13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 9,100 holding rows worth $227,600,008,000.
- Accession
- 0001446194-17-000008
- Filer
- CIK 1446194
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 10,222 entries on the cover page, a total value of $227,600,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,600,008,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 12,542 | $149,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 11,519 | $149,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 17,600 | $148,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 118,700 | $147,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 18,900 | $147,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 19,714 | $147,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 245,500 | $147,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,800 | $146,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 30,000 | $146,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 35,776 | $145,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,000 | $145,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,000 | $145,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 402,118 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,727 | $144,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,820 | $144,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 30,100 | $144,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 17,900 | $144,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 14,700 | $143,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 54,200 | $143,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 42,900 | $142,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 97,832 | $142,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,400 | $142,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 24,551 | $142,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,901 | $142,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 18,331 | $141,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,400 | $141,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,000 | $141,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,386 | $140,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 48,800 | $140,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 15,375 | $139,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 28,100 | $139,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,100 | $139,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 12,600 | $138,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,578 | $137,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 10,400 | $136,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,500 | $136,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 17,490 | $136,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,900 | $135,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,200 | $135,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 110,493 | $135,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 23,700 | $135,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,400 | $134,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 14,000 | $134,000 | thousands by filing date | put |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 10,903 | $134,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 30,550 | $134,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25,600 | $133,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 53,000 | $133,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 14,200 | $133,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,151 | $133,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 16,943 | $133,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 70,178 | $133,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 83,230 | $133,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 45,700 | $132,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 97,946 | $132,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 28,400 | $132,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,900 | $131,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 20,600 | $131,000 | thousands by filing date | call |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 12,706 | $131,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,057 | $130,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 13,951 | $130,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 44,942 | $130,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,600 | $130,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 31,400 | $129,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 199,007 | $129,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 279,500 | $129,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 15,200 | $128,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 28,659 | $128,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 13,800 | $128,000 | thousands by filing date | call |
| COBALT INTL ENERGY | 19075F304 | COM | 51,800 | $128,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 41,900 | $128,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 15,100 | $127,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,200 | $127,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,700 | $127,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 13,908 | $127,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 15,700 | $127,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 30,653 | $127,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,300 | $126,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 24,075 | $126,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 39,903 | $126,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 13,500 | $126,000 | thousands by filing date | call |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 148,038 | $126,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,400 | $126,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 12,900 | $126,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,300 | $125,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,817 | $125,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 37,000 | $125,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 45,900 | $125,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 13,273 | $125,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 21,200 | $124,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 14,300 | $124,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 28,400 | $124,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 43,600 | $123,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 79,300 | $123,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 13,000 | $122,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 33,081 | $122,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 18,976 | $121,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,800 | $121,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,154 | $121,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,300 | $121,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,100 | $120,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 190,900 | $120,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 12,100 | $119,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 55,400 | $119,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 29,100 | $119,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 19,383 | $119,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,300 | $119,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,334 | $118,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 43,356 | $118,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 22,200 | $117,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 23,000 | $117,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,700 | $117,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 94,200 | $117,000 | thousands by filing date | put |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 12,147 | $117,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,300 | $117,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 92,925 | $117,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 47,000 | $116,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 16,630 | $116,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 36,710 | $116,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 139,100 | $116,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 163,758 | $116,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 72,700 | $116,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 48,000 | $115,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 13,980 | $115,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 32,900 | $115,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 36,339 | $114,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 17,300 | $114,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 13,800 | $114,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 14,389 | $114,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 27,300 | $114,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 16,109 | $114,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 20,700 | $114,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,900 | $114,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,100 | $114,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,300 | $113,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 46,600 | $112,000 | thousands by filing date | call |
| SRC ENERGY INC | 78470V108 | COM | 16,700 | $112,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,700 | $112,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H101 | COM | 34,943 | $112,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 192,600 | $112,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 14,700 | $111,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 17,300 | $111,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,900 | $111,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 30,479 | $110,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 78,655 | $110,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 67,792 | $110,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 50,317 | $110,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 116,383 | $110,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 15,500 | $109,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 15,200 | $109,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 40,300 | $109,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 51,700 | $108,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,200 | $108,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 15,000 | $108,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 12,500 | $108,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 24,969 | $108,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,300 | $108,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,500 | $107,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,059 | $107,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,618 | $107,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 29,400 | $107,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 189,342 | $107,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 22,100 | $107,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 10,901 | $107,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,188 | $107,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 14,700 | $107,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 20,100 | $106,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 15,300 | $105,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 39,820 | $105,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 36,086 | $105,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,800 | $104,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,300 | $104,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,203 | $103,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,700 | $103,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 21,250 | $103,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 32,100 | $103,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 15,640 | $103,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,561 | $102,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,462 | $101,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,203 | $101,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 16,900 | $101,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 28,405 | $101,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 15,087 | $100,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 40,300 | $100,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 19,490 | $100,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 75,690 | $100,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 27,600 | $99,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,800 | $99,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 39,300 | $99,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 45,824 | $99,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,493 | $99,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,848 | $99,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,148 | $99,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 52,891 | $99,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 37,800 | $99,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 26,700 | $99,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,942 | $98,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 30,500 | $98,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 155,903 | $98,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,200 | $97,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 48,200 | $97,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 50,989 | $97,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 20,000 | $97,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 16,600 | $97,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 27,200 | $97,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 33,334 | $97,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 133,000 | $96,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 12,000 | $95,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,800 | $95,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 34,600 | $95,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,941 | $94,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 45,745 | $94,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 17,000 | $94,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 21,700 | $94,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20,600 | $94,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 58,900 | $94,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,996 | $93,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,400 | $93,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 14,575 | $93,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $93,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 45,195 | $93,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $93,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,600 | $92,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 239,007 | $91,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 53,453 | $91,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 113,824 | $90,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 58,500 | $90,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 23,700 | $90,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 26,253 | $90,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 33,164 | $90,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 57,900 | $90,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 17,700 | $90,000 | thousands by filing date | put |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 33,661 | $90,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,500 | $89,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 30,000 | $89,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,239 | $89,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 40,600 | $89,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 20,346 | $89,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 37,500 | $89,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,000 | $88,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 19,300 | $88,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 20,300 | $88,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,100 | $87,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 70,545 | $87,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 57,935 | $87,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,113 | $87,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,010 | $87,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $87,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,800 | $86,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 20,602 | $86,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 119,062 | $86,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,800 | $85,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 25,900 | $85,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30,800 | $85,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 21,300 | $85,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 29,552 | $85,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 64,000 | $85,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,400 | $84,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,717 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 52,634 | $84,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 106,700 | $84,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 17,400 | $84,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 24,800 | $84,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 63,243 | $84,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,125 | $83,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,600 | $83,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 11,210 | $83,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,091 | $83,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,956 | $83,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,900 | $82,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,100 | $82,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 16,800 | $82,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 126,300 | $82,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 31,200 | $82,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 11,300 | $82,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 47,700 | $82,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 32,900 | $81,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 50,631 | $81,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 86,305 | $81,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 16,699 | $81,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,600 | $80,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 32,249 | $80,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 32,925 | $80,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 29,000 | $79,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 21,381 | $79,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 63,700 | $79,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 17,000 | $79,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $78,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,700 | $78,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 16,887 | $78,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 63,900 | $78,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $78,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,349 | $77,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 59,700 | $76,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 94,788 | $76,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q102 | COM | 73,449 | $76,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 36,300 | $76,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 50,300 | $75,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 34,114 | $75,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 10,400 | $75,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 23,600 | $74,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 23,600 | $74,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,160 | $74,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 47,351 | $74,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 32,729 | $74,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,900 | $73,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 29,900 | $72,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 155,500 | $72,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,915 | $72,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,500 | $72,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 16,500 | $72,000 | thousands by filing date | call |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 22,386 | $72,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 46,500 | $71,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 41,800 | $71,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 16,526 | $71,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 24,900 | $71,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 283,600 | $71,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,900 | $70,000 | thousands by filing date | put |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 59,081 | $70,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 50,903 | $69,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 31,851 | $69,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 33,000 | $69,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 37,900 | $68,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 43,300 | $68,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 27,800 | $68,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,200 | $68,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,086 | $67,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,400 | $67,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 52,700 | $67,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 15,600 | $67,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,600 | $66,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,300 | $66,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 24,500 | $66,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 77,714 | $65,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 25,400 | $65,000 | thousands by filing date | call |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 21,796 | $65,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 12,100 | $64,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 105,627 | $64,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 27,509 | $64,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 63,452 | $63,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,684 | $63,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,400 | $63,000 | thousands by filing date | put |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 209,848 | $63,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 34,900 | $62,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 13,800 | $62,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 29,100 | $62,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 17,579 | $62,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 12,646 | $62,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 10,100 | $62,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 12,200 | $62,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,277 | $61,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 93,500 | $61,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,100 | $60,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 11,742 | $60,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 40,900 | $60,000 | thousands by filing date | put |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 101,838 | $60,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 36,300 | $59,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 25,900 | $59,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 14,900 | $59,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 25,900 | $59,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 16,000 | $59,000 | thousands by filing date | put |
| NOVAN INC | 66988N106 | COM | 14,756 | $59,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 17,988 | $58,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 19,103 | $58,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 16,200 | $58,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 36,047 | $58,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 42,900 | $57,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,812 | $56,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 44,100 | $56,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,000 | $56,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 36,200 | $55,000 | thousands by filing date | put |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 34,613 | $55,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 38,600 | $54,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 11,377 | $54,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 14,762 | $54,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 21,300 | $53,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 13,214 | $53,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 19,500 | $52,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,100 | $52,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 10,315 | $52,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,383 | $52,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 27,962 | $52,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 27,311 | $52,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 23,500 | $51,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,700 | $51,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,500 | $51,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 26,800 | $51,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 22,115 | $50,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,874 | $50,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,119 | $50,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,400 | $50,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V204 | COM NEW | 36,700 | $50,000 | thousands by filing date | call |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 15,150 | $50,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 50,741 | $49,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 15,600 | $49,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 22,400 | $49,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 13,300 | $49,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 22,337 | $49,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,300 | $49,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 12,650 | $49,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 11,919 | $49,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 30,200 | $48,000 | thousands by filing date | put |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 35,409 | $48,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,000 | $48,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 10,225 | $48,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,700 | $48,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,700 | $47,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,100 | $47,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 34,500 | $47,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,612 | $47,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 19,231 | $46,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,800 | $46,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,800 | $45,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,700 | $45,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 117,600 | $45,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279501 | COM NEW | 16,878 | $45,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 66,000 | $45,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,400 | $44,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 22,540 | $44,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,592 | $43,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 11,700 | $43,000 | thousands by filing date | call |
| DYNASIL CORP AMER | 268102100 | COM | 35,805 | $43,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 26,428 | $43,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,400 | $43,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 33,600 | $43,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 14,800 | $43,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,246 | $42,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 24,400 | $42,000 | thousands by filing date | put |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 20,434 | $42,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,053 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,200 | $41,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 61,000 | $41,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,100 | $40,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 12,600 | $40,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 24,800 | $39,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 19,100 | $39,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,179 | $39,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 74,625 | $39,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 28,800 | $39,000 | thousands by filing date | put |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 50,979 | $39,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,300 | $38,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,100 | $38,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,000 | $38,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 30,800 | $38,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 100,000 | $38,000 | thousands by filing date | put |
| DIGITAL PWR CORP | 253862106 | COM | 52,737 | $38,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 20,000 | $38,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,400 | $37,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 30,500 | $37,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 78,549 | $37,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 18,700 | $37,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,200 | $36,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 16,000 | $36,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,700 | $36,000 | thousands by filing date | put |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 27,587 | $36,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 14,900 | $36,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 14,175 | $35,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,947 | $34,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 72,296 | $34,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 11,677 | $34,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 20,309 | $34,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,100 | $33,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,300 | $33,000 | thousands by filing date | put |
| BIOAMBER INC | 09072Q106 | COM | 12,700 | $33,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 11,300 | $33,000 | thousands by filing date | put |
| MOXIAN INC | 624697207 | COM NEW | 10,224 | $33,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 22,767 | $33,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,926 | $32,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,600 | $32,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 15,300 | $32,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 25,447 | $32,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 54,684 | $32,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,100 | $31,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 19,500 | $31,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,591 | $30,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 22,752 | $30,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 12,800 | $30,000 | thousands by filing date | call |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 539,090 | $30,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,500 | $29,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,600 | $29,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 17,118 | $29,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 19,274 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,400 | $28,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 78,023 | $28,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 22,400 | $28,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 10,991 | $28,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 25,200 | $28,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 38,000 | $27,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10,000 | $27,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 50,500 | $26,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 51,100 | $26,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 10,100 | $26,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,800 | $26,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,600 | $25,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 13,819 | $25,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 23,136 | $25,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 21,586 | $25,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 17,404 | $25,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,886 | $24,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 12,900 | $24,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 30,000 | $24,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000008 | this filing | 2017-08-15 | acceptance time not in the bulk data set |