13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 8,928 holding rows worth $216,611,990,000.
- Accession
- 0001446194-14-000001
- Filer
- CIK 1446194
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 13,085 entries on the cover page, a total value of $216,611,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,611,990,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 10,416 | $139,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,900 | $138,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 15,328 | $138,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 11,800 | $138,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 12,000 | $138,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 31,300 | $138,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 28,341 | $138,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,800 | $137,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,100 | $137,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 17,632 | $137,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,246 | $137,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 23,500 | $136,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 13,004 | $136,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 29,900 | $136,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 26,173 | $136,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 20,400 | $136,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 11,500 | $136,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,686 | $135,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,500 | $135,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 14,900 | $135,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 48,800 | $135,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,502 | $135,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 80,600 | $135,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,100 | $135,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 11,040 | $134,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 25,000 | $134,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,000 | $133,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,682 | $133,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 33,700 | $133,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,900 | $132,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 10,600 | $132,000 | thousands by filing date | put |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 10,881 | $132,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,639 | $131,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 20,742 | $130,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 130,960 | $130,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 14,600 | $129,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 50,200 | $129,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 38,600 | $129,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 36,600 | $129,000 | thousands by filing date | put |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 10,285 | $129,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 44,460 | $129,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 22,140 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 11,950 | $128,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,144 | $127,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 26,358 | $127,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,800 | $127,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 19,700 | $127,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 22,208 | $127,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 34,200 | $127,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,100 | $126,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052206 | COM | 26,000 | $126,000 | thousands by filing date | call |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 50,509 | $126,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 37,182 | $125,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,317 | $124,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 43,246 | $124,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,505 | $124,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 41,414 | $123,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 24,300 | $122,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 11,500 | $121,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 32,000 | $121,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 27,987 | $121,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 46,266 | $120,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 16,500 | $120,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 32,800 | $119,000 | thousands by filing date | put |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 51,947 | $119,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 48,600 | $119,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,100 | $118,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 31,718 | $118,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 20,600 | $118,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 37,690 | $118,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,857 | $117,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 11,046 | $117,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,300 | $115,000 | thousands by filing date | call |
| MICREL INC | 594793101 | COM | 11,679 | $115,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 17,410 | $115,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 24,297 | $115,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 14,374 | $115,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 15,900 | $115,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,500 | $114,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13,639 | $114,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 11,700 | $114,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 42,900 | $114,000 | thousands by filing date | put |
| GORDMANS STORES INC | 38269P100 | COM | 14,891 | $114,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 15,300 | $113,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 11,185 | $113,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,458 | $113,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 25,928 | $113,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 68,400 | $113,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 13,900 | $112,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,109 | $112,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 13,161 | $112,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,300 | $112,000 | thousands by filing date | call |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 11,700 | $112,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 13,800 | $112,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052206 | COM | 23,232 | $112,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 16,900 | $112,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 11,300 | $111,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 13,000 | $111,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 71,700 | $111,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 65,575 | $110,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 27,100 | $110,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 25,300 | $110,000 | thousands by filing date | call |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 15,800 | $110,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,851 | $110,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 21,800 | $110,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 14,189 | $109,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 15,400 | $109,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 18,320 | $109,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,422 | $108,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 77,920 | $108,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 28,956 | $107,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 22,700 | $107,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,100 | $106,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,648 | $106,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 24,112 | $105,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 28,800 | $105,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 12,308 | $105,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 25,000 | $105,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 31,800 | $105,000 | thousands by filing date | call |
| NUPATHE INC | 67059M100 | COM | 32,100 | $105,000 | thousands by filing date | call |
| CIMATRON LTD | M23798107 | ORD | 11,600 | $105,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 12,813 | $104,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,951 | $103,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 44,047 | $103,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 10,200 | $103,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,200 | $102,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 19,500 | $102,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 24,614 | $102,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 21,000 | $102,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 73,600 | $102,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 23,145 | $102,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,300 | $101,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 16,885 | $101,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 32,800 | $101,000 | thousands by filing date | put |
