13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 9,100 holding rows worth $259,525,016,000.
- Accession
- 0001446194-19-000005
- Filer
- CIK 1446194
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 10,641 entries on the cover page, a total value of $259,525,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,525,016,000 with VALUE read as thousands by filing date, 13F file number 028-13216. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 4,700 | $221,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 5,900 | $221,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11,500 | $221,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,060 | $221,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 28,509 | $221,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,208 | $221,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,108 | $221,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 27,500 | $221,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,900 | $221,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,500 | $221,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 22,100 | $221,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,700 | $221,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 31,700 | $221,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 7,900 | $221,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 38,316 | $221,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 10,318 | $221,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 14,700 | $220,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,340 | $220,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 11,215 | $220,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,600 | $220,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,400 | $220,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 16,611 | $220,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,600 | $220,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,900 | $220,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 857 | $220,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 41,900 | $220,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,200 | $220,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,495 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 11,600 | $220,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,809 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,115 | $219,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 14,192 | $219,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,400 | $219,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 23,300 | $219,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 31,703 | $219,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 20,000 | $219,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 6,844 | $219,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,556 | $219,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 10,151 | $219,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 8,913 | $219,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,500 | $218,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,800 | $218,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 5,400 | $218,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 8,445 | $218,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 33,199 | $218,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,000 | $218,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 10,600 | $218,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 12,190 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 9,139 | $218,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 5,200 | $218,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,207 | $218,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 2,673 | $218,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 16,127 | $218,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 586 | $217,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,400 | $217,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 18,800 | $217,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,800 | $217,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 144,900 | $217,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,031 | $217,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 16,700 | $217,000 | thousands by filing date | call |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 9,126 | $217,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,810 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,716 | $216,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,600 | $216,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 2,420 | $216,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 26,500 | $216,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 5,000 | $216,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,100 | $216,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,410 | $216,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,600 | $216,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,500 | $215,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,200 | $215,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 4,993 | $214,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 354,900 | $214,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 5,100 | $214,000 | thousands by filing date | call |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,597 | $214,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,770 | $214,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 71,529 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 22,300 | $214,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 5,400 | $214,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 4,262 | $214,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,573 | $213,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 8,581 | $213,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,600 | $213,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,600 | $213,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,900 | $213,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,401 | $213,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,700 | $213,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,900 | $213,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 102,900 | $213,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,200 | $212,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 6,239 | $212,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,900 | $212,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 35,600 | $212,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 6,100 | $212,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 50,000 | $212,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 96,300 | $212,000 | thousands by filing date | put |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 2,984 | $212,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,700 | $211,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,100 | $211,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 2,600 | $211,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 78,600 | $211,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,100 | $211,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 8,313 | $211,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,800 | $210,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 6,200 | $210,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 6,600 | $210,000 | thousands by filing date | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 8,419 | $210,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,300 | $210,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,462 | $210,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 8,500 | $210,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 18,600 | $210,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 25,165 | $210,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,163 | $209,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,415 | $209,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 8,800 | $209,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,200 | $209,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,300 | $209,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,400 | $209,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 125,224 | $209,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 33,900 | $209,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 32,800 | $209,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,700 | $209,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 8,600 | $208,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,600 | $208,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,991 | $208,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,533 | $208,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 15,636 | $208,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,361 | $207,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,400 | $207,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 22,379 | $207,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 7,300 | $207,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,700 | $207,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 9,783 | $207,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,748 | $207,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 63,840 | $207,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 7,203 | $207,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,545 | $207,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,097 | $207,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D432 | ETRACS MNTLY PAY | 15,540 | $207,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,200 | $206,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,900 | $206,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 213,900 | $206,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,100 | $206,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 3,800 | $206,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 5,100 | $206,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,100 | $206,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,615 | $206,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,615 | $206,000 | thousands by filing date | |
