13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 8,337 holding rows worth $188,580,865,000.
- Accession
- 0001446194-13-000053
- Filer
- CIK 1446194
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 12,481 entries on the cover page, a total value of $188,580,865,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,580,865,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 311,609 | $125,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,675 | $124,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 21,100 | $124,000 | thousands by filing date | put |
| KKR FINL HLDGS LLC | 48248A306 | COM | 12,000 | $124,000 | thousands by filing date | call |
| AUDIENCE INC | 05070J102 | COM | 11,000 | $124,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,700 | $123,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,900 | $123,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 17,500 | $123,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,139 | $123,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 40,600 | $123,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 11,568 | $123,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,100 | $121,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 73,500 | $121,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 61,200 | $120,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,800 | $119,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,600 | $119,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 20,700 | $119,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 35,400 | $119,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 10,500 | $119,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 11,753 | $119,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 12,930 | $118,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 26,608 | $118,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 32,700 | $118,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 16,484 | $117,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 45,017 | $117,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,800 | $117,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 10,400 | $117,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,200 | $116,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,600 | $116,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 34,700 | $116,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 12,700 | $116,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 42,682 | $116,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 23,714 | $116,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 15,194 | $115,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,299 | $114,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 25,500 | $114,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 81,100 | $114,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 22,559 | $114,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 44,400 | $114,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 11,500 | $112,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 24,400 | $112,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,400 | $111,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 21,400 | $111,000 | thousands by filing date | call |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 16,300 | $111,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 14,500 | $110,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,700 | $110,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 12,500 | $110,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 40,409 | $110,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 25,300 | $110,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,614 | $109,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,900 | $109,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 39,200 | $109,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,100 | $109,000 | thousands by filing date | put |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 12,500 | $109,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,100 | $109,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 14,783 | $108,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 12,300 | $108,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,590 | $108,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 27,700 | $108,000 | thousands by filing date | call |
| MEMSIC INC | 586264103 | EQUITY | 25,800 | $108,000 | thousands by filing date | put |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 65,081 | $107,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 17,406 | $107,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 44,400 | $107,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 20,200 | $106,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 10,100 | $106,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 41,200 | $106,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,500 | $105,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 22,392 | $105,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 14,102 | $105,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 14,990 | $105,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,000 | $105,000 | thousands by filing date | put |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 13,500 | $105,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 40,800 | $104,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 43,265 | $104,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 17,900 | $103,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 72,130 | $103,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,900 | $102,000 | thousands by filing date | call |
| FURMANITE CORPORATION | 361086101 | COM | 10,351 | $102,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 35,200 | $102,000 | thousands by filing date | put |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 16,600 | $101,000 | thousands by filing date | put |
| ORIENT PAPER INC | 68619F205 | COM NEW | 57,969 | $101,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,300 | $100,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,200 | $100,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 43,000 | $100,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 38,200 | $100,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 19,700 | $100,000 | thousands by filing date | call |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 60,200 | $99,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 33,230 | $99,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 60,400 | $99,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,898 | $98,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,621 | $98,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,364 | $98,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,603 | $98,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 90,000 | $98,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,100 | $97,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 10,400 | $97,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,300 | $97,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 47,237 | $96,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 306,281 | $96,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,200 | $96,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,000 | $96,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 28,900 | $96,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 120,724 | $96,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 22,300 | $95,000 | thousands by filing date | call |
| GASTAR EXPL LTD | 367299203 | COM NEW | 23,800 | $94,000 | thousands by filing date | put |
| URANIUM RESOURCES INC | 916901606 | COM | 38,257 | $94,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,100 | $93,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,191 | $92,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,300 | $92,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,254 | $92,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 46,772 | $92,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 11,800 | $90,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 17,000 | $90,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 34,375 | $90,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 40,900 | $90,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 20,000 | $89,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 31,792 | $88,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 32,200 | $88,000 | thousands by filing date | put |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 30,543 | $88,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,800 | $87,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,400 | $87,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,771 | $87,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 26,500 | $87,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,268 | $86,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 38,100 | $86,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 35,300 | $86,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 22,700 | $86,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 31,300 | $85,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 13,470 | $85,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 67,611 | $85,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 33,114 | $85,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,100 | $84,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 43,300 | $84,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 12,700 | $84,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,100 | $83,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 10,200 | $83,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 11,800 | $83,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 29,900 | $83,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 33,889 | $83,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,700 | $82,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 10,600 | $82,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 22,100 | $82,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,871 | $82,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 12,329 | $81,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 22,972 | $81,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,500 | $80,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,900 | $80,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,900 | $79,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,200 | $79,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 17,000 | $79,000 | thousands by filing date | put |
