13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 9,570 holding rows worth $231,297,637,000.
- Accession
- 0001446194-15-000008
- Filer
- CIK 1446194
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,680 entries on the cover page, a total value of $231,297,637,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,297,637,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 16,600 | $133,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 73,200 | $133,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 96,592 | $133,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 49,400 | $132,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 57,524 | $132,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 28,615 | $132,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 48,800 | $132,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 38,900 | $132,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,000 | $131,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 45,500 | $131,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 13,300 | $131,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 26,800 | $131,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,700 | $130,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 298,400 | $130,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 29,700 | $130,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 59,400 | $130,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 11,300 | $130,000 | thousands by filing date | put |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 11,872 | $129,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 27,700 | $129,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,139 | $128,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 34,600 | $128,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 147,312 | $128,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 12,300 | $128,000 | thousands by filing date | put |
| ELECTRO RENT CORP | 285218103 | COM | 12,333 | $128,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 11,700 | $127,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 16,697 | $127,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 13,249 | $127,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 48,700 | $127,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 28,100 | $127,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,000 | $126,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,900 | $126,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 36,717 | $126,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 19,200 | $125,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 45,100 | $124,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,200 | $123,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 66,000 | $123,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 41,100 | $123,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 55,240 | $123,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 34,992 | $123,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 88,200 | $123,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 19,100 | $123,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 88,800 | $123,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 69,342 | $123,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 58,500 | $123,000 | thousands by filing date | call |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 31,570 | $123,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,800 | $122,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,800 | $122,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,900 | $122,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 22,800 | $122,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 10,000 | $121,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 24,800 | $121,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 85,264 | $121,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 21,700 | $121,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 34,800 | $121,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 67,206 | $120,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 12,000 | $120,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 10,818 | $120,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 12,200 | $119,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 35,000 | $119,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,600 | $119,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 30,700 | $119,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 23,900 | $118,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 26,700 | $118,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,300 | $117,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,600 | $117,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 62,700 | $117,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,100 | $117,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 22,600 | $117,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,962 | $116,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,600 | $116,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 12,000 | $116,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,500 | $116,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 33,000 | $116,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 63,600 | $116,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 11,300 | $115,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 185,600 | $115,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 34,795 | $115,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 51,408 | $114,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,440 | $113,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,700 | $113,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,706 | $113,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,700 | $113,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 25,100 | $113,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 29,167 | $112,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 41,200 | $112,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 21,100 | $112,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,600 | $111,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 44,646 | $111,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 28,300 | $110,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 135,800 | $110,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 10,600 | $110,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,600 | $110,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 13,344 | $110,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 36,200 | $109,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 16,600 | $109,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,756 | $109,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 24,500 | $109,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 37,501 | $108,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 14,660 | $108,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 63,671 | $108,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 11,400 | $108,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,500 | $108,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,900 | $107,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,700 | $107,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 10,600 | $107,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 51,419 | $107,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 14,208 | $107,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 61,300 | $107,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 34,166 | $107,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 29,300 | $107,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 15,256 | $106,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,000 | $106,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,260 | $106,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,542 | $106,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 22,000 | $106,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 30,020 | $106,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,400 | $105,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 28,700 | $105,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 15,974 | $104,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,300 | $104,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 275,900 | $104,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,600 | $104,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 23,558 | $104,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 69,800 | $104,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 20,700 | $103,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,100 | $103,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 56,548 | $103,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 12,100 | $103,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 251,075 | $103,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 12,779 | $103,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 12,300 | $102,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 142,737 | $102,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 19,935 | $101,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,600 | $101,000 | thousands by filing date | put |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 47,387 | $101,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 83,100 | $100,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,100 | $100,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 11,925 | $100,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,200 | $100,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,700 | $100,000 | thousands by filing date | call |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 18,855 | $100,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 87,899 | $100,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,900 | $99,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 14,600 | $99,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 37,096 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 29,100 | $99,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 10,151 | $98,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,700 | $98,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,200 | $98,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,900 | $98,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 50,400 | $98,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 130,200 | $98,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 40,300 | $98,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 33,780 | $98,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 15,564 | $98,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 18,234 | $98,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 30,500 | $97,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,526 | $97,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,468 | $97,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,400 | $97,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 284,600 | $97,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 25,736 | $97,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 47,155 | $97,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 11,127 | $97,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 64,790 | $97,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,301 | $96,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,500 | $96,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 19,800 | $96,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 30,600 | $96,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 20,548 | $96,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 23,677 | $96,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,500 | $95,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 110,927 | $95,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 21,225 | $95,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,000 | $93,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 54,100 | $93,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 58,603 | $93,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,155 | $93,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 52,100 | $93,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 42,209 | $92,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,100 | $92,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 66,160 | $92,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 44,700 | $92,000 | thousands by filing date | put |
