13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 8,920 holding rows worth $187,936,979,000.
- Accession
- 0001446194-16-000013
- Filer
- CIK 1446194
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 10,908 entries on the cover page, a total value of $187,936,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $187,936,979,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,738 | $84,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 10,139 | $84,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 29,500 | $83,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 107,214 | $83,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 24,200 | $83,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 41,700 | $82,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 228,908 | $82,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,200 | $82,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,000 | $82,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 39,398 | $82,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 25,275 | $82,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 18,212 | $82,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 13,497 | $81,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,700 | $81,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,000 | $81,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 34,286 | $80,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 142,500 | $80,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 17,200 | $80,000 | thousands by filing date | call |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 44,802 | $80,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 53,330 | $79,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 105,217 | $79,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 43,600 | $78,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,841 | $78,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 78,500 | $78,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 84,100 | $78,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 38,464 | $78,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 22,614 | $78,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 23,400 | $78,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,400 | $77,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 153,702 | $77,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 214,479 | $77,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 37,468 | $77,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 11,660 | $77,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 10,000 | $77,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,253 | $76,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,400 | $76,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 44,541 | $76,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 73,700 | $76,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 24,300 | $76,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 11,836 | $75,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 11,100 | $75,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 19,200 | $75,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,813 | $75,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 15,068 | $75,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 18,300 | $75,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,800 | $74,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 16,700 | $74,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,836 | $74,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,400 | $73,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,400 | $73,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,600 | $73,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,816 | $73,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 29,000 | $73,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 79,800 | $73,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,800 | $73,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 13,496 | $73,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 16,176 | $72,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 36,500 | $72,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $72,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 223,871 | $72,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,200 | $71,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,400 | $71,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,922 | $71,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,832 | $71,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,800 | $71,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 12,377 | $71,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 39,000 | $71,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 14,111 | $71,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 12,000 | $71,000 | thousands by filing date | call |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 12,637 | $71,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,700 | $71,000 | thousands by filing date | put |
| AVALANCHE BIOT | 05337G107 | Common Stock | 13,700 | $71,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,705 | $70,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,492 | $70,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 26,987 | $70,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,300 | $70,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,239 | $70,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,476 | $69,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 26,900 | $69,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,600 | $69,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 34,900 | $69,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 21,971 | $68,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,300 | $68,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,100 | $68,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,764 | $67,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 109,751 | $67,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,900 | $67,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 18,900 | $67,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,100 | $66,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 31,852 | $66,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,000 | $66,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,400 | $66,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,100 | $65,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 40,281 | $65,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 20,826 | $65,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,504 | $64,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,113 | $64,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 26,687 | $64,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 10,405 | $64,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 32,101 | $64,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,200 | $63,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,699 | $63,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,100 | $63,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 22,656 | $63,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 28,000 | $63,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 17,709 | $63,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 43,000 | $63,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,200 | $62,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 18,900 | $62,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 14,725 | $62,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 37,300 | $62,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 13,743 | $61,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,769 | $61,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,800 | $61,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,000 | $60,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 12,700 | $60,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 96,400 | $60,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 10,200 | $60,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 16,508 | $60,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,128 | $59,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,800 | $59,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 64,597 | $59,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,229 | $59,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 12,300 | $59,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 25,500 | $58,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 12,800 | $58,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,415 | $58,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 10,015 | $58,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,000 | $57,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,400 | $57,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,200 | $57,000 | thousands by filing date | put |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 37,965 | $57,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 57,191 | $56,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 73,100 | $56,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 10,008 | $56,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,200 | $56,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 24,059 | $56,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 209,128 | $56,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,300 | $55,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 10,359 | $55,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,000 | $55,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 59,161 | $55,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,540 | $55,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,600 | $55,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,126 | $54,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 65,600 | $54,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 151,700 | $54,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 17,800 | $54,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 38,640 | $54,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 10,400 | $53,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,100 | $53,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 41,800 | $53,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 19,500 | $53,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 50,231 | $52,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 92,600 | $52,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 47,282 | $52,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,000 | $52,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,700 | $52,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,435 | $51,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,300 | $51,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 11,500 | $51,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 37,208 | $51,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 45,170 | $51,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,800 | $51,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,733 | $50,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 22,100 | $50,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 39,400 | $50,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 10,200 | $49,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,300 | $49,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 90,600 | $49,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 39,400 | $49,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,000 | $48,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 26,031 | $48,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,000 | $48,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,451 | $48,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 50,000 | $48,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,641 | $47,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 29,100 | $47,000 | thousands by filing date | put |
| OHA INVT CORP | 67091U102 | COM | 13,954 | $47,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 16,400 | $46,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 10,100 | $46,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,700 | $46,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 13,564 | $46,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 87,300 | $46,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 12,073 | $45,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,488 | $45,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 49,325 | $45,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 16,400 | $45,000 | thousands by filing date | call |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 46,365 | $45,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 57,600 | $44,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,500 | $44,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 24,939 | $44,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 19,000 | $44,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 36,100 | $44,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 39,211 | $43,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 32,454 | $43,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 17,100 | $43,000 | thousands by filing date | call |
| YUME INC | 98872B104 | COM | 11,422 | $43,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,100 | $42,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 19,438 | $42,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 17,750 | $42,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 44,200 | $42,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 43,500 | $42,000 | thousands by filing date | put |
| GLOBALSCAPE INC | 37940G109 | COM | 11,160 | $42,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,500 | $41,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 119,659 | $41,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 21,143 | $41,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 28,900 | $41,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 18,300 | $40,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 20,900 | $40,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 13,000 | $40,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,100 | $40,000 | thousands by filing date | put |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 39,191 | $40,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 52,010 | $40,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 20,200 | $40,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 20,700 | $39,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 19,263 | $39,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 22,398 | $39,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 31,830 | $38,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 16,954 | $38,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,683 | $38,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 11,613 | $38,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 22,526 | $38,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 16,200 | $37,000 | thousands by filing date | put |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 33,700 | $37,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 15,600 | $36,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 13,400 | $36,000 | thousands by filing date | put |
| HERCULES OFFSHORE INC. | 427093307 | COM | 15,119 | $36,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 17,259 | $35,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 16,722 | $35,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 33,802 | $35,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 10,534 | $35,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 11,364 | $35,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 15,035 | $35,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 14,600 | $35,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,700 | $34,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 15,800 | $34,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 18,707 | $34,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 24,200 | $34,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 81,796 | $34,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 81,900 | $34,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 17,113 | $34,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,800 | $34,000 | thousands by filing date | call |
| COVISINT CORP | 22357R103 | COM | 16,820 | $34,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 19,925 | $34,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 14,400 | $34,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 14,214 | $33,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 18,335 | $33,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,672 | $33,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 32,904 | $33,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 38,743 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,100 | $32,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,300 | $32,000 | thousands by filing date | put |
| BOVIE MEDICAL CORP | 10211F100 | COM | 19,023 | $32,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 11,800 | $32,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,775 | $32,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 27,330 | $32,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,450 | $31,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 41,100 | $31,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 13,995 | $31,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 18,000 | $31,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 29,377 | $31,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 19,866 | $31,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 20,900 | $31,000 | thousands by filing date | put |
