13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 9,361 holding rows worth $259,771,106,000.
- Accession
- 0001446194-14-000013
- Filer
- CIK 1446194
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,258 entries on the cover page, a total value of $259,771,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,771,106,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,500 | $124,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,214 | $124,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 38,303 | $124,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,000 | $124,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 14,000 | $124,000 | thousands by filing date | put |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 22,503 | $124,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 17,175 | $124,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 64,300 | $124,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 34,800 | $123,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 13,514 | $123,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,400 | $123,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 93,700 | $123,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 109,400 | $123,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,200 | $122,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 17,300 | $122,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,800 | $122,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 21,800 | $122,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 10,300 | $121,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 21,900 | $121,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 108,659 | $121,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 109,000 | $121,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 36,103 | $121,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 31,400 | $121,000 | thousands by filing date | call |
| CHC GROUP LTD | G07021101 | SHS | 21,600 | $121,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,000 | $119,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,229 | $119,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 35,400 | $119,000 | thousands by filing date | put |
| NEOSTEM INC | 640650404 | Common equity shares | 21,500 | $119,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 16,700 | $117,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 24,012 | $117,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 19,967 | $117,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 24,200 | $116,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 13,200 | $115,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,000 | $115,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 45,300 | $115,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,926 | $113,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,200 | $113,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,000 | $113,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,800 | $112,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,500 | $112,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 16,694 | $112,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 14,500 | $112,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 11,600 | $111,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 121,000 | $111,000 | thousands by filing date | call |
| China Recycling Energy Corp | 168913101 | Com | 90,542 | $111,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 20,100 | $111,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 64,219 | $110,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,574 | $109,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 26,016 | $108,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 18,500 | $108,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 46,500 | $108,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,800 | $106,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25,415 | $106,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,600 | $106,000 | thousands by filing date | call |
| SFX ENTMT INC | 784178303 | COM | 21,054 | $106,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 54,800 | $105,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 21,288 | $105,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,241 | $105,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 15,218 | $104,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 25,100 | $104,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 14,133 | $103,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 18,800 | $103,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 34,800 | $103,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,400 | $102,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 14,259 | $102,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 10,900 | $102,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 25,200 | $102,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 43,600 | $102,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 11,700 | $102,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 12,600 | $102,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 20,700 | $102,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,603 | $102,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 41,700 | $101,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 11,600 | $100,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,200 | $100,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 22,092 | $100,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,300 | $100,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 11,540 | $100,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,631 | $100,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,100 | $99,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 51,756 | $99,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 26,600 | $99,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,800 | $99,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 17,382 | $99,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,200 | $98,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 31,660 | $98,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,900 | $98,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,484 | $98,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,300 | $97,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,392 | $97,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,037 | $97,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 11,764 | $97,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 18,765 | $96,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,567 | $96,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 50,100 | $96,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,200 | $95,000 | thousands by filing date | put |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 14,000 | $95,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 19,700 | $95,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 36,531 | $95,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,200 | $93,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,106 | $93,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 79,040 | $93,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 22,748 | $92,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 12,400 | $92,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 34,100 | $92,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,300 | $91,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 12,100 | $91,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,900 | $91,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 46,100 | $91,000 | thousands by filing date | put |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 83,800 | $91,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,243 | $90,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,200 | $90,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $90,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 18,400 | $89,000 | thousands by filing date | put |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 44,192 | $89,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 37,400 | $88,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 11,861 | $88,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,000 | $87,000 | thousands by filing date | put |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 36,200 | $87,000 | thousands by filing date | put |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 16,415 | $87,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 12,100 | $87,000 | thousands by filing date | call |
| Alamos Gold, Inc. | 011527108 | COM | 10,845 | $86,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,100 | $86,000 | thousands by filing date | call |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 13,979 | $86,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 35,600 | $85,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,715 | $85,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,400 | $84,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 24,923 | $84,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 24,588 | $84,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 16,400 | $84,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 10,300 | $82,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 10,500 | $82,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,139 | $82,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 293,700 | $82,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 32,900 | $80,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 44,401 | $79,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,483 | $79,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 29,982 | $79,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 32,996 | $77,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 33,500 | $77,000 | thousands by filing date | call |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 25,731 | $77,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,900 | $76,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,900 | $76,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 30,300 | $76,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,100 | $75,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 23,200 | $75,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 14,800 | $75,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 22,500 | $74,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 15,441 | $74,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,900 | $74,000 | thousands by filing date | put |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 31,535 | $73,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,600 | $73,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 51,500 | $73,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 18,700 | $72,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,100 | $71,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,729 | $71,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 46,022 | $71,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 16,700 | $71,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 78,227 | $71,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 11,400 | $71,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 16,900 | $70,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 14,000 | $70,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 29,800 | $69,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 10,600 | $69,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 14,000 | $68,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 22,900 | $68,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 22,300 | $68,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 47,861 | $67,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 46,664 | $67,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 20,000 | $67,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 28,000 | $66,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 43,600 | $66,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 12,400 | $66,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 107,200 | $65,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 11,360 | $65,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 12,700 | $65,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 16,636 | $65,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 95,000 | $65,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,700 | $64,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 33,100 | $64,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 23,500 | $63,000 | thousands by filing date | put |