| CINEDIGM CORP COM | 172406100 | COM | 163,682 | $92,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 268,200 | $91,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 27,800 | $91,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 19,699 | $91,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 23,524 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B631 | ULTPRO NASBIO | 10,200 | $91,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,419 | $90,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 104,500 | $90,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 70,600 | $90,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,626 | $89,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 194,000 | $89,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,100 | $88,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,600 | $88,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 39,500 | $88,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 13,029 | $88,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,700 | $87,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 16,900 | $87,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 17,100 | $87,000 | thousands by filing date | put |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 35,220 | $87,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 43,000 | $86,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,633 | $86,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 12,600 | $86,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 28,300 | $86,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,671 | $86,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 15,100 | $86,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V105 | COM | 37,300 | $86,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $85,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,031 | $85,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 145,900 | $85,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 15,300 | $85,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 12,900 | $85,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 11,635 | $84,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 205,300 | $84,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 13,565 | $84,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 12,709 | $84,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,400 | $84,000 | thousands by filing date | put |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 14,200 | $84,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,284 | $83,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,076 | $83,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 68,218 | $83,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 26,691 | $83,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 27,293 | $83,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 36,889 | $83,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 12,600 | $82,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,605 | $82,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 45,800 | $82,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 18,800 | $82,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,500 | $82,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 11,806 | $81,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,300 | $81,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 25,600 | $81,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 23,700 | $81,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 14,400 | $80,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 50,496 | $80,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 10,674 | $80,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,139 | $79,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 110,500 | $79,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 11,700 | $79,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 30,000 | $79,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,200 | $78,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 33,200 | $78,000 | thousands by filing date | put |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,700 | $78,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,101 | $78,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 14,700 | $78,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 66,800 | $77,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 11,143 | $77,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 11,800 | $77,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 69,800 | $77,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 72,833 | $77,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 69,079 | $77,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 28,000 | $76,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 18,500 | $76,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,609 | $76,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 48,000 | $76,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 53,700 | $76,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 13,000 | $76,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 43,200 | $76,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 85,292 | $75,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 12,810 | $75,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 11,300 | $74,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 27,240 | $73,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,400 | $73,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 36,019 | $73,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 29,719 | $73,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 33,000 | $73,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 28,600 | $73,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 51,700 | $73,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,100 | $72,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,900 | $72,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,600 | $72,000 | thousands by filing date | call |
| BLYTH INC | 09643P207 | COM NEW | 12,030 | $72,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 45,700 | $72,000 | thousands by filing date | call |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 12,845 | $72,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 36,800 | $72,000 | thousands by filing date | put |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 65,852 | $72,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 23,523 | $71,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,800 | $71,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 50,000 | $71,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 75,600 | $71,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 11,383 | $71,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 52,464 | $71,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,200 | $70,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 37,400 | $70,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 20,400 | $70,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,700 | $69,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,100 | $69,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,600 | $69,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W102 | COM CL A | 84,700 | $69,000 | thousands by filing date | call |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 12,806 | $69,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,900 | $68,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 16,300 | $67,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,688 | $67,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 88,700 | $67,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,900 | $67,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,100 | $66,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 39,411 | $66,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 43,518 | $66,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,700 | $65,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 23,755 | $65,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 66,990 | $65,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 37,300 | $65,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 14,000 | $65,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 30,100 | $64,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 29,500 | $64,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 18,474 | $64,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 45,275 | $64,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 32,400 | $64,000 | thousands by filing date | put |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 13,023 | $64,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 25,100 | $63,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,061 | $63,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,000 | $63,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 10,800 | $63,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 54,800 | $63,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 37,000 | $63,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 44,400 | $63,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 35,336 | $63,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 31,600 | $62,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 13,400 | $62,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 28,200 | $62,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,900 | $61,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,700 | $61,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 13,200 | $61,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 29,100 | $61,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 19,635 | $61,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,972 | $60,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 19,034 | $60,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 12,000 | $60,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 133,500 | $60,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 28,800 | $60,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 25,700 | $60,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,400 | $59,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 30,900 | $59,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 31,500 | $59,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 19,706 | $58,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 13,953 | $58,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 32,300 | $57,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 49,912 | $57,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 35,768 | $57,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,900 | $56,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 17,700 | $56,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 13,168 | $56,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,800 | $55,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,123 | $55,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,400 | $55,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 55,900 | $55,000 | thousands by filing date | put |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 10,078 | $55,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 15,200 | $54,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 15,700 | $54,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 47,822 | $53,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 26,400 | $53,000 | thousands by filing date | put |