| VRINGO INC | 92911N302 | Cmn | 18,700 | $31,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,200 | $30,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 39,800 | $30,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 40,200 | $30,000 | thousands by filing date | put |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 21,763 | $30,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,936 | $29,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 18,200 | $29,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 17,816 | $29,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 11,700 | $29,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,400 | $28,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 77,300 | $28,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 17,276 | $28,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 20,900 | $28,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 15,800 | $28,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 14,100 | $28,000 | thousands by filing date | put |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 11,500 | $28,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 17,000 | $28,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 12,600 | $27,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,109 | $27,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 18,428 | $27,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,400 | $26,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,200 | $26,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 34,600 | $26,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 15,530 | $26,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 12,506 | $26,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 12,200 | $26,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 11,100 | $25,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 20,300 | $25,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L100 | COM | 20,000 | $25,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,702 | $24,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,044 | $24,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 27,638 | $24,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 14,000 | $24,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,136 | $23,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,600 | $23,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 13,296 | $23,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,700 | $23,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 11,300 | $23,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 20,150 | $23,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,000 | $22,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 51,600 | $22,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,400 | $22,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 36,900 | $21,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,000 | $21,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 21,899 | $21,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 11,044 | $20,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 41,400 | $20,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 38,100 | $20,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 14,200 | $20,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,250 | $19,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 26,462 | $19,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 19,600 | $19,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 17,100 | $19,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,336 | $19,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,100 | $19,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 13,827 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 38,238 | $19,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,751 | $19,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 11,687 | $19,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 94,507 | $19,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 19,023 | $19,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 10,098 | $19,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 19,973 | $19,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,800 | $18,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 16,300 | $18,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,900 | $18,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 15,500 | $18,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 39,555 | $18,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 27,780 | $18,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 10,430 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 17,484 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,309 | $17,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 22,500 | $17,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 19,957 | $17,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 19,412 | $17,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 12,102 | $17,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 13,900 | $17,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,300 | $16,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 15,700 | $16,000 | thousands by filing date | put |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 14,555 | $16,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 15,093 | $16,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 13,749 | $15,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 28,727 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 128,117 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,100 | $15,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 15,563 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 18,230 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 17,600 | $14,000 | thousands by filing date | call |
| ACTIVE POWER INC | 00504W308 | COM NEW | 14,344 | $14,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 17,250 | $14,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 10,305 | $14,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 84,041 | $14,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 24,800 | $13,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,400 | $13,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 14,100 | $13,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 26,110 | $13,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 15,704 | $13,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 36,396 | $13,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 16,827 | $12,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 18,832 | $12,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 25,500 | $12,000 | thousands by filing date | put |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 86,813 | $12,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 37,813 | $12,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 13,900 | $12,000 | thousands by filing date | put |
| BLONDER TONGUE LABS INC | 093698108 | COM | 31,666 | $12,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 23,138 | $12,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 41,000 | $12,000 | thousands by filing date | call |
| GLORI ENERGY INC | 379606106 | Cmn | 59,796 | $12,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 73,056 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,900 | $11,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 16,048 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 294,218 | $11,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 22,900,000 | $11,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 10,431 | $11,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 17,900 | $11,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 15,700 | $10,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,200 | $10,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,200 | $10,000 | thousands by filing date | call |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 15,517 | $10,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 11,100 | $9,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 16,119 | $9,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,200 | $9,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 10,700 | $9,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 48,948 | $9,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 15,369 | $9,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 10,907 | $9,000 | thousands by filing date | |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 37,623 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,431 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,400 | $8,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 14,600 | $8,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 40,149 | $8,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 30,201 | $8,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 29,392 | $7,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 28,413 | $7,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 21,421 | $7,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,326 | $6,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 20,202 | $6,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 22,627 | $5,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 24,636 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 836,986 | $5,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 25,623 | $4,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 21,694 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 19,594 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 18,511 | $4,000 | thousands by filing date | |
| FREESEAS INC | Y26496219 | Cmn | 248,216 | $4,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 11,659 | $3,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 12,532 | $3,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 14,198 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 10,029 | $3,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 25,569 | $2,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 20,000 | $2,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 13,933 | $1,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $1,000 | thousands by filing date | principal |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 12,013 | $1,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 10,136 | $1,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 12,390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000013 | this filing | 2016-05-13 | acceptance time not in the bulk data set |