13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 8,815 holding rows worth $215,808,655,000.
- Accession
- 0001446194-14-000007
- Filer
- CIK 1446194
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 12,498 entries on the cover page, a total value of $215,808,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $215,808,655,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 31,800 | $121,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 33,200 | $120,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 15,300 | $120,000 | thousands by filing date | put |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 44,598 | $120,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 11,353 | $120,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,800 | $119,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 62,500 | $119,000 | thousands by filing date | put |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 20,200 | $119,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 36,655 | $119,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 47,147 | $119,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 22,900 | $118,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 26,209 | $118,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 16,776 | $117,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,000 | $117,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,900 | $117,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 10,300 | $117,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 30,508 | $117,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 13,997 | $116,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,700 | $116,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 56,251 | $116,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,700 | $115,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,712 | $115,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,400 | $114,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 36,700 | $114,000 | thousands by filing date | call |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 22,824 | $114,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 38,300 | $113,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 14,198 | $112,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 39,000 | $111,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 16,133 | $111,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 44,800 | $111,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 30,100 | $111,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,863 | $110,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,500 | $110,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 15,500 | $109,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 17,300 | $109,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 12,492 | $109,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,700 | $108,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,900 | $108,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 34,482 | $107,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,180 | $107,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,700 | $107,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,500 | $107,000 | thousands by filing date | call |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 14,773 | $107,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 46,900 | $107,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 37,700 | $107,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 10,200 | $106,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 36,384 | $106,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,100 | $106,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,000 | $105,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 10,422 | $104,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,500 | $104,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 39,288 | $104,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 26,100 | $103,000 | thousands by filing date | put |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 11,344 | $103,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,000 | $103,000 | thousands by filing date | put |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 32,956 | $102,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 10,313 | $102,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 13,600 | $102,000 | thousands by filing date | put |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 34,272 | $102,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 14,200 | $101,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 11,200 | $101,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 22,100 | $101,000 | thousands by filing date | put |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 15,400 | $101,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 21,100 | $100,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,348 | $99,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 13,700 | $99,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 38,800 | $99,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,400 | $98,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 11,600 | $98,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,800 | $98,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 11,900 | $97,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 15,800 | $97,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 36,000 | $97,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 11,965 | $96,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 12,900 | $96,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 23,547 | $96,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,800 | $95,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,400 | $95,000 | thousands by filing date | put |
| LPATH INC-CLASS A | 548910306 | CMN | 19,700 | $94,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 23,600 | $94,000 | thousands by filing date | call |
| LO JACK CORP | 539451104 | COMMON STOCK | 16,353 | $93,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 15,900 | $93,000 | thousands by filing date | call |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 32,511 | $93,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 22,100 | $93,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 192,902 | $93,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,392 | $91,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,600 | $91,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 28,956 | $91,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 19,012 | $91,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,200 | $90,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 28,500 | $90,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 12,900 | $90,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,800 | $90,000 | thousands by filing date | call |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 22,800 | $90,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 19,300 | $89,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 45,000 | $89,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,700 | $88,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,300 | $88,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 12,214 | $88,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,125 | $88,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25,346 | $88,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 37,037 | $87,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 27,500 | $87,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 10,700 | $86,000 | thousands by filing date | put |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 10,800 | $86,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 24,800 | $86,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 11,588 | $86,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 45,400 | $86,000 | thousands by filing date | call |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 25,800 | $85,000 | thousands by filing date | put |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 28,400 | $85,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,860 | $84,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $84,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 14,448 | $84,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,900 | $84,000 | thousands by filing date | call |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 59,297 | $84,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 59,700 | $84,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,849 | $83,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,957 | $83,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 54,033 | $83,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 29,700 | $83,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 46,375 | $82,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 13,705 | $81,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 15,838 | $81,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 28,298 | $81,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,739 | $80,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 28,100 | $80,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 11,300 | $79,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,500 | $79,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 43,400 | $79,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 13,917 | $79,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 27,170 | $78,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 14,100 | $78,000 | thousands by filing date | call |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 59,285 | $78,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 27,061 | $77,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 16,000 | $77,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 45,408 | $77,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 18,200 | $77,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 36,200 | $75,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 31,100 | $75,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 10,566 | $75,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,066 | $74,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 12,766 | $74,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 26,000 | $74,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 23,500 | $73,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 12,633 | $73,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 15,350 | $73,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,200 | $72,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 34,900 | $72,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N109 | COM | 14,756 | $72,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 16,247 | $72,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 11,900 | $72,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,700 | $71,000 | thousands by filing date | call |