| VIVALDI OPPORTUNITIES FD | 92853C207 | Equity | 14,645 | $206,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,498 | $205,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,700 | $205,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 16,199 | $205,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,700 | $205,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,801 | $205,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 8,052 | $205,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 3,103 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,978 | $205,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 160,300 | $205,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 1,900 | $204,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 2,300 | $204,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 18,215 | $204,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 9,758 | $204,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 78,335 | $204,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,924 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 7,696 | $204,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,666 | $203,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,200 | $203,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,000 | $203,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 99,300 | $203,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 39,792 | $203,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 13,509 | $203,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,400 | $202,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 7,900 | $202,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 25,500 | $202,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,300 | $202,000 | thousands by filing date | call |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 8,333 | $202,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,807 | $201,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,448 | $201,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,100 | $201,000 | thousands by filing date | call |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 24,726 | $201,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 102,200 | $201,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,734 | $201,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 28,900 | $201,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 83,249 | $200,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,600 | $200,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 6,700 | $200,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 4,000 | $200,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 59,600 | $200,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,540 | $200,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,900 | $200,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 18,102 | $200,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 15,279 | $200,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,038 | $199,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 74,545 | $199,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 47,700 | $199,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 18,300 | $198,000 | thousands by filing date | put |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,061 | $198,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 68,400 | $198,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 27,300 | $198,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 22,099 | $198,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,510 | $197,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,500 | $196,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,400 | $196,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 66,461 | $196,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 13,000 | $196,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,900 | $196,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,718 | $196,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 31,800 | $196,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,500 | $195,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,800 | $195,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,800 | $195,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 15,000 | $195,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 37,905 | $195,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 24,700 | $194,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 15,300 | $194,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 20,500 | $194,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,900 | $194,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 40,500 | $194,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,555 | $193,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 34,500 | $193,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,374 | $193,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 40,988 | $193,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 81,100 | $193,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,200 | $192,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,600 | $192,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,500 | $192,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 47,900 | $192,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 24,480 | $192,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 37,000 | $192,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 57,600 | $191,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,737 | $191,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,500 | $191,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 10,000 | $191,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,700 | $190,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 39,800 | $190,000 | thousands by filing date | call |
| FNCB BANCORP INC | 302578109 | COM | 24,537 | $190,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 16,757 | $190,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,000 | $189,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 29,558 | $189,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,600 | $189,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 31,300 | $189,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 15,076 | $189,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,000 | $188,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 17,426 | $188,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,400 | $188,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 15,287 | $188,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20,200 | $188,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,200 | $187,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,100 | $187,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,315 | $187,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 19,200 | $187,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 98,306 | $187,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 48,100 | $186,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 17,580 | $186,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 47,300 | $186,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 75,665 | $186,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,031 | $185,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,000 | $185,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 20,622 | $184,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,300 | $184,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 10,635 | $184,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 44,900 | $184,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 10,800 | $183,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 10,700 | $183,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 21,613 | $183,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 111,054 | $183,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 76,800 | $183,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,000 | $182,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 11,900 | $182,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 62,800 | $182,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 17,600 | $182,000 | thousands by filing date | call |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 10,368 | $182,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 67,700 | $181,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,239 | $181,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 22,204 | $181,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,800 | $181,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,300 | $180,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 30,000 | $180,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 80,500 | $180,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 20,760 | $180,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,754 | $180,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 43,683 | $180,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,900 | $179,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 27,900 | $179,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,200 | $179,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,354 | $179,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 11,474 | $179,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,747 | $179,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,100 | $178,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 60,025 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 19,774 | $178,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 37,907 | $177,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,972 | $177,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 24,603 | $177,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,800 | $177,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 19,900 | $177,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 25,462 | $177,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,100 | $176,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,400 | $176,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,729 | $176,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 12,157 | $176,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 180,367 | $176,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 17,200 | $175,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 74,232 | $175,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 15,600 | $174,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,500 | $174,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,497 | $174,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 187,900 | $174,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 23,300 | $173,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 41,586 | $173,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,700 | $172,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,400 | $172,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 32,863 | $172,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 42,000 | $172,000 | thousands by filing date | call |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,414 | $171,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 90,700 | $171,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 20,400 | $170,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,835 | $170,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 15,100 | $170,000 | thousands by filing date | put |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 34,860 | $170,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,700 | $170,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 44,600 | $170,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,691 | $169,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 101,100 | $169,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 13,000 | $169,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 10,200 | $169,000 | thousands by filing date | put |
