13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 10,054 holding rows worth $235,321,794,000.
- Accession
- 0001446194-15-000006
- Filer
- CIK 1446194
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 12,241 entries on the cover page, a total value of $235,321,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,321,794,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,277 | $147,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 39,100 | $147,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,700 | $147,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 11,722 | $147,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 41,400 | $147,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,500 | $146,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 58,500 | $146,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 15,900 | $146,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,500 | $145,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,948 | $145,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 29,200 | $145,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 35,097 | $145,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 23,560 | $144,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 22,155 | $143,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 21,300 | $143,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,900 | $142,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 10,287 | $142,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 44,300 | $142,000 | thousands by filing date | put |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 13,263 | $142,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,475 | $142,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 14,600 | $141,000 | thousands by filing date | call |
| SEARS CDA INC | 81234D109 | COM | 23,146 | $141,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 41,829 | $141,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 38,438 | $141,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 39,467 | $141,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 30,600 | $141,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 17,453 | $140,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,113 | $140,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,535 | $140,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,600 | $140,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,000 | $139,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 11,800 | $139,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,091 | $139,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 120,051 | $139,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 21,998 | $139,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 21,922 | $139,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 10,918 | $139,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 52,300 | $139,000 | thousands by filing date | call |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 35,000 | $138,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 41,474 | $137,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 13,698 | $137,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 42,200 | $137,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 11,100 | $136,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100,704 | $135,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 20,900 | $135,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,900 | $135,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 20,073 | $135,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 39,102 | $135,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 56,678 | $134,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,679 | $133,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,300 | $132,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 123,182 | $132,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28,800 | $132,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 51,390 | $132,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,000 | $131,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 44,300 | $131,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,100 | $131,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,537 | $131,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 17,600 | $131,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 28,500 | $131,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 11,200 | $131,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 25,200 | $131,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,064 | $130,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,400 | $130,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 44,278 | $130,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 135,343 | $130,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 18,000 | $130,000 | thousands by filing date | put |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,975 | $129,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 14,416 | $129,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 18,000 | $129,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 462,464 | $129,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,678 | $128,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 24,729 | $128,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 53,600 | $128,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,300 | $128,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 24,400 | $128,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 24,100 | $127,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 37,600 | $127,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,317 | $127,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 11,000 | $127,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 11,000 | $126,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 48,455 | $126,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,240 | $125,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,000 | $125,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 37,500 | $125,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,700 | $125,000 | thousands by filing date | call |
| Emerald Oil Inc | 29101U407 | Common Stock | 27,800 | $125,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 19,600 | $124,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 72,721 | $124,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 27,600 | $124,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 13,052 | $123,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 13,800 | $123,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,200 | $122,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 40,800 | $122,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 29,494 | $122,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 23,193 | $122,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,452 | $122,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,300 | $122,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 10,700 | $122,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 17,800 | $122,000 | thousands by filing date | put |
| GLORI ENERGY INC | 379606106 | Cmn | 85,556 | $122,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 21,700 | $121,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 17,600 | $121,000 | thousands by filing date | put |
| TROVAGENE INC | 897238309 | COM | 11,900 | $121,000 | thousands by filing date | call |
| CNOVA ORD | N20947102 | COM | 21,913 | $121,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 53,400 | $120,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 23,206 | $120,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 10,700 | $120,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 22,000 | $119,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 10,000 | $119,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 19,400 | $119,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,939 | $118,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 622,579 | $118,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 15,300 | $118,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 35,700 | $118,000 | thousands by filing date | put |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $118,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 11,453 | $118,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,100 | $116,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 11,400 | $116,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,900 | $116,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 30,800 | $116,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 411,357 | $116,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,171 | $115,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,020 | $114,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,796 | $114,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 33,800 | $114,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,739 | $114,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 33,965 | $114,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 49,500 | $114,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 16,400 | $114,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 10,920 | $114,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,450 | $113,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,622 | $112,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,200 | $112,000 | thousands by filing date | call |
| REACHLOCAL INC | 75525F104 | COM | 35,686 | $112,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 39,626 | $112,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,500 | $111,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 20,600 | $111,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 20,215 | $111,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,614 | $109,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 11,900 | $109,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 159,600 | $109,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 24,233 | $108,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 28,500 | $107,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,000 | $106,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,230 | $106,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 22,100 | $106,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,805 | $106,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 45,100 | $106,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 12,300 | $105,000 | thousands by filing date | call |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 14,734 | $105,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,900 | $104,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,400 | $104,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,800 | $104,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 35,246 | $104,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 27,100 | $103,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,241 | $103,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 280,892 | $103,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 67,500 | $103,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 51,231 | $102,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 12,727 | $102,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 14,300 | $102,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 24,300 | $102,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,053 | $102,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,000 | $101,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 