13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,556 holding rows worth $252,035,303,000.
- Accession
- 0001446194-15-000002
- Filer
- CIK 1446194
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 12,249 entries on the cover page, a total value of $252,035,303,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,035,303,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP
- included managerG1 EXECUTION SERVICES, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESEARCH FRONTIERS INC | 760911107 | COM | 30,355 | $155,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 18,153 | $155,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 49,000 | $154,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,000 | $154,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 11,800 | $153,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 58,300 | $153,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,500 | $153,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 35,910 | $153,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 24,500 | $153,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 11,177 | $152,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,600 | $152,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 13,500 | $152,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,700 | $151,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 28,592 | $151,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,000 | $151,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 12,200 | $151,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 106,100 | $151,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 15,300 | $150,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 15,200 | $150,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,559 | $149,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,611 | $149,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 13,700 | $149,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,200 | $148,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 29,669 | $148,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 19,131 | $147,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 24,400 | $147,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 12,994 | $146,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 35,200 | $146,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 11,100 | $146,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 17,700 | $146,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,100 | $145,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 11,000 | $145,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,800 | $144,000 | thousands by filing date | put |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 49,753 | $144,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 28,200 | $143,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 34,200 | $143,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,100 | $143,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 29,600 | $143,000 | thousands by filing date | call |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 19,800 | $143,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,989 | $143,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,695 | $142,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,400 | $142,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,800 | $141,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 29,600 | $141,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 67,700 | $141,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 79,982 | $140,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 16,810 | $140,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,900 | $140,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 10,961 | $140,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,500 | $140,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 29,300 | $140,000 | thousands by filing date | put |
| CHC GROUP LTD | G07021101 | SHS | 43,344 | $140,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X117 | *W EXP 10/24/201 | 240,515 | $140,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,441 | $139,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,148 | $139,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,400 | $139,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 30,556 | $139,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 14,842 | $139,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 153,223 | $139,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 115,243 | $139,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 86,571 | $139,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 37,000 | $138,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 12,986 | $138,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,200 | $137,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 12,200 | $137,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 32,488 | $137,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 37,017 | $137,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 19,300 | $137,000 | thousands by filing date | put |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 87,500 | $136,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 32,800 | $136,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 117,402 | $136,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 13,327 | $136,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 131,595 | $135,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 84,318 | $134,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 32,500 | $134,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 10,000 | $133,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 30,599 | $133,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 30,800 | $133,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,100 | $133,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,847 | $132,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 114,200 | $132,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,807 | $132,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 26,022 | $132,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,400 | $131,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 47,278 | $131,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 131,100 | $131,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 24,198 | $131,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,767 | $131,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 13,026 | $130,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 46,257 | $130,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 21,294 | $130,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 38,900 | $129,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 31,129 | $129,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 50,100 | $129,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 91,600 | $129,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 84,420 | $128,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 13,407 | $128,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 23,400 | $128,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,700 | $127,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,900 | $127,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 77,400 | $127,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,597 | $127,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,300 | $126,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,000 | $126,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 14,900 | $126,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 12,910 | $126,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 123,200 | $126,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,441 | $126,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 22,117 | $126,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13,900 | $125,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 28,200 | $125,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 18,297 | $125,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 27,300 | $125,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 44,800 | $124,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 31,660 | $124,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,002 | $123,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 15,785 | $123,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 21,600 | $123,000 | thousands by filing date | call |
| Crestwood Equity Partners | 226344109 | COM | 15,200 | $123,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 34,826 | $122,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,800 | $122,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 25,732 | $122,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 69,448 | $122,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 22,400 | $122,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,100 | $121,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 115,600 | $121,000 | thousands by filing date | call |
| YUME INC | 98872B104 | COM | 24,000 | $121,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,769 | $120,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 14,224 | $120,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 75,900 | $120,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 27,700 | $119,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,700 | $119,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,500 | $119,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,400 | $119,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 40,400 | $119,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 14,114 | $119,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 11,199 | $119,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,520 | $118,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 34,500 | $118,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 17,200 | $117,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,300 | $116,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 17,680 | $116,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,223 | $116,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 17,815 | $116,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,717 | $115,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 44,980 | $115,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,258 | $114,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 28,800 | $114,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,454 | $114,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 81,200 | $114,000 | thousands by filing date | put |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 20,000 | $114,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 48,400 | $113,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 19,655 | $113,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 34,000 | $113,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 16,100 | $113,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,561 | $112,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 61,100 | $112,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 20,548 | $111,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,269 | $111,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 21,900 | $111,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,700 | $110,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,200 | $110,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 20,500 | $110,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,600 | $110,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 35,000 | $110,000 | thousands by filing date | call |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 22,180 | $109,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 44,200 | $109,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,400 | $109,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 75,800 | $108,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 70,700 | $107,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 58,132 | $107,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,400 | $107,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 10,616 | $106,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,400 | $106,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 18,300 | $105,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,400 | $105,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,400 | $104,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 32,481 | $104,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 12,000 | $104,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 21,100 | $104,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 27,300 | $103,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,900 | $103,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 15,800 | $103,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 19,720 | $103,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,300 | $102,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 269,500 | $102,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 81,900 | $102,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,700 | $102,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 53,500 | $102,000 | thousands by filing date | put |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 36,300 | $102,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 35,153 | $101,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 16,200 | $101,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 18,300 | $101,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 11,700 | $100,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 13,823 | $100,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,000 | $100,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,600 | $99,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 43,214 | $99,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 131,877 | $98,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 35,500 | $98,000 | thousands by filing date | put |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 14,800 | $98,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 24,072 | $97,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 24,200 | $97,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,958 | $97,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 13,500 | $97,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $97,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 15,200 | $96,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 25,863 | $96,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,260 | $96,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 54,200 | $96,000 | thousands by filing date | put |
| CGG SPONS ADR | 12531Q105 | ADR | 16,200 | $96,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,200 | $94,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 16,600 | $94,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 12,500 | $94,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 11,600 | $93,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 93,400 | $93,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645105 | COM | 84,600 | $93,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 17,115 | $93,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,400 | $92,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 11,500 | $92,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,866 | $92,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 17,310 | $92,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,918 | $91,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 72,900 | $91,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,500 | $90,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 47,400 | $90,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,700 | $90,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,300 | $90,000 | thousands by filing date | call |
| CIMATRON LTD | M23798107 | ORD | 10,200 | $90,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 10,668 | $90,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 12,200 | $88,000 | thousands by filing date | put |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 41,658 | $88,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 49,355 | $88,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,129 | $87,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 82,500 | $87,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 19,630 | $87,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 10,997 | $87,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,795 | $86,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 55,313 | $86,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 28,500 | $86,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 23,000 | $86,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 67,953 | $86,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 46,500 | $86,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 30,966 | $86,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,551 | $85,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,500 | $85,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,800 | $85,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 57,400 | $85,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 11,568 | $85,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,000 | $84,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 27,600 | $84,000 | thousands by filing date | put |
| FMSA HLDGS INC | 30255X106 | COM | 12,200 | $84,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 119,158 | $83,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,199 | $83,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,000 | $82,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,000 | $82,000 | thousands by filing date | put |
| URANIUM RESOURCES INC | 916901606 | COM | 44,132 | $82,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 18,000 | $82,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,963 | $81,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 36,000 | $81,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 15,600 | $80,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,940 | $80,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 10,684 | $80,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,400 | $79,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 94,513 | $79,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 22,320 | $79,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 32,869 | $79,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,700 | $79,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 24,617 | $79,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 92,500 | $78,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 11,388 | $78,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 18,274 | $77,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 11,600 | $77,000 | thousands by filing date | put |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 14,316 | $77,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,700 | $76,000 | thousands by filing date | call |
| CGG SPONS ADR | 12531Q105 | ADR | 12,800 | $76,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 14,543 | $75,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 33,104 | $75,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 19,600 | $75,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 21,069 | $74,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,600 | $74,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 10,400 | $74,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 51,392 | $73,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 54,685 | $73,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 40,800 | $73,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 14,615 | $73,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 22,436 | $73,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 25,966 | $73,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,500 | $72,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,000 | $72,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 13,743 | $72,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 97,432 | $72,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 46,840 | $72,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 26,700 | $71,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 10,986 | $71,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 23,197 | $70,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,400 | $70,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 16,787 | $70,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 27,234 | $70,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 15,300 | $70,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 10,965 | $70,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,100 | $69,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 44,657 | $69,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 44,700 | $69,000 | thousands by filing date | put |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,400 | $69,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,637 | $68,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,600 | $68,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 24,900 | $68,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 35,000 | $67,000 | thousands by filing date | put |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 16,250 | $67,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 36,212 | $66,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 13,134 | $66,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 72,200 | $66,000 | thousands by filing date | put |
