13F-HR/A filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-16, with 9,957 holding rows worth $272,128,083,000.
- Accession
- 0001446194-19-000006
- Filer
- CIK 1446194
- Filed
- 2019-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type new holdings, 11,744 entries on the cover page, a total value of $272,128,083,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,128,083,000 with VALUE read as thousands by filing date, 13F file number 028-13216. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,555 | $193,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 11,730 | $193,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 34,500 | $193,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 81,100 | $193,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,200 | $192,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,600 | $192,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,500 | $192,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 47,900 | $192,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 24,510 | $192,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 37,000 | $192,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 57,600 | $191,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,737 | $191,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,500 | $191,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 10,000 | $191,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 20,472 | $191,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,700 | $190,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 39,800 | $190,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 42,625 | $189,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,000 | $189,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,600 | $189,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 31,300 | $189,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 40,210 | $188,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,000 | $188,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,400 | $188,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 20,200 | $188,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,200 | $187,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,805 | $187,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,100 | $187,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,315 | $187,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 19,200 | $187,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 13,950 | $187,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,508 | $187,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 83,456 | $187,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 98,398 | $187,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 76,191 | $187,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 48,100 | $186,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 19,058 | $186,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 35,759 | $186,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 47,300 | $186,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,553 | $186,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 15,048 | $186,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,000 | $185,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 14,582 | $185,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 16,849 | $185,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 44,915 | $185,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,015 | $184,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 31,190 | $184,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,300 | $184,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 44,900 | $184,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 10,800 | $183,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 10,700 | $183,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 17,487 | $183,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 111,054 | $183,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 76,800 | $183,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,000 | $182,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 11,900 | $182,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 61,639 | $182,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 62,800 | $182,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 17,600 | $182,000 | thousands by filing date | call |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 10,368 | $182,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 67,700 | $181,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,239 | $181,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,800 | $181,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 36,726 | $181,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,300 | $180,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 27,655 | $180,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 30,000 | $180,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 20,760 | $180,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,900 | $179,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 27,900 | $179,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,200 | $179,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 21,713 | $179,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 13,147 | $179,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 75,991 | $179,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,100 | $178,000 | thousands by filing date | put |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,890 | $178,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 12,410 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 19,774 | $178,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 182,015 | $178,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,972 | $177,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,051 | $177,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,800 | $177,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 19,900 | $177,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 11,975 | $177,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,100 | $176,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,400 | $176,000 | thousands by filing date | put |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 12,157 | $176,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,931 | $175,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 17,200 | $175,000 | thousands by filing date | call |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 15,600 | $174,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,208 | $174,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,500 | $174,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,497 | $174,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 18,622 | $174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,892 | $174,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 187,900 | $174,000 | thousands by filing date | put |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 28,499 | $174,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,950 | $173,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 31,153 | $173,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10,080 | $173,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 33,538 | $173,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 23,300 | $173,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 10,700 | $172,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,400 | $172,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 35,124 | $172,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 42,000 | $172,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 90,700 | $171,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 38,179 | $171,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 87,296 | $171,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,407 | $170,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 20,400 | $170,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 42,961 | $170,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 15,100 | $170,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,700 | $170,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 44,600 | $170,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 101,100 | $169,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 13,000 | $169,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 10,200 | $169,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 16,400 | $169,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,648 | $168,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,697 | $168,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 30,100 | $168,000 | thousands by filing date | put |
| HARROW INC | 415858109 | COM | 19,236 | $167,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 17,293 | $167,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,000 | $167,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 16,161 | $167,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 46,400 | $167,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 53,000 | $166,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 13,200 | $166,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,454 | $166,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 17,000 | $166,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,300 | $165,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,844 | $165,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 41,200 | $165,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,800 | $165,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 10,772 | $165,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 11,034 | $164,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 12,880 | $164,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,960 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,100 | $164,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 39,000 | $164,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,100 | $164,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 39,648 | $164,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 10,379 | $164,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 17,442 | $164,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 13,144 | $164,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 28,700 | $164,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 21,200 | $163,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 45,866 | $163,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,100 | $162,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 26,200 | $162,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 11,600 | $162,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 13,299 | $162,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 24,716 | $162,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 45,800 | $162,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 108,275 | $162,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,797 | $162,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 14,125 | $161,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,536 | $161,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,600 | $161,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,860 | $160,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,300 | $160,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 82,100 | $160,000 | thousands by filing date | call |