10,100 | $101,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 432,436 | $101,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,200 | $101,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 15,000 | $101,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,600 | $101,000 | thousands by filing date | put |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 12,158 | $101,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 35,550 | $100,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,700 | $100,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 21,600 | $100,000 | thousands by filing date | call |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 57,200 | $100,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,700 | $99,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,800 | $99,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,000 | $99,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 81,900 | $99,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 94,700 | $99,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 49,000 | $98,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 13,200 | $98,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 10,100 | $98,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 10,674 | $98,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,200 | $98,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 25,400 | $98,000 | thousands by filing date | call |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 19,500 | $98,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,500 | $97,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,122 | $97,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 442,900 | $97,000 | thousands by filing date | put |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 247,618 | $97,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,211 | $96,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,125 | $96,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 131,021 | $96,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 25,000 | $95,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 52,891 | $95,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,451 | $95,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 15,424 | $95,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,600 | $94,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 47,227 | $94,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 54,097 | $94,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 46,000 | $93,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 112,800 | $92,000 | thousands by filing date | call |
| Alamos Gold, Inc. | 011527108 | COM | 16,200 | $92,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 28,500 | $92,000 | thousands by filing date | put |
| YUME INC | 98872B104 | COM | 16,973 | $92,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 35,358 | $92,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,410 | $91,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 43,000 | $91,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,100 | $91,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 45,600 | $91,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 13,600 | $91,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,200 | $90,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,918 | $90,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 14,700 | $90,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,100 | $89,000 | thousands by filing date | call |
| SIZMEK INC | 83013P105 | COM | 12,502 | $89,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 18,100 | $88,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 13,104 | $88,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 64,801 | $88,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 12,289 | $88,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,786 | $87,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,700 | $87,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,300 | $87,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 23,800 | $87,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,477 | $87,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 41,900 | $87,000 | thousands by filing date | call |
| FURMANITE CORPORATION | 361086101 | COM | 10,600 | $86,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 41,200 | $86,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,140 | $86,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $86,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,000 | $85,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,550 | $85,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 25,670 | $85,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,200 | $85,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 26,100 | $85,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,700 | $84,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 11,800 | $84,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 17,500 | $84,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,622 | $84,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 39,900 | $83,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 39,937 | $83,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 12,000 | $83,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,991 | $82,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,151 | $82,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 33,630 | $82,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,400 | $82,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,653 | $81,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 49,800 | $81,000 | thousands by filing date | call |
| ID SYSTEMS INC | 449489103 | COM | 13,311 | $81,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 13,422 | $81,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,900 | $80,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 20,659 | $80,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 120,711 | $80,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 26,389 | $80,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 93,000 | $79,000 | thousands by filing date | call |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,200 | $79,000 | thousands by filing date | put |
| Medgenics Inc New | 58436Q203 | COM NEW | 12,900 | $79,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 127,300 | $79,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052206 | COM | 15,500 | $79,000 | thousands by filing date | put |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 67,500 | $79,000 | thousands by filing date | call |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 31,622 | $79,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 45,100 | $78,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 117,000 | $78,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 37,007 | $78,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 10,000 | $77,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 48,600 | $77,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 34,300 | $77,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,000 | $76,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,727 | $75,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 33,400 | $75,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 20,565 | $75,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 27,500 | $75,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,600 | $74,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 16,093 | $74,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 17,500 | $73,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 10,700 | $73,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782u106 | COM | 21,100 | $73,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 12,308 | $73,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $73,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 38,059 | $72,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 28,500 | $72,000 | thousands by filing date | put |
| GORDMANS STORES INC | 38269P100 | COM | 11,700 | $72,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,100 | $72,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 30,472 | $72,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,287 | $71,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 28,109 | $71,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 16,000 | $71,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 25,000 | $70,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 42,400 | $70,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,600 | $70,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 65,649 | $70,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 12,200 | $70,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 61,613 | $70,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 16,020 | $70,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 10,935 | $70,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,622 | $70,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,398 | $69,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 14,800 | $69,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 54,215 | $69,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 45,400 | $69,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,527 | $69,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,401 | $69,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,200 | $68,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,688 | $68,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 38,171 | $68,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 10,000 | $68,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 47,444 | $67,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 29,573 | $67,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,000 | $67,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,800 | $67,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,600 | $66,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,600 | $66,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 13,200 | $66,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,600 | $66,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 37,700 | $66,000 | thousands by filing date | put |
| CERES INC | 156773400 | COM NEW | 33,964 | $66,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 11,100 | $65,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,700 | $65,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 12,805 | $65,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 51,300 | $65,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 45,500 | $64,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,500 | $64,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,006 | $63,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 10,100 | $62,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 10,100 | $62,000 | thousands by filing date | call |
| ENVIVIO INC | 29413T106 | COM | 32,641 | $62,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 26,400 | $62,000 | thousands by filing date | put |