| STERLING BANCORP INC | 85917W102 | COM | 16,945 | $169,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 16,400 | $169,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,648 | $168,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 22,804 | $168,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 30,100 | $168,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,000 | $167,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 32,268 | $167,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 46,400 | $167,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 11,302 | $166,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,039 | $166,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 53,000 | $166,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 13,200 | $166,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 17,000 | $166,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,300 | $165,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 11,673 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,844 | $165,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,615 | $165,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 41,200 | $165,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,800 | $165,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 19,983 | $164,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 25,213 | $164,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,960 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,100 | $164,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 39,000 | $164,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,100 | $164,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 10,379 | $164,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 36,679 | $164,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 13,144 | $164,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 28,700 | $164,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 21,200 | $163,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,100 | $162,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 26,200 | $162,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 11,600 | $162,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 45,568 | $162,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 45,800 | $162,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 11,536 | $161,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,462 | $161,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,600 | $161,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,860 | $160,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,052 | $160,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,300 | $160,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 82,100 | $160,000 | thousands by filing date | call |
| BK Technologies Corp. | 05587G104 | COM | 37,205 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 15,206 | $160,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,826 | $160,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 92,495 | $160,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,875 | $159,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,800 | $159,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 17,767 | $159,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,800 | $159,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,772 | $158,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 16,975 | $158,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 40,967 | $158,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,600 | $158,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 14,400 | $158,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,800 | $157,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 126,900 | $157,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,270 | $157,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,556 | $156,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,600 | $156,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 12,900 | $156,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 54,217 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 11,740 | $156,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,500 | $155,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 19,200 | $154,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 11,361 | $154,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,408 | $154,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 78,456 | $154,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 78,400 | $154,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,796 | $153,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 22,766 | $153,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,100 | $153,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,100 | $152,000 | thousands by filing date | call |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 27,392 | $152,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 11,529 | $152,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,400 | $152,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 122,545 | $152,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,231 | $152,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 116,745 | $152,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,000 | $151,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 14,200 | $151,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 145,500 | $151,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,992 | $151,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 45,200 | $150,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,100 | $150,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 30,200 | $150,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 213,595 | $150,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,098 | $149,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 15,800 | $149,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 26,900 | $149,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 17,422 | $149,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 99,027 | $149,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 19,900 | $148,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 38,000 | $148,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 36,227 | $147,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,628 | $147,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,500 | $147,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 35,600 | $147,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,500 | $147,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 33,800 | $147,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 38,112 | $146,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 42,900 | $145,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 66,189 | $145,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 15,501 | $145,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,147 | $145,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 49,500 | $145,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 44,900 | $145,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,800 | $144,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 10,453 | $144,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 29,000 | $144,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 21,353 | $144,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 32,282 | $143,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,400 | $143,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,833 | $143,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 11,182 | $143,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,900 | $142,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,160 | $142,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 18,051 | $142,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,200 | $142,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,100 | $142,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,326 | $142,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 17,219 | $142,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,800 | $141,000 | thousands by filing date | put |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,669 | $141,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,100 | $140,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 35,070 | $140,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 29,900 | $140,000 | thousands by filing date | put |
| IKONICS CORP | 45172K102 | COM | 19,266 | $140,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,700 | $140,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 23,000 | $139,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 19,771 | $139,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 13,373 | $139,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,300 | $138,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,743 | $138,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,100 | $138,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,900 | $138,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 51,400 | $138,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,300 | $137,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 142,100 | $137,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 34,759 | $137,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 16,400 | $137,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 17,245 | $137,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 12,500 | $137,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,010 | $136,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,900 | $136,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 128,470 | $136,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 78,200 | $136,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 24,192 | $136,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 36,900 | $136,000 | thousands by filing date | put |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 10,082 | $136,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,800 | $135,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,029 | $135,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,896 | $135,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 39,983 | $135,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,500 | $135,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 72,000 | $135,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 24,100 | $135,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 11,152 | $135,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 33,121 | $135,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,800 | $134,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,769 | $134,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,100 | $134,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 51,200 | $134,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 11,125 | $133,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,000 | $133,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 21,893 | $132,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 87,139 | $132,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,500 | $132,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,439 | $131,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 45,805 | $131,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 50,210 | $131,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 40,632 | $130,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 32,600 | $130,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000005 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-19-000006 | superseded | 2019-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-19-000008 | base | 2019-11-14 | acceptance time not in the bulk data set |