| BK Technologies Corp. | 05587G104 | COM | 37,205 | $160,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 30,294 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 15,206 | $160,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,875 | $159,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,800 | $159,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 17,767 | $159,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,596 | $159,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,800 | $159,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,772 | $158,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 40,967 | $158,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,600 | $158,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 14,400 | $158,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,800 | $157,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 126,900 | $157,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,556 | $156,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,600 | $156,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 23,146 | $156,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 12,900 | $156,000 | thousands by filing date | put |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 11,740 | $156,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 70,893 | $155,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 18,076 | $155,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,500 | $155,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 10,928 | $155,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 119,454 | $155,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 37,925 | $154,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 19,200 | $154,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 38,394 | $154,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 78,400 | $154,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,828 | $153,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,796 | $153,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 22,766 | $153,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,100 | $153,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,100 | $152,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,157 | $152,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 27,492 | $152,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 11,529 | $152,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,400 | $152,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 122,745 | $152,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 30,709 | $152,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 27,022 | $152,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,232 | $152,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 39,896 | $152,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,000 | $151,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,133 | $151,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 13,461 | $151,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,200 | $151,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 145,500 | $151,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 10,493 | $151,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 21,271 | $151,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 45,200 | $150,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,100 | $150,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,032 | $150,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 30,200 | $150,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 213,595 | $150,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 15,800 | $149,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 26,900 | $149,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 40,582 | $149,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 98,755 | $149,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 22,459 | $149,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 19,900 | $148,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 13,300 | $148,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 38,000 | $148,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 19,500 | $147,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 35,600 | $147,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,500 | $147,000 | thousands by filing date | call |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,636 | $147,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 33,800 | $147,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,984 | $146,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 42,900 | $145,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 49,500 | $145,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 43,038 | $145,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 44,900 | $145,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,800 | $144,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 10,453 | $144,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 17,207 | $144,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 29,000 | $144,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 126,221 | $144,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 21,353 | $144,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,138 | $143,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 44,710 | $143,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,400 | $143,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,104 | $143,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 10,987 | $143,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 11,182 | $143,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,900 | $142,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 14,364 | $142,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 18,051 | $142,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,200 | $142,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,100 | $142,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,414 | $141,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,800 | $141,000 | thousands by filing date | put |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,669 | $141,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,044 | $140,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,100 | $140,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 29,900 | $140,000 | thousands by filing date | put |
| IKONICS CORP | 45172K102 | COM | 19,266 | $140,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,700 | $140,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 23,000 | $139,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,541 | $139,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 19,771 | $139,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 13,400 | $139,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,300 | $138,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,743 | $138,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,100 | $138,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,900 | $138,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 51,400 | $138,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,300 | $137,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 142,100 | $137,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 16,400 | $137,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 17,245 | $137,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 33,565 | $137,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 12,500 | $137,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,010 | $136,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,900 | $136,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 128,470 | $136,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 78,200 | $136,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 36,900 | $136,000 | thousands by filing date | put |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 10,082 | $136,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,800 | $135,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,029 | $135,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,896 | $135,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,000 | $135,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,500 | $135,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 72,000 | $135,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 24,100 | $135,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 35,534 | $135,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 11,152 | $135,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 11,806 | $135,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,800 | $134,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,978 | $134,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,100 | $134,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 21,500 | $134,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 51,200 | $134,000 | thousands by filing date | put |
| BBX CAP CORP NEW | 05491N104 | CL A | 27,378 | $134,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 29,549 | $133,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,000 | $133,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 10,588 | $133,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,699 | $133,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,375 | $133,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 21,893 | $132,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,500 | $132,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 52,813 | $132,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,589 | $131,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 20,160 | $131,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 45,805 | $131,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 34,237 | $131,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 50,210 | $131,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,036 | $130,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 32,600 | $130,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 14,300 | $130,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 37,792 | $130,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,085 | $129,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,624 | $129,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 37,272 | $129,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 15,342 | $128,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,600 | $128,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,100 | $128,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,600 | $128,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 21,300 | $128,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 32,060 | $128,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 39,772 | $128,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,207 | $127,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,363 | $127,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 24,300 | $127,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 147,900 | $127,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 101,500 | $127,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 11,549 | $126,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 99,811 | $126,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 19,880 | $126,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 61,046 | $126,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 