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 25,000 | $111,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 44,692 | $111,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 31,100 | $111,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,200 | $111,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,300 | $111,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 99,069 | $111,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 23,100 | $111,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 39,569 | $111,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,341 | $110,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 23,700 | $110,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 11,600 | $110,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 12,700 | $110,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 39,500 | $110,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 24,400 | $110,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,030 | $110,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 15,200 | $110,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,616 | $109,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,215 | $109,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 59,030 | $109,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,100 | $109,000 | thousands by filing date | call |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,592 | $109,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 14,000 | $109,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 35,500 | $108,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,528 | $108,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 47,967 | $108,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 31,200 | $108,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 92,900 | $108,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,801 | $108,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,600 | $107,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,800 | $107,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 15,513 | $106,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,116 | $106,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 22,040 | $106,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,100 | $106,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16,430 | $106,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,300 | $106,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 12,000 | $106,000 | thousands by filing date | put |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10,537 | $105,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,700 | $104,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 10,733 | $104,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 16,500 | $104,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,900 | $103,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 37,100 | $103,000 | thousands by filing date | put |
| IKONICS CORP | 45172K102 | COM | 17,062 | $102,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 128,933 | $102,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 11,867 | $102,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 153,900 | $102,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 19,476 | $101,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,600 | $101,000 | thousands by filing date | put |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 29,405 | $101,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 23,070 | $101,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 59,500 | $101,000 | thousands by filing date | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 49,160 | $101,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 17,636 | $101,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,400 | $100,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,800 | $100,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 40,150 | $100,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 60,240 | $100,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 77,000 | $100,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 14,500 | $100,000 | thousands by filing date | put |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,483 | $99,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,796 | $99,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,140 | $99,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,774 | $99,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 33,500 | $99,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,637 | $98,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16,883 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,000 | $98,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 41,900 | $98,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 48,500 | $97,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 26,500 | $96,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 22,800 | $96,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176109 | COM | 10,400 | $96,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 43,700 | $96,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 14,100 | $96,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 19,500 | $96,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 20,300 | $96,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 16,852 | $96,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,826 | $95,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 22,000 | $95,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 11,054 | $95,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 26,500 | $95,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 74,394 | $95,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,000 | $94,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 26,315 | $94,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 24,475 | $94,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,521 | $94,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 38,439 | $94,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 14,500 | $93,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,400 | $93,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,210 | $93,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 10,100 | $93,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 32,491 | $93,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 18,700 | $92,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 32,500 | $92,000 | thousands by filing date | call |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,500 | $92,000 | thousands by filing date | call |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 18,933 | $91,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,000 | $91,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,600 | $90,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 39,500 | $90,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 60,347 | $90,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,693 | $89,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 13,397 | $89,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 10,500 | $89,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 18,300 | $88,000 | thousands by filing date | call |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 10,000 | $88,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,625 | $87,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 42,669 | $87,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,112 | $87,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 38,098 | $87,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 17,500 | $87,000 | thousands by filing date | call |
| DESWELL INDS INC | 250639101 | COM | 34,177 | $87,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 20,644 | $87,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 41,251 | $87,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 11,746 | $86,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 40,453 | $86,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,100 | $86,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,049 | $86,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,000 | $86,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 27,800 | $86,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 41,736 | $86,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 10,028 | $86,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 29,585 | $86,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 23,499 | $86,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 17,353 | $86,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 42,800 | $86,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,700 | $85,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 51,291 | $85,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,554 | $84,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,700 | $84,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 19,050 | $84,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 17,500 | $84,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,900 | $84,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 10,000 | $84,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,757 | $84,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 12,562 | $84,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 38,984 | $83,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,900 | $83,000 | thousands by filing date | put |
| FORTY SEVEN INC | 34983P104 | COM | 12,959 | $83,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 39,217 | $82,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 65,200 | $82,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 90,413 | $82,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 51,552 | $82,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,777 | $82,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,700 | $82,000 | thousands by filing date | put |