| MERGE HEALTHCARE INC | 589499102 | COM | 43,759 | $101,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 21,500 | $100,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,375 | $100,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 57,600 | $100,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,610 | $99,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 50,159 | $99,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 13,139 | $99,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 36,300 | $99,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 48,000 | $99,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 13,700 | $98,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 10,400 | $98,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,500 | $98,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 12,100 | $98,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 45,605 | $98,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 27,000 | $97,000 | thousands by filing date | put |
| URANIUM RESOURCES INC | 916901606 | COM | 32,032 | $97,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 13,900 | $96,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 68,115 | $96,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 27,600 | $95,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,100 | $95,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12,900 | $95,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 53,000 | $94,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 17,100 | $94,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,200 | $93,000 | thousands by filing date | call |
| VITACOST.COM INC | 92847A200 | COM | 16,140 | $93,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,154 | $92,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 11,904 | $92,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 15,900 | $92,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 23,300 | $92,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 22,600 | $92,000 | thousands by filing date | put |
| TOWERSTREAM CORP | 892000100 | COM | 30,836 | $91,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 39,800 | $91,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 42,713 | $91,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 52,123 | $91,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 31,300 | $91,000 | thousands by filing date | call |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 23,600 | $90,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 16,300 | $89,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 11,800 | $89,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,300 | $88,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 17,044 | $88,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 21,789 | $88,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 65,000 | $88,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 10,600 | $86,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 21,959 | $86,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 15,000 | $86,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 49,400 | $86,000 | thousands by filing date | put |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 32,900 | $85,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 11,800 | $85,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 39,600 | $84,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 71,600 | $84,000 | thousands by filing date | put |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 16,347 | $84,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 35,600 | $84,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,675 | $83,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,630 | $83,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 33,797 | $83,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 35,200 | $83,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,900 | $82,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,400 | $82,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 38,300 | $82,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 11,733 | $82,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 31,634 | $82,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 13,444 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,462 | $81,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,333 | $81,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 40,456 | $81,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 28,600 | $81,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 38,300 | $81,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 34,098 | $81,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 11,263 | $80,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 58,500 | $80,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 21,800 | $79,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 14,000 | $78,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 27,300 | $78,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 18,779 | $78,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 22,655 | $78,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 41,300 | $77,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 16,377 | $77,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 18,800 | $77,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,109 | $76,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,700 | $76,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 10,027 | $76,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 14,677 | $76,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 43,666 | $76,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,749 | $75,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,458 | $73,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 57,431 | $72,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 12,900 | $72,000 | thousands by filing date | call |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 12,029 | $72,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 11,700 | $71,000 | thousands by filing date | put |
| LO JACK CORP | 539451104 | COMMON STOCK | 19,660 | $71,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 20,500 | $71,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 17,500 | $71,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,000 | $70,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 19,653 | $70,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 38,236 | $70,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,900 | $69,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,900 | $69,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 30,952 | $69,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,900 | $69,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 12,593 | $69,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,800 | $68,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,000 | $68,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,445 | $68,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 22,343 | $68,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 14,360 | $67,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,200 | $66,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,100 | $66,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,500 | $66,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 16,800 | $66,000 | thousands by filing date | call |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 30,222 | $66,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,600 | $65,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 11,600 | $65,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 11,693 | $65,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 19,400 | $64,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 13,700 | $64,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 22,075 | $64,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 31,634 | $64,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 53,191 | $64,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 135,174 | $64,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 35,000 | $64,000 | thousands by filing date | put |
| ECHELON CORP | 27874N105 | COM | 29,818 | $64,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 15,900 | $64,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 30,900 | $63,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 29,100 | $63,000 | thousands by filing date | put |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 75,822 | $62,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,800 | $62,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,388 | $61,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 26,900 | $61,000 | thousands by filing date | call |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 10,100 | $61,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 10,000 | $59,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,600 | $59,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 24,889 | $59,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,633 | $58,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,500 | $58,000 | thousands by filing date | put |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 31,770 | $58,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 129,066 | $57,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 17,994 | $57,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 24,300 | $57,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 21,700 | $56,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 21,900 | $56,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 27,300 | $56,000 | thousands by filing date | put |
| AUGUSTA RES CORP | 050912203 | COM NEW | 38,876 | $56,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 39,905 | $55,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 35,500 | $55,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 25,700 | $55,000 | thousands by filing date | call |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 11,483 | $55,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 12,600 | $54,000 | thousands by filing date | put |
