13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 8,458 holding rows worth $186,527,767,000.
- Accession
- 0001446194-16-000014
- Filer
- CIK 1446194
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 9,077 entries on the cover page, a total value of $186,527,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,527,767,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HILL INTERNATIONAL INC | 431466101 | COM | 25,808 | $105,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 34,910 | $105,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,800 | $104,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 22,848 | $104,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 51,900 | $104,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,052 | $104,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 32,400 | $104,000 | thousands by filing date | call |
| S&W SEED COMPANY COM | 785135104 | COM | 23,900 | $104,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 19,700 | $103,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 15,200 | $103,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,300 | $102,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,700 | $102,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,700 | $102,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 173,200 | $102,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 27,090 | $101,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 44,095 | $100,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 14,500 | $100,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,500 | $100,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 43,500 | $100,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 77,500 | $100,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 12,404 | $99,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,500 | $99,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,600 | $99,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 19,300 | $99,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 16,165 | $99,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 71,848 | $99,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 16,100 | $99,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 12,500 | $99,000 | thousands by filing date | put |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 10,000 | $99,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,600 | $98,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,700 | $98,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,700 | $98,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,900 | $98,000 | thousands by filing date | call |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,500 | $98,000 | thousands by filing date | put |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 24,800 | $98,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,200 | $97,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 16,300 | $97,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,900 | $97,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,200 | $97,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 14,001 | $97,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 29,000 | $97,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,004 | $96,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 108,800 | $96,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,800 | $96,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 74,376 | $96,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 62,616 | $96,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 11,238 | $96,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 14,500 | $96,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 16,400 | $95,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,900 | $95,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 42,900 | $95,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,900 | $94,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,123 | $94,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,757 | $94,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 12,100 | $94,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,315 | $93,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,555 | $93,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,554 | $93,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 29,521 | $93,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 95,403 | $92,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 18,100 | $92,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 15,157 | $91,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 24,133 | $91,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 165,814 | $91,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 14,000 | $91,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 15,500 | $90,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 10,825 | $90,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 55,747 | $90,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 21,200 | $90,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 58,800 | $90,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 45,329 | $90,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,100 | $89,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 42,500 | $89,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 17,724 | $89,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 19,600 | $88,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 47,900 | $88,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 174,190 | $88,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 58,516 | $88,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,706 | $88,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 42,418 | $88,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 31,712 | $88,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F650 | INDONESIA SMALL | 10,539 | $88,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 23,700 | $87,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,100 | $87,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 11,600 | $87,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 14,100 | $87,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 48,100 | $87,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 68,900 | $86,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 13,600 | $86,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 45,143 | $86,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 14,200 | $86,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 39,800 | $86,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 53,464 | $86,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 34,900 | $85,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 14,300 | $85,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,700 | $85,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 12,800 | $85,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,448 | $85,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,116 | $84,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 50,200 | $84,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 56,500 | $84,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 13,782 | $84,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 18,400 | $84,000 | thousands by filing date | put |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 181,600 | $84,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 12,700 | $83,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,851 | $83,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,692 | $83,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 10,700 | $83,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 10,100 | $83,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 36,000 | $82,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 19,017 | $82,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,700 | $82,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 18,000 | $82,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,233 | $81,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,100 | $81,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 54,600 | $81,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 112,310 | $80,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,185 | $80,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,304 | $80,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,716 | $80,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 18,000 | $80,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 17,600 | $80,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,600 | $79,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 15,238 | $79,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 12,630 | $79,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,724 | $79,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 17,207 | $78,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,284 | $78,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,100 | $78,000 | thousands by filing date | put |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 19,622 | $78,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 31,558 | $77,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,600 | $77,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,628 | $77,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,500 | $77,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,326 | $77,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 13,290 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74348A285 | ULTSHT JR MIN | 30,835 | $77,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 21,187 | $76,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 11,438 | $76,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,600 | $76,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 23,600 | $76,000 | thousands by filing date | call |