| LPATH INC-CLASS A | 548910306 | CMN | 17,800 | $63,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 13,000 | $63,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,000 | $62,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 32,107 | $62,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 10,337 | $62,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 32,000 | $62,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 14,111 | $61,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 22,600 | $61,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,600 | $60,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 41,900 | $60,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 14,000 | $60,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,400 | $59,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 25,372 | $59,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 19,486 | $59,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 29,862 | $59,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 18,800 | $59,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 50,854 | $58,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 12,000 | $58,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 29,500 | $58,000 | thousands by filing date | call |
| OXIGENE INC | 691828404 | COM PAR$.001 | 26,800 | $58,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,297 | $58,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,300 | $57,000 | thousands by filing date | put |
| IMAGE SENSING SYS INC | 45244C104 | COM | 16,015 | $57,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 39,730 | $57,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 33,154 | $57,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 40,000 | $57,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 19,100 | $57,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 35,712 | $56,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 27,907 | $56,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 39,100 | $55,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 23,300 | $55,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 13,300 | $55,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 24,300 | $55,000 | thousands by filing date | put |
| Meru Networks, Inc. | 59047Q103 | COM | 14,215 | $54,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 61,846 | $53,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,200 | $52,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 16,700 | $52,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 11,000 | $52,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 12,900 | $51,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,295 | $51,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 12,773 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 32,800 | $51,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 30,800 | $51,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 25,373 | $50,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 49,197 | $50,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 13,700 | $50,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 23,000 | $50,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 34,600 | $49,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,300 | $49,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,900 | $48,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,603 | $48,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 22,491 | $48,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 17,682 | $47,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 27,066 | $47,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 69,600 | $47,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 10,400 | $47,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 21,900 | $46,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 12,200 | $46,000 | thousands by filing date | put |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 42,500 | $46,000 | thousands by filing date | put |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 22,400 | $45,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 26,333 | $45,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 22,700 | $45,000 | thousands by filing date | call |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 14,291 | $45,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 10,342 | $44,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 31,311 | $44,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 20,900 | $44,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 15,573 | $44,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 35,800 | $44,000 | thousands by filing date | call |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 11,600 | $44,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 37,300 | $43,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 24,900 | $42,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 24,900 | $42,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 13,719 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,800 | $41,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,253 | $41,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 55,400 | $41,000 | thousands by filing date | put |
| HYPERDYNAMICS CORP | 448954206 | COM | 22,600 | $41,000 | thousands by filing date | call |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 13,800 | $41,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,182 | $40,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,521 | $40,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 13,400 | $40,000 | thousands by filing date | put |
| HYPERDYNAMICS CORP | 448954206 | COM | 22,309 | $40,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,288 | $39,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 11,309 | $39,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 19,400 | $39,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 16,420 | $39,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 33,500 | $39,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 19,818 | $39,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,101 | $38,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 23,482 | $38,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 84,689 | $38,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 32,018 | $37,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 12,600 | $37,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 57,847 | $37,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F112 | *W EXP 08/19/201 | 56,800 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 22,500 | $36,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 10,600 | $36,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 17,300 | $36,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 56,400 | $36,000 | thousands by filing date | put |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,000 | $36,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 11,989 | $35,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 23,142 | $35,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 16,333 | $35,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 13,700 | $34,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 10,000 | $34,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,300 | $34,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 15,381 | $34,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,553 | $33,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 12,399 | $33,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 16,160 | $33,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 10,100 | $33,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,200 | $32,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 43,200 | $32,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 15,600 | $32,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,400 | $31,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 18,200 | $31,000 | thousands by filing date | put |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 28,867 | $30,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 35,600 | $30,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,234 | $29,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 25,700 | $29,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,900 | $29,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 13,700 | $29,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,800 | $28,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 12,972 | $28,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,200 | $28,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 10,000 | $28,000 | thousands by filing date | call |
| Escalera Resources Co | 296064108 | Ordinary Shares | 14,610 | $28,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 13,752 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,700 | $27,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 14,200 | $27,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,700 | $27,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 43,000 | $26,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 15,747 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,044 | $25,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 10,166 | $25,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,400 | $24,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 18,013 | $24,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 27,900 | $24,000 | thousands by filing date | put |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 14,000 | $23,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 25,783 | $23,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 30,513 | $23,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 12,599 | $23,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 16,250 | $23,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 40,700 | $22,000 | thousands by filing date | put |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 11,400 | $22,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,900 | $22,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 26,050 | $22,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 39,519 | $21,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 10,443 | $21,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 10,875 | $19,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 16,300 | $19,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 53,300 | $18,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 43,493 | $18,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 156,071 | $17,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 14,700 | $17,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 24,449 | $15,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 18,597 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,100 | $14,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 24,277 | $14,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 20,966 | $14,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 11,200 | $14,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,281 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 11,800 | $13,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 11,925 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 11,323 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 18,000 | $12,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,700 | $12,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 19,400 | $11,000 | thousands by filing date | call |
| OI S.A. | 670851104 | SPONSORED ADR | 14,374 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 20,063 | $11,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 10,030 | $11,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $10,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 17,300 | $10,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,100 | $9,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,700 | $9,000 | thousands by filing date | put |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 21,000 | $8,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,733 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 10,500 | $7,000 | thousands by filing date | call |
| AVALON RARE METALS INC | 053470100 | COM | 18,978 | $6,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 17,000 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-14-000013 | this filing | 2014-11-17 | acceptance time not in the bulk data set |