| OHA INVT CORP | 67091U102 | COM | 13,990 | $66,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 28,438 | $65,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 20,701 | $65,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 40,339 | $65,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 86,800 | $64,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 31,357 | $64,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 133,500 | $64,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 48,600 | $63,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,000 | $63,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 13,400 | $62,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 14,458 | $62,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 24,636 | $62,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 10,460 | $62,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 10,100 | $62,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 16,156 | $61,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 124,498 | $61,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 34,700 | $61,000 | thousands by filing date | put |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 37,200 | $61,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,300 | $60,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,200 | $60,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,400 | $60,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 57,380 | $59,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 14,000 | $59,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,200 | $59,000 | thousands by filing date | put |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 26,200 | $59,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 13,800 | $58,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,400 | $58,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 15,557 | $58,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 25,100 | $58,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 23,662 | $58,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 15,430 | $58,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 41,400 | $58,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 12,468 | $57,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,897 | $57,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 58,100 | $57,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 12,500 | $57,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 41,051 | $57,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 13,139 | $57,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 21,000 | $57,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,857 | $56,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 29,300 | $56,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 12,700 | $56,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,700 | $56,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 35,071 | $55,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 15,200 | $55,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 33,700 | $54,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 11,100 | $53,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 15,344 | $53,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,514 | $53,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 35,258 | $53,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,826 | $53,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 15,880 | $53,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 24,474 | $52,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 35,000 | $52,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,000 | $51,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 106,676 | $51,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 278,200 | $51,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,000 | $50,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 23,750 | $50,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 76,711 | $50,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 18,817 | $50,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,844 | $49,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 22,900 | $48,000 | thousands by filing date | put |
| SUNSHINE HEART INC | 86782u106 | COM | 11,300 | $48,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,600 | $47,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 14,267 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 11,035 | $47,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,451 | $46,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 29,094 | $46,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 16,600 | $46,000 | thousands by filing date | call |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 16,400 | $46,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 12,031 | $46,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 11,300 | $45,000 | thousands by filing date | put |
| SUNSHINE HEART INC | 86782u106 | COM | 10,639 | $45,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F112 | *W EXP 08/19/201 | 56,000 | $45,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,600 | $44,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 39,600 | $44,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 10,000 | $44,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 28,700 | $44,000 | thousands by filing date | call |
| WHITING USA TRUST I | 966389108 | TR U | 24,800 | $44,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,507 | $43,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 11,578 | $43,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,354 | $43,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,386 | $42,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,974 | $42,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 25,100 | $42,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 19,364 | $42,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 15,931 | $42,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 37,300 | $41,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 13,000 | $41,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 56,600 | $41,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 31,000 | $41,000 | thousands by filing date | put |
| OI SA-ADR | 670851401 | Com | 12,853 | $41,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,600 | $40,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,400 | $40,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 17,300 | $40,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,593 | $40,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 11,984 | $40,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 17,000 | $39,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 20,610 | $39,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 22,000 | $39,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 20,629 | $39,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,526 | $38,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 15,100 | $38,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 37,729 | $38,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 30,109 | $38,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 38,492 | $38,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 28,488 | $38,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 20,000 | $38,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 12,234 | $38,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,900 | $37,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 10,000 | $37,000 | thousands by filing date | put |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 10,319 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 18,336 | $37,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,900 | $37,000 | thousands by filing date | call |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 16,200 | $37,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 69,100 | $36,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 17,800 | $36,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 17,114 | $36,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 51,337 | $36,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 11,500 | $36,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 22,931 | $36,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,300 | $35,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 25,800 | $35,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 23,400 | $35,000 | thousands by filing date | put |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 19,500 | $35,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 21,700 | $35,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 12,147 | $34,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 24,478 | $34,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 52,904 | $34,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 15,057 | $34,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 18,275 | $33,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 30,000 | $32,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 34,500 | $32,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,000 | $32,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14,100 | $32,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 11,500 | $32,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,892 | $31,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 41,829 | $31,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 12,400 | $31,000 | thousands by filing date | call |
| CINEDIGM CORP COM | 172406100 | COM | 18,831 | $31,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 11,400 | $30,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 19,400 | $30,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22,607 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 30,693 | $29,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 13,900 | $29,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 19,400 | $29,000 | thousands by filing date | call |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 33,232 | $29,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 127,551 | $29,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 18,149 | $28,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 13,552 | $28,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 29,300 | $28,000 | thousands by filing date | call |
| VIGGLE INC | 92672V204 | COM NEW | 10,471 | $28,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 12,898 | $27,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 29,280 | $27,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 35,206 | $27,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 29,474 | $26,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 16,500 | $26,000 | thousands by filing date | call |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 19,000 | $26,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 16,500 | $26,000 | thousands by filing date | put |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 24,171 | $26,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 26,333 | $26,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 16,200 | $25,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 35,000 | $24,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 18,000 | $24,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 15,930 | $24,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 11,934 | $24,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,700 | $23,000 | thousands by filing date | put |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 29,277 | $23,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,500 | $21,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 10,100 | $21,000 | thousands by filing date | call |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 14,000 | $21,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 11,600 | $21,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 30,300 | $20,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M103 | COM | 20,462 | $20,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 24,439 | $20,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 17,300 | $19,000 | thousands by filing date | call |
| WHITING USA TRUST I | 966389108 | TR U | 10,515 | $19,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 23,904 | $19,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 32,279 | $19,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 14,521 | $19,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 15,600 | $19,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,670 | $18,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 93,200 | $18,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 63,762 | $18,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 12,670 | $18,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 34,600 | $17,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-15-000002 | this filing | 2015-02-17 | acceptance time not in the bulk data set |