| SUNGY MOBILE LTD | 86737M100 | ADR | 12,900 | $62,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,700 | $61,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 13,100 | $61,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 20,000 | $61,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 22,500 | $61,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 27,398 | $61,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 10,655 | $60,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 20,700 | $60,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 37,300 | $60,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 31,663 | $60,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 42,700 | $60,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 11,000 | $60,000 | thousands by filing date | put |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 12,204 | $60,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,100 | $59,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 34,600 | $59,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 43,100 | $59,000 | thousands by filing date | call |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 54,464 | $59,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 25,000 | $58,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 28,500 | $57,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,200 | $57,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 263,100 | $57,000 | thousands by filing date | call |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,535 | $57,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 14,776 | $57,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 11,071 | $57,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 44,077 | $56,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 11,100 | $56,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 13,933 | $56,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,096 | $56,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,700 | $56,000 | thousands by filing date | put |
| COLLABRX INC | 19422J108 | COM | 81,579 | $56,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 11,400 | $55,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 14,200 | $55,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 13,300 | $54,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,900 | $53,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,700 | $53,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 14,600 | $53,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 13,090 | $53,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 60,200 | $53,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,700 | $52,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,099 | $52,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 24,800 | $52,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487105 | CL A | 19,400 | $52,000 | thousands by filing date | call |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 17,547 | $52,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,433 | $51,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 14,701 | $51,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 13,617 | $51,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 36,407 | $51,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 12,147 | $51,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 14,200 | $50,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,300 | $50,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 29,600 | $50,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 21,400 | $50,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 17,100 | $50,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,000 | $50,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 17,734 | $49,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20,500 | $49,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 46,200 | $49,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,100 | $48,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 13,088 | $48,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 11,300 | $48,000 | thousands by filing date | put |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 28,704 | $48,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 29,725 | $48,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,800 | $47,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 24,200 | $47,000 | thousands by filing date | put |
| SEMILEDS CORP | 816645105 | COM | 83,128 | $47,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 13,948 | $47,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 19,200 | $46,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 11,900 | $46,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 13,084 | $46,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 19,947 | $46,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,300 | $45,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 118,700 | $45,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 11,900 | $45,000 | thousands by filing date | call |
| Full Circle Capital Corp. | 359671104 | COM | 12,600 | $45,000 | thousands by filing date | put |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 37,970 | $45,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 20,911 | $44,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 16,214 | $44,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 96,670 | $44,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,400 | $43,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 32,800 | $43,000 | thousands by filing date | put |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,564 | $43,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 11,700 | $43,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 26,200 | $42,000 | thousands by filing date | call |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 11,100 | $42,000 | thousands by filing date | put |
| SUNSHINE HEART INC | 86782u106 | COM | 12,130 | $42,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 17,145 | $41,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 18,500 | $41,000 | thousands by filing date | put |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 16,764 | $41,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 16,718 | $41,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 32,900 | $40,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 11,600 | $40,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 52,300 | $39,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 165,600 | $39,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 55,300 | $39,000 | thousands by filing date | call |
| HANSEN MEDICAL INC | 411307101 | COM | 42,252 | $39,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 24,700 | $39,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,712 | $38,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 16,700 | $38,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,930 | $38,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 15,060 | $38,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,400 | $37,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 17,105 | $37,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 10,600 | $37,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 10,800 | $37,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,000 | $36,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 19,900 | $36,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 26,119 | $36,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 28,145 | $35,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 62,600 | $35,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F112 | *W EXP 08/19/201 | 45,200 | $35,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 11,100 | $34,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,500 | $33,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 15,700 | $33,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,500 | $32,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13,873 | $32,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,535 | $32,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 18,200 | $31,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 20,945 | $31,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 26,400 | $31,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 39,800 | $30,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 40,571 | $30,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 17,600 | $30,000 | thousands by filing date | put |
| WHITING USA TR II | 966388100 | TR UNIT | 11,800 | $30,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 20,400 | $30,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 28,687 | $30,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 14,400 | $30,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,084 | $30,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 15,880 | $30,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 88,700 | $29,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 21,461 | $29,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 21,300 | $29,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 19,700 | $29,000 | thousands by filing date | call |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 12,500 | $29,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,700 | $29,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V105 | COM | 11,300 | $29,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 10,100 | $28,000 | thousands by filing date | call |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 12,400 | $28,000 | thousands by filing date | put |
| VIGGLE INC | 92672V204 | COM NEW | 13,725 | $28,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,000 | $27,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 23,830 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,626 | $27,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 40,440 | $27,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 41,000 | $27,000 | thousands by filing date | call |
| Onconova Therapeutics | 68232V108 | Common | 11,200 | $27,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 26,333 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 27,200 | $26,000 | thousands by filing date | put |
| AMBASSADORS GROUP INC | 023177108 | COM | 10,603 | $26,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 68,300 | $26,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 11,500 | $26,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 15,100 | $26,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 64,168 | $26,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,789 | $26,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 22,000 | $25,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 14,461 | $25,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,700 | $25,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 11,010 | $25,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 40,000 | $25,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 22,751 | $25,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 19,400 | $25,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 45,200 | $24,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 11,802 | $24,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 16,500 | $23,000 | thousands by filing date | call |
| TEARLAB CORP | 878193101 | COM | 11,555 | $23,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 13,900 | $23,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 24,000 | $23,000 | thousands by filing date | call |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 15,813 | $23,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 11,000 | $22,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 25,464 | $22,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 21,700 | $22,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 19,679 | $22,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,294 | $21,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,449 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-15-000006 | this filing | 2015-08-14 | acceptance time not in the bulk data set |