| FLOW INTL CORP | 343468104 | COM | 13,449 | $54,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 16,423 | $54,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 57,107 | $54,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,500 | $53,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,748 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 20,854 | $53,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 10,097 | $53,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 11,269 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 19,800 | $52,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 38,514 | $52,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 17,652 | $52,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 124,294 | $51,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,800 | $51,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 14,943 | $51,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 39,192 | $50,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,200 | $50,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,900 | $50,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 94,687 | $50,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 13,100 | $50,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 37,400 | $50,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,700 | $49,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 143,235 | $49,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 34,400 | $49,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 14,500 | $49,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 14,329 | $49,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 11,700 | $49,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 40,368 | $48,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,800 | $48,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 26,300 | $48,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 29,300 | $48,000 | thousands by filing date | put |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 20,044 | $48,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 19,235 | $47,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 20,300 | $47,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 10,700 | $47,000 | thousands by filing date | put |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 20,400 | $47,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 11,188 | $45,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 16,941 | $45,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 12,672 | $45,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 26,916 | $45,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,673 | $44,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 51,554 | $44,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 21,330 | $44,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 10,948 | $44,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,254 | $44,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 31,529 | $44,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,891 | $43,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 17,600 | $43,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 10,000 | $43,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 30,100 | $42,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 25,000 | $41,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 53,628 | $40,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 15,365 | $40,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 16,300 | $40,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,900 | $39,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 12,500 | $39,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 23,700 | $39,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 33,372 | $39,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 20,608 | $38,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 32,300 | $38,000 | thousands by filing date | call |
| JAMES RIVER COAL CO | 470355207 | COM | 28,480 | $38,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 11,521 | $38,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 16,528 | $38,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 11,500 | $37,000 | thousands by filing date | put |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 20,800 | $37,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,871 | $36,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 15,699 | $36,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 16,700 | $36,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 14,500 | $35,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 15,282 | $35,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 27,575 | $35,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 75,200 | $35,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B102 | COM | 10,025 | $35,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 16,321 | $35,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 16,000 | $35,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 11,304 | $35,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 12,438 | $34,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 20,091 | $34,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 14,400 | $34,000 | thousands by filing date | call |
| FAB UNVL CORP COM | 302771100 | COM | 10,500 | $32,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 22,652 | $32,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 12,800 | $32,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 15,900 | $31,000 | thousands by filing date | call |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 15,365 | $31,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 25,863 | $30,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 25,500 | $30,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 12,000 | $30,000 | thousands by filing date | call |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 18,055 | $30,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 14,300 | $30,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 20,807 | $29,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 18,420 | $29,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 15,481 | $29,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,900 | $29,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 10,492 | $29,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,500 | $29,000 | thousands by filing date | call |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 10,440 | $29,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 11,857 | $28,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 13,400 | $28,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 22,084 | $28,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 11,200 | $28,000 | thousands by filing date | put |
| METALICO INC | 591176102 | COM | 13,090 | $27,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 16,250 | $27,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 21,700 | $25,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 10,733 | $25,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 10,900 | $25,000 | thousands by filing date | call |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 18,906 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,400 | $24,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,400 | $24,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 12,832 | $24,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 14,600 | $24,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,900 | $23,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,200 | $22,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 10,900 | $22,000 | thousands by filing date | call |
| HANSEN MEDICAL INC | 411307101 | COM | 12,800 | $22,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,200 | $22,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 12,402 | $22,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 15,974 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,993 | $21,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 16,568 | $20,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,500 | $19,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,200 | $19,000 | thousands by filing date | call |
| KIOR INC - CL A | 497217109 | CL A | 11,400 | $19,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,773 | $18,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,500 | $18,000 | thousands by filing date | call |
| ZCO Liquidating Corp | 67086E303 | COM | 471,248 | $17,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 14,224 | $17,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,200 | $16,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 26,929 | $15,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 27,934 | $14,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,000 | $14,000 | thousands by filing date | put |
| VERSO PAPER CORP | 92531L108 | COM | 19,803 | $13,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10,645 | $12,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 21,200 | $12,000 | thousands by filing date | call |
| CARDICA INC | 14141R101 | COM | 10,896 | $11,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 10,515 | $10,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,345 | $9,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 14,400 | $9,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 13,600 | $9,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 18,625 | $6,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 10,300 | $6,000 | thousands by filing date | put |
| Delcath Systems Inc | 24661p104 | COM | 20,000 | $5,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 116,600 | $4,000 | thousands by filing date | put |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 10,252 | $4,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 12,600 | $3,000 | thousands by filing date | put |
| VELTI PLC ST HELIER | G93285107 | SHS | 27,462 | $2,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 35,400 | $1,000 | thousands by filing date | call |
| VELTI PLC ST HELIER | G93285107 | SHS | 17,400 | $1,000 | thousands by filing date | put |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 130,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-14-000001 | this filing | 2014-02-13 | acceptance time not in the bulk data set |