| ITUS CORP | 45069V203 | COM NEW | 11,103 | $53,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 26,278 | $52,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 69,100 | $52,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 38,900 | $52,000 | thousands by filing date | put |
| SUNGY MOBILE LTD | 86737M100 | ADR | 11,600 | $52,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 29,706 | $51,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 96,100 | $51,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,076 | $51,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 11,900 | $50,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 24,000 | $50,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 14,945 | $50,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 27,900 | $50,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L100 | COM | 23,800 | $50,000 | thousands by filing date | put |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 10,100 | $50,000 | thousands by filing date | put |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 54,240 | $50,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,400 | $49,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 18,800 | $49,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 36,100 | $49,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 16,400 | $48,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,000 | $48,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 16,700 | $48,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 28,600 | $48,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 50,300 | $48,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 35,800 | $48,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 35,300 | $48,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,708 | $47,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,046 | $47,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,000 | $47,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 13,300 | $47,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 10,700 | $47,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $47,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 23,200 | $46,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,522 | $46,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,800 | $46,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 11,277 | $46,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,827 | $46,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $46,000 | thousands by filing date | principal |
| CELLADON CORP | 15117E107 | Cmn | 43,400 | $46,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,500 | $45,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 36,372 | $45,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,100 | $45,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,396 | $45,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 39,700 | $44,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 18,987 | $44,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 10,000 | $44,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,800 | $43,000 | thousands by filing date | call |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 26,500 | $43,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 12,695 | $42,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 19,400 | $42,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,951 | $42,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17,168 | $42,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 21,400 | $42,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,345 | $42,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 18,423 | $42,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,240 | $41,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 42,400 | $41,000 | thousands by filing date | call |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,200 | $41,000 | thousands by filing date | call |
| CNOVA ORD | N20947102 | COM | 13,713 | $41,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 78,300 | $40,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 24,200 | $40,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 14,500 | $39,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 24,400 | $39,000 | thousands by filing date | put |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 20,154 | $39,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 15,070 | $38,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,500 | $38,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 13,700 | $38,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 40,166 | $38,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 68,127 | $38,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 279,900 | $38,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,900 | $37,000 | thousands by filing date | call |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,100 | $37,000 | thousands by filing date | put |
| Full Circle Capital Corp. | 359671104 | COM | 12,000 | $37,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,400 | $36,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 41,600 | $36,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,590 | $36,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,000 | $36,000 | thousands by filing date | call |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 43,800 | $36,000 | thousands by filing date | put |
| CELLADON CORP | 15117E107 | Cmn | 34,006 | $36,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,800 | $35,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 11,800 | $35,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 29,100 | $35,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 20,700 | $35,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 62,000 | $35,000 | thousands by filing date | put |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,063 | $34,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 18,800 | $34,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,600 | $33,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 16,700 | $33,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 54,938 | $32,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 13,700 | $32,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 10,534 | $32,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 12,200 | $32,000 | thousands by filing date | put |
| SEMILEDS CORP | 816645105 | COM | 83,209 | $32,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 39,100 | $32,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 12,300 | $32,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 29,200 | $31,000 | thousands by filing date | call |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,900 | $31,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 18,414 | $31,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 31,492 | $30,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,000 | $30,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,500 | $30,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,200 | $30,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 21,400 | $30,000 | thousands by filing date | put |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 21,627 | $29,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,800 | $29,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 13,576 | $29,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 27,300 | $29,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 38,900 | $29,000 | thousands by filing date | call |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 13,700 | $29,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 13,815 | $28,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 19,600 | $27,000 | thousands by filing date | call |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 12,100 | $27,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 59,500 | $26,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 21,700 | $26,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,600 | $26,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 15,100 | $26,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,398 | $26,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 11,764 | $26,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 10,400 | $26,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 63,107 | $25,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 55,300 | $25,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 82,700 | $25,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 61,400 | $25,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 18,674 | $25,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 10,900 | $25,000 | thousands by filing date | call |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 17,411 | $25,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 72,257 | $24,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 16,500 | $24,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 11,509 | $24,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 17,500 | $24,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V105 | COM | 10,500 | $24,000 | thousands by filing date | call |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 13,581 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,700 | $23,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 24,074 | $23,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 32,300 | $23,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 15,100 | $23,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 15,200 | $23,000 | thousands by filing date | call |
| CVSL INC | 12665T206 | Cmn | 13,565 | $23,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 35,800 | $22,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 132,800 | $22,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 26,660 | $22,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 24,400 | $22,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 10,304 | $22,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 14,000 | $22,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 16,000 | $22,000 | thousands by filing date | put |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 15,000 | $22,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,500 | $21,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,100 | $21,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-15-000008 | this filing | 2015-11-16 | acceptance time not in the bulk data set |