| HYRECAR INC | 44916T107 | COM | 32,625 | $82,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 16,094 | $82,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 65,020 | $81,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 16,300 | $81,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 61,000 | $81,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,900 | $80,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 31,800 | $80,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,800 | $79,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,296 | $79,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 80,135 | $79,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 27,200 | $79,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 46,900 | $79,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 26,900 | $79,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 59,500 | $77,000 | thousands by filing date | call |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 11,067 | $77,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 27,134 | $77,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,294 | $76,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 23,700 | $76,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 23,300 | $76,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 24,700 | $75,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,700 | $75,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 11,938 | $75,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 22,402 | $75,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 11,016 | $74,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,700 | $74,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 11,977 | $74,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,078 | $74,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 87,441 | $74,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,518 | $73,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 31,000 | $73,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 24,800 | $73,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 57,200 | $73,000 | thousands by filing date | call |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 17,257 | $73,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 19,300 | $73,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 24,922 | $72,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 15,119 | $72,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,978 | $72,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 104,652 | $72,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 72,300 | $71,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 58,312 | $71,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 24,700 | $71,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 16,100 | $71,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 10,978 | $71,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,900 | $70,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 18,300 | $70,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,900 | $69,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 20,600 | $69,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 28,501 | $68,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 29,013 | $68,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,325 | $68,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,000 | $68,000 | thousands by filing date | put |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 34,180 | $68,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,011 | $67,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 20,241 | $67,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 23,596 | $67,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,900 | $66,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 22,973 | $66,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 31,900 | $65,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 66,320 | $65,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 17,000 | $65,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 22,633 | $65,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 12,838 | $64,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 41,579 | $64,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,500 | $64,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 15,900 | $63,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 29,600 | $63,000 | thousands by filing date | put |
| KEANE GROUP INC | 48669A108 | COM | 10,400 | $63,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 31,576 | $63,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,200 | $63,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 151,100 | $63,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 30,227 | $63,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 53,081 | $63,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 312,881 | $63,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,000 | $62,000 | thousands by filing date | call |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 38,722 | $62,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,100 | $62,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 35,666 | $62,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,110 | $62,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 17,400 | $62,000 | thousands by filing date | put |
| ENTREE RES LTD COM | 29384j103 | CS | 338,219 | $62,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,100 | $61,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 86,432 | $61,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 67,353 | $61,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,100 | $61,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 45,354 | $61,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 32,800 | $60,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 28,376 | $60,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,600 | $60,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 23,570 | $59,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 19,127 | $58,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 13,249 | $58,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 15,300 | $58,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,300 | $57,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,491 | $57,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 78,300 | $56,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,956 | $56,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 57,334 | $56,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E828 | VELCTY 1X ETN 47 | 10,820 | $56,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,333 | $55,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 36,675 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 11,252 | $54,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,100 | $54,000 | thousands by filing date | call |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 33,973 | $54,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 204,705 | $54,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 17,612 | $54,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,400 | $54,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 81,700 | $54,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 74,900 | $54,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,081 | $53,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,000 | $53,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 14,200 | $53,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 24,317 | $53,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 13,450 | $53,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,000 | $53,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 39,800 | $53,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 73,060 | $53,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,200 | $52,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 18,900 | $52,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 25,449 | $52,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 11,605 | $52,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,700 | $51,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 28,100 | $51,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 18,098 | $51,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 16,359 | $51,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,600 | $51,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 15,600 | $51,000 | thousands by filing date | call |
| BIOCARDIA INC | 09060U507 | COM | 15,316 | $51,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 29,300 | $51,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,789 | $50,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 32,648 | $50,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 39,600 | $50,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 17,400 | $50,000 | thousands by filing date | call |
| AVALON HLDGS CORP | 05343P109 | CL A | 22,247 | $49,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,000 | $49,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 40,600 | $49,000 | thousands by filing date | put |
| 111 INC | 68247Q102 | ADR | 10,112 | $49,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 68,065 | $49,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 66,900 | $49,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,142 | $48,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,000 | $48,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,700 | $48,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 25,136 | $48,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 43,200 | $48,000 | thousands by filing date | put |
| FTS INTERNATIONAL INC | 30283W104 | COM | 21,300 | $48,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 14,804 | $47,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,400 | $47,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 39,700 | $47,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 31,153 | $47,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,502 | $47,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 15,700 | $47,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 15,000 | $47,000 | thousands by filing date | call |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 26,491 | $47,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 36,952 | $47,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 110,100 | $46,000 | thousands by filing date | put |
| NOVA LIFESTYLE INC | 66979P102 | COM | 73,635 | $46,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,582 | $45,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,100 | $45,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,000 | $45,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 17,500 | $45,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 53,400 | $45,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $44,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,800 | $44,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,000 | $44,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 12,900 | $44,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 10,518 | $44,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 34,300 | $44,000 | thousands by filing date | put |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 94,970 | $44,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 18,239 | $44,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 19,800 | $43,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,400 | $43,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 16,443 | $43,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 19,127 | $43,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 57,180 | $43,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 17,700 | $43,000 | thousands by filing date | put |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 23,787 | $43,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 23,700 | $43,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,023 | $42,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,500 | $42,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,600 | $42,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 16,100 | $42,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 23,193 | $42,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 18,449 | $42,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,834 | $42,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 63,600 | $42,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,100 | $41,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,900 | $41,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,700 | $41,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 20,000 | $41,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,000 | $41,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,698 | $41,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 37,386 | $41,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 20,548 | $40,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 12,374 | $40,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $40,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 14,708 | $40,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 17,859 | $40,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,300 | $39,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 15,400 | $39,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,200 | $38,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,000 | $38,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 75,520 | $38,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 11,768 | $38,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 17,810 | $38,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,300 | $37,000 | thousands by filing date | put |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 12,759 | $37,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,154 | $37,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,000 | $37,000 | thousands by filing date | put |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 45,262 | $37,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,800 | $36,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 22,400 | $36,000 | thousands by filing date | call |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 26,742 | $36,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 50,782 | $36,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 28,400 | $36,000 | thousands by filing date | put |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 28,115 | $35,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 18,547 | $35,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 109,548 | $35,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,702 | $35,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 10,522 | $35,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 27,603 | $35,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,100 | $34,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,900 | $34,000 | thousands by filing date | put |
| SMART SAND INC | 83191H107 | COM | 11,900 | $34,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 81,983 | $34,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 128,000 | $34,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 18,600 | $34,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 15,668 | $34,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 31,997 | $34,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,100 | $34,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 23,000 | $34,000 | thousands by filing date | put |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 17,846 | $33,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,900 | $33,000 | thousands by filing date | put |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 23,649 | $33,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 17,484 | $33,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 17,599 | $32,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,400 | $32,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 12,500 | $32,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,200 | $32,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,800 | $32,000 | thousands by filing date | put |
| CENTRIC BRANDS INC | 15644G104 | COM | 12,783 | $32,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 28,485 | $31,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 10,112 | $31,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,900 | $31,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 37,700 | $31,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 19,900 | $31,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,100 | $30,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,544 | $30,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 80,645 | $30,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 19,200 | $30,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,600 | $29,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,418 | $29,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,857 | $29,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 12,500 | $29,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 35,300 | $29,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 14,600 | $29,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 14,588 | $29,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 14,300 | $28,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 26,700 | $28,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,800 | $28,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 15,488 | $28,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 19,669 | $27,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 20,800 | $27,000 | thousands by filing date | call |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 23,987 | $27,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,748 | $27,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 14,000 | $27,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 16,381 | $26,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 55,129 | $26,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 100,900 | $26,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,875 | $26,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 13,486 | $26,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,000 | $26,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 38,518 | $25,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,768 | $25,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 16,562 | $25,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 22,756 | $25,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 29,585 | $25,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 18,124 | $25,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 11,200 | $24,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,600 | $24,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 48,700 | $24,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 20,047 | $24,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,100 | $23,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,500 | $23,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 19,181 | $23,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,400 | $23,000 | thousands by filing date | call |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 29,196 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,924 | $23,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 12,600 | $23,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 12,121 | $23,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 18,678 | $23,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 22,400 | $22,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 46,139 | $22,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 10,104 | $22,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,000 | $21,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 10,606 | $21,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 10,400 | $21,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 21,043 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,000 | $21,000 | thousands by filing date | call |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 21,004 | $21,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,981 | $20,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10,200 | $20,000 | thousands by filing date | put |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 15,918 | $20,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 14,414 | $20,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 76,032 | $20,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 16,903 | $20,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 16,175 | $20,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 28,300 | $20,000 | thousands by filing date | put |
| PHUNWARE INC | 71948P100 | COMMON | 12,857 | $19,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 111,668 | $19,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,872 | $19,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 19,595 | $19,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 15,390 | $19,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 40,619 | $19,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 18,800 | $18,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 26,850 | $18,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 17,700 | $18,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 39,919 | $18,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 29,705 | $18,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 51,676 | $17,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18,219 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,068 | $17,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,553 | $16,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 21,691 | $16,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,600 | $16,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 63,051 | $16,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 15,048 | $16,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 22,425 | $16,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 79,500 | $16,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 13,600 | $16,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,581 | $16,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 37,648 | $16,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 28,323 | $15,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 12,198 | $15,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 14,161 | $15,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 11,500 | $15,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 20,977 | $15,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 21,100 | $15,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,200 | $15,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,183 | $14,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 12,417 | $14,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 12,931 | $14,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 30,580 | $14,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 17,881 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 22,714 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 18,200 | $13,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V402 | COM PAR | 16,444 | $13,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 12,131 | $13,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 18,500 | $13,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 18,831 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 20,842 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 35,951 | $12,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,200 | $12,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,700 | $12,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000009 | this filing | 2019-11-14 | acceptance time not in the bulk data set |