86,000 | $126,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,020 | $125,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,142 | $125,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,366 | $125,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 20,098 | $125,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,800 | $124,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 13,000 | $124,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,590 | $123,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,200 | $123,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 53,900 | $122,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 10,200 | $122,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 84,400 | $122,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 13,000 | $122,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,500 | $121,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 109,990 | $121,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 23,500 | $121,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,445 | $121,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 19,269 | $121,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,139 | $120,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 66,626 | $120,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 27,981 | $120,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 46,046 | $120,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 19,100 | $120,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 11,471 | $120,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 14,921 | $119,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,648 | $119,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 81,205 | $118,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,000 | $118,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,339 | $118,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,800 | $117,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 101,133 | $117,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 10,655 | $117,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 22,200 | $117,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 39,600 | $117,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 30,089 | $117,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,913 | $117,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 48,669 | $116,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 60,100 | $116,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 47,200 | $116,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 186,300 | $116,000 | thousands by filing date | call |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 39,182 | $116,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 34,800 | $115,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 44,297 | $115,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,200 | $115,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 20,500 | $114,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 19,849 | $114,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,400 | $114,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 12,241 | $114,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,000 | $114,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,665 | $114,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 11,139 | $114,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,608 | $114,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 17,122 | $114,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 12,700 | $113,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,300 | $113,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 45,834 | $113,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,700 | $113,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 19,665 | $112,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 21,700 | $112,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,535 | $112,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,000 | $111,000 | thousands by filing date | put |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 16,862 | $111,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,900 | $110,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 22,300 | $110,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 19,500 | $110,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 65,500 | $110,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 11,483 | $110,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,200 | $109,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 21,284 | $109,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 45,024 | $109,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 24,963 | $109,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,100 | $109,000 | thousands by filing date | call |
| BARINGS BDC INC | 06759L103 | COM | 11,000 | $108,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 74,800 | $108,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 59,374 | $108,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 18,902 | $108,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 19,140 | $107,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 35,836 | $107,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 44,000 | $107,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,360 | $106,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 29,804 | $106,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,900 | $106,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16,430 | $106,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,201 | $106,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 44,354 | $106,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 81,900 | $106,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,400 | $105,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,892 | $105,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 31,800 | $105,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,271 | $104,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 59,493 | $104,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 35,805 | $103,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 30,153 | $103,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 23,700 | $103,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 46,500 | $102,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 25,700 | $102,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,300 | $102,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 12,100 | $101,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 26,679 | $101,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,091 | $101,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 33,686 | $101,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 16,851 | $101,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,800 | $100,000 | thousands by filing date | call |
| DYNASIL CORP AMER | 268102100 | COM | 99,760 | $100,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 13,402 | $100,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 33,236 | $99,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,300 | $98,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 14,900 | $98,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 12,201 | $98,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,700 | $98,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 22,100 | $98,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,776 | $98,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 18,949 | $98,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,000 | $97,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 65,500 | $97,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 32,700 | $97,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 29,900 | $97,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,565 | $96,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 23,300 | $96,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 14,220 | $96,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 31,553 | $96,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 35,512 | $95,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,200 | $95,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 13,234 | $95,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,500 | $95,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 29,620 | $95,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 27,200 | $95,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 11,623 | $95,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 13,700 | $94,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,765 | $94,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,200 | $94,000 | thousands by filing date | put |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 29,336 | $94,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 12,400 | $94,000 | thousands by filing date | put |
| HYRECAR INC | 44916T107 | COM | 22,319 | $94,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 47,406 | $94,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 13,900 | $93,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 18,300 | $93,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 72,486 | $93,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,673 | $93,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $93,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 108,900 | $93,000 | thousands by filing date | call |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,119 | $92,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 21,345 | $92,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 26,600 | $92,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,711 | $91,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 27,700 | $91,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,915 | $91,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 244,651 | $91,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,734 | $91,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 24,684 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 11,670 | $91,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,200 | $90,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 186,700 | $90,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 209,579 | $90,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 17,100 | $90,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,033 | $89,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,625 | $89,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 19,439 | $89,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,700 | $88,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,256 | $88,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 26,893 | $88,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 16,100 | $88,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 52,600 | $88,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 144,838 | $88,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 21,900 | $88,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 25,800 | $87,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 53,259 | $87,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000005 | superseded | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-19-000006 | this filing | 2019-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-19-000008 | base | 2019-11-14 | acceptance time not in the bulk data set |