| SUNWORKS INC | 86803X105 | COM | 32,438 | $76,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 11,800 | $76,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,400 | $75,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 77,717 | $75,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,000 | $75,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,100 | $75,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,700 | $74,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 10,579 | $73,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 37,971 | $73,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 55,200 | $73,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 21,474 | $73,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,400 | $73,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 26,100 | $73,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 17,800 | $73,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,800 | $72,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 32,300 | $71,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 33,936 | $71,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 29,100 | $71,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 117,525 | $71,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,000 | $70,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 23,000 | $70,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,400 | $70,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 17,300 | $69,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,372 | $69,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,800 | $69,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 85,638 | $69,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 25,700 | $69,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 42,900 | $69,000 | thousands by filing date | put |
| AMREP CORP | 032159105 | COM | 14,047 | $68,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,600 | $68,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 18,319 | $67,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 13,400 | $67,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,695 | $67,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 19,588 | $66,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,800 | $66,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 14,000 | $66,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 31,500 | $66,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 34,500 | $66,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 38,800 | $65,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,803 | $65,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,500 | $65,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 23,074 | $65,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 16,000 | $65,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 16,403 | $64,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 69,600 | $64,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 29,488 | $63,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 111,400 | $63,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 26,700 | $62,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,157 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 46,889 | $62,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 26,500 | $62,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 19,148 | $62,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,100 | $61,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 19,110 | $61,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 111,990 | $61,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 45,800 | $61,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,600 | $60,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 11,421 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 40,015 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 40,600 | $60,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $59,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 29,100 | $59,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,614 | $59,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 31,800 | $59,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 38,500 | $59,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,755 | $59,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,100 | $58,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,300 | $58,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 35,800 | $58,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,900 | $57,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 15,200 | $57,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 14,903 | $57,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 25,100 | $56,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,500 | $56,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,907 | $56,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,300 | $56,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 83,940 | $55,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 10,000 | $55,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 27,300 | $54,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 29,600 | $54,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 32,300 | $54,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 16,711 | $54,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,100 | $54,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 31,400 | $53,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 33,200 | $53,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 24,700 | $52,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 120,400 | $52,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,158 | $52,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 25,881 | $52,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 63,939 | $52,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 11,000 | $51,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,427 | $51,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,400 | $51,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 16,400 | $51,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 40,863 | $51,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,100 | $51,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 78,537 | $51,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 12,812 | $51,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 25,500 | $51,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,000 | $51,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 12,230 | $51,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,581 | $51,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 89,900 | $51,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 22,600 | $50,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 12,000 | $50,000 | thousands by filing date | call |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 27,839 | $50,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 114,630 | $49,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 26,579 | $49,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 108,424 | $49,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,100 | $48,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 88,300 | $48,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 28,100 | $47,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 29,859 | $47,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 14,400 | $47,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,600 | $47,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,000 | $47,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,900 | $47,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 10,956 | $46,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 25,100 | $46,000 | thousands by filing date | put |
| ELECTRO-SENSORS INC | 285233102 | COM | 14,130 | $45,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 81,300 | $45,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 36,095 | $45,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 13,865 | $45,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 26,654 | $45,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,500 | $45,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 23,200 | $44,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 15,800 | $44,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 36,074 | $44,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,663 | $44,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 55,729 | $44,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 78,200 | $43,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,265 | $43,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 16,900 | $43,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 14,801 | $43,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 64,167 | $43,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 78,361 | $42,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,200 | $41,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,067 | $41,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 74,609 | $41,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,322 | $40,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,900 | $40,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 16,000 | $40,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 25,154 | $39,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,200 | $39,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,100 | $39,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 13,900 | $39,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 27,000 | $38,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 80,387 | $38,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,624 | $37,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 12,700 | $37,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 43,633 | $37,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,300 | $37,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,900 | $37,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,000 | $37,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 21,109 | $37,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 17,931 | $36,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 29,103 | $36,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 40,414 | $36,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,600 | $35,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 24,706 | $35,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 25,000 | $35,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,200 | $35,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,800 | $35,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 18,922 | $34,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 19,981 | $34,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 16,706 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,100 | $34,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 11,600 | $34,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,130 | $33,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 17,000 | $33,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 10,000 | $33,000 | thousands by filing date | put |