| GYRODYNE CO AMER INC | 403820103 | COM | 11,692 | $71,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 53,100 | $70,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,418 | $70,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 16,000 | $70,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 14,015 | $69,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 49,922 | $69,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 31,705 | $69,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,000 | $69,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 46,291 | $68,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 13,519 | $68,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 29,922 | $68,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 36,809 | $68,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,700 | $67,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 32,607 | $67,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 32,600 | $67,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 52,300 | $67,000 | thousands by filing date | put |
| ECHELON CORP | 27874N105 | COM | 24,132 | $67,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 30,100 | $67,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 15,666 | $66,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 14,871 | $66,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 21,497 | $66,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 22,000 | $65,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,100 | $64,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 22,240 | $64,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,100 | $63,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 35,000 | $63,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 19,818 | $63,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 22,000 | $62,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 21,300 | $62,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 16,845 | $62,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 10,275 | $61,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 25,513 | $61,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,400 | $60,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 17,600 | $60,000 | thousands by filing date | put |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 11,900 | $60,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,100 | $60,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 20,416 | $60,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 15,800 | $59,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 26,900 | $59,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 23,600 | $59,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 12,000 | $58,000 | thousands by filing date | call |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 13,524 | $58,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 14,973 | $57,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 18,100 | $56,000 | thousands by filing date | put |
| OXIGENE INC | 691828404 | COM PAR$.001 | 15,134 | $56,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,900 | $55,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 11,811 | $54,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 64,500 | $54,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 24,390 | $54,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,700 | $53,000 | thousands by filing date | put |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 18,500 | $53,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 58,753 | $53,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 19,400 | $52,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 29,349 | $52,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 13,700 | $52,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 28,800 | $51,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 12,100 | $50,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 20,200 | $50,000 | thousands by filing date | call |
| HYPERDYNAMICS CORP | 448954206 | COM | 28,400 | $49,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 14,600 | $49,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 15,623 | $49,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 12,900 | $48,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 17,373 | $47,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 11,500 | $47,000 | thousands by filing date | put |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 15,434 | $47,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 12,400 | $46,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 32,400 | $45,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 21,900 | $45,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 54,206 | $45,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 11,900 | $44,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 11,700 | $43,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 33,307 | $43,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,400 | $43,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 17,496 | $43,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 17,800 | $43,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 15,900 | $42,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 10,000 | $42,000 | thousands by filing date | call |
| HYPERDYNAMICS CORP | 448954206 | COM | 24,314 | $42,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,700 | $41,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 19,900 | $39,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,300 | $39,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,100 | $39,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 25,600 | $39,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,100 | $39,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 16,000 | $39,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 11,564 | $39,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,000 | $38,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 55,491 | $38,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 10,000 | $38,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,100 | $38,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 11,400 | $38,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 12,200 | $38,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,300 | $36,000 | thousands by filing date | put |
| HANSEN MEDICAL INC | 411307101 | COM | 13,800 | $36,000 | thousands by filing date | call |
| HYPERDYNAMICS CORP | 448954206 | COM | 20,900 | $36,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 16,056 | $35,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 16,422 | $35,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 73,200 | $35,000 | thousands by filing date | put |
| ECHELON CORP | 27874N105 | COM | 12,300 | $34,000 | thousands by filing date | call |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 15,294 | $33,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 14,000 | $33,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 13,662 | $33,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 13,393 | $32,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 16,057 | $31,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 11,800 | $31,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 17,163 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,700 | $30,000 | thousands by filing date | put |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 23,663 | $30,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 29,330 | $29,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 11,400 | $29,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 38,300 | $29,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 10,300 | $29,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,400 | $28,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 38,400 | $26,000 | thousands by filing date | call |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 17,700 | $26,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 102,100 | $26,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 28,433 | $26,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 21,500 | $26,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 21,700 | $25,000 | thousands by filing date | put |
| METALICO INC | 591176102 | COM | 15,459 | $25,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 19,200 | $25,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 24,300 | $24,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,800 | $24,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 16,500 | $24,000 | thousands by filing date | put |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 16,100 | $24,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,136 | $23,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,700 | $23,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 11,477 | $22,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 11,451 | $22,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 15,260 | $22,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 883,348 | $21,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 35,435 | $21,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 11,000 | $21,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 20,251 | $21,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 14,556 | $21,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 17,428 | $20,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 10,700 | $20,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 11,069 | $20,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 16,250 | $20,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 13,300 | $19,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 18,011 | $18,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,700 | $18,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,431 | $18,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 15,579 | $18,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 12,600 | $17,000 | thousands by filing date | put |
| AVALON RARE METALS INC | 053470100 | COM | 26,005 | $16,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 11,300 | $16,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 25,200 | $15,000 | thousands by filing date | put |
| CLEVELAND BIOLABS INC | 185860103 | COM | 21,100 | $14,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 13,021 | $13,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 17,400 | $12,000 | thousands by filing date | put |
| CLEVELAND BIOLABS INC | 185860103 | COM | 17,693 | $12,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 11,496 | $12,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 19,300 | $12,000 | thousands by filing date | call |
| Delcath Systems Inc | 24661p104 | COM | 39,149 | $11,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 12,800 | $8,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 10,006 | $8,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 52,612 | $6,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 10,328 | $4,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 48,000 | $1,000 | thousands by filing date | put |
| VELTI PLC ST HELIER | G93285107 | SHS | 35,062 | $1,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 17,400 | $1,000 | thousands by filing date | put |
| ZCO Liquidating Corp | 67086E303 | COM | 19,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-14-000007 | this filing | 2014-05-14 | acceptance time not in the bulk data set |