| LIME ENERGY CO COM | 53261U304 | COM | 14,917 | $33,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 19,800 | $32,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,918 | $32,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 11,200 | $32,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 18,100 | $32,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 10,300 | $32,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 19,171 | $31,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,900 | $31,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 19,753 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 55,670 | $31,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 16,863 | $31,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,700 | $31,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 17,300 | $31,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,500 | $30,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 10,400 | $30,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 23,500 | $30,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 11,500 | $29,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 10,139 | $29,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 16,300 | $29,000 | thousands by filing date | put |
| ERIN ENERGY CORP COM | 295625107 | Stock | 12,000 | $29,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 18,842 | $28,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 10,700 | $28,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 43,200 | $28,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,400 | $28,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 16,100 | $28,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 22,368 | $28,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 29,700 | $28,000 | thousands by filing date | put |
| SKYLINE MED INC | 83084T309 | COM NEW | 183,899 | $28,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,800 | $27,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,000 | $27,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 10,300 | $27,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 12,500 | $27,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $27,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 13,702 | $27,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 11,480 | $26,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,232 | $26,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,600 | $26,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 30,500 | $26,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 64,900 | $26,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 10,000 | $26,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 28,242 | $25,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 20,325 | $25,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 21,390 | $25,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 12,615 | $25,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 30,900 | $25,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,400 | $25,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,400 | $25,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 13,279 | $24,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 101,563 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,800 | $24,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 28,258 | $24,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 35,700 | $23,000 | thousands by filing date | put |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 15,829 | $23,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 14,781 | $23,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 16,100 | $22,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,366 | $22,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 19,400 | $21,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,600 | $21,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 14,057 | $21,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 106,011 | $21,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 14,161 | $20,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 14,026 | $20,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 17,675 | $20,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 12,142 | $19,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,900 | $19,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 13,800 | $19,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 12,473 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,832 | $19,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,872 | $19,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 10,200 | $19,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 11,498 | $19,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 33,031 | $19,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,600 | $18,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,565 | $18,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,270 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,500 | $17,000 | thousands by filing date | put |
| DATARAM CORP | 238108302 | COM | 27,655 | $17,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 21,600 | $17,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 13,423 | $17,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,400 | $16,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 10,900 | $16,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 13,515 | $16,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 19,480 | $16,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 13,117 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,468 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,500 | $15,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 20,108 | $15,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 17,900 | $15,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 25,302 | $15,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 43,765 | $15,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 11,318 | $15,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 50,000 | $15,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 12,084 | $14,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 16,800 | $14,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 25,900 | $14,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 11,207 | $14,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 23,981 | $14,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 20,665 | $14,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 41,900 | $14,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 10,866 | $13,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 45,432 | $13,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 22,200 | $12,000 | thousands by filing date | put |
| VERSAR INC | 925297103 | COM | 10,665 | $12,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 17,338 | $12,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 11,690 | $12,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,388 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 30,449 | $11,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 18,332 | $11,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 11,770 | $11,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 27,003 | $11,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,422 | $10,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 12,532 | $10,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 39,047 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,675 | $9,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 14,700 | $9,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 15,002 | $9,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 38,934 | $9,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,200 | $8,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 14,400 | $8,000 | thousands by filing date | put |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 62,340 | $8,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 20,706 | $8,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 18,035 | $7,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,973 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 19,741 | $6,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 13,900 | $6,000 | thousands by filing date | put |
| Professional Diversity Network | 74312y103 | COM | 16,160 | $6,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 12,094 | $6,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 19,045 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 12,500 | $5,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 297,819 | $5,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 10,469 | $5,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 19,945 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,300 | $4,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 16,625 | $4,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 29,317 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,080 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 11,166 | $3,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 12,498 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 14,220 | $3,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 20,094 | $2,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 22,900,000 | $1,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 17,936 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 224,796 | $1,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 26,460 | $1,000 | thousands by filing date | |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 12,613 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 13,529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000014 | this filing | 2016-08-15 | acceptance time not in the bulk data set |