| METABOLIX INC | 591018809 | COM | 62,893 | $79,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,900 | $78,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 18,700 | $78,000 | thousands by filing date | call |
| PLX TECHNOLOGY INC | 693417107 | COM | 12,900 | $78,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 16,900 | $77,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 39,729 | $77,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,205 | $77,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 25,600 | $77,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 18,100 | $77,000 | thousands by filing date | put |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 40,500 | $77,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 30,466 | $76,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,500 | $76,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 121,900 | $76,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 29,100 | $76,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,400 | $75,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 34,400 | $75,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 120,673 | $75,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,700 | $74,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 42,300 | $74,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 12,300 | $74,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,400 | $74,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,000 | $73,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 17,100 | $73,000 | thousands by filing date | call |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 13,900 | $73,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 49,279 | $72,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,600 | $71,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,900 | $71,000 | thousands by filing date | put |
| EARTHLINK INC | 270321102 | COM | 14,400 | $71,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 17,300 | $71,000 | thousands by filing date | call |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 10,392 | $71,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 16,780 | $69,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,100 | $68,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 11,505 | $68,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 35,600 | $68,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 29,000 | $67,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 47,050 | $67,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,375 | $64,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 20,007 | $64,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 29,158 | $64,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 20,000 | $64,000 | thousands by filing date | call |
| HORIZON PHARMA INC | 44047T109 | COM | 18,600 | $63,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 12,500 | $63,000 | thousands by filing date | put |
| EARTHLINK INC | 270321102 | COM | 12,531 | $62,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 24,281 | $61,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 14,879 | $61,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 14,600 | $61,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,800 | $60,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 18,800 | $60,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 25,000 | $60,000 | thousands by filing date | call |
| PLX TECHNOLOGY INC | 693417107 | COM | 10,037 | $60,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 31,577 | $60,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,398 | $59,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,600 | $59,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,566 | $58,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 28,900 | $58,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 10,100 | $57,000 | thousands by filing date | put |
| SELECTICA INC | 816288203 | COM | 10,200 | $57,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,180 | $56,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 20,700 | $56,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 15,111 | $56,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,000 | $56,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 31,077 | $56,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 11,877 | $56,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,700 | $56,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 10,000 | $56,000 | thousands by filing date | put |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 30,700 | $55,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 11,974 | $55,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 43,724 | $55,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,419 | $55,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 36,001 | $55,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 49,552 | $54,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 12,300 | $54,000 | thousands by filing date | put |
| NUPATHE INC | 67059M100 | COM | 22,600 | $54,000 | thousands by filing date | call |
| AUGUSTA RES CORP | 050912203 | COM NEW | 26,229 | $54,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 10,055 | $53,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 60,490 | $53,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 17,500 | $53,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860103 | COM | 33,700 | $53,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,238 | $53,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 13,533 | $53,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,200 | $52,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 19,300 | $52,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 18,100 | $52,000 | thousands by filing date | put |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 33,370 | $52,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 30,222 | $51,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,200 | $50,000 | thousands by filing date | put |
| Meru Networks, Inc. | 59047Q103 | COM | 15,169 | $50,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 52,800 | $50,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 11,000 | $49,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 23,300 | $49,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 11,800 | $49,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 50,400 | $48,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 18,447 | $48,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,757 | $48,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,004 | $47,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,364 | $47,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 24,400 | $47,000 | thousands by filing date | put |
| CAMAC ENERGY INC | 131745101 | COM | 58,378 | $47,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 14,500 | $46,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 17,800 | $45,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 54,387 | $44,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 20,731 | $44,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 12,604 | $43,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 18,600 | $43,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 36,607 | $43,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,393 | $43,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 16,600 | $43,000 | thousands by filing date | put |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 31,565 | $42,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 18,300 | $42,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 17,298 | $42,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,317 | $41,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,645 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 34,300 | $41,000 | thousands by filing date | call |
| L+L ENERGY INC | 50162D100 | COM | 32,000 | $41,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 16,025 | $41,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 10,642 | $40,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 12,700 | $39,000 | thousands by filing date | call |
| CLAUDE RES INC | 182873109 | COM | 164,650 | $39,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 16,881 | $39,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,332 | $39,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,700 | $39,000 | thousands by filing date | call |
| VIDEO DISPLAY CORP | 926555103 | COM | 11,218 | $39,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 19,600 | $39,000 | thousands by filing date | call |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 39,535 | $38,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,500 | $37,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 18,900 | $37,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 18,735 | $37,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 16,109 | $37,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 18,950 | $36,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 14,800 | $36,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 22,323 | $35,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,400 | $34,000 | thousands by filing date | put |
| VELTI PLC ST HELIER | G93285107 | SHS | 94,238 | $34,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 18,900 | $34,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 13,000 | $34,000 | thousands by filing date | put |
| KIOR INC - CL A | 497217109 | CL A | 12,100 | $34,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 11,525 | $34,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 15,500 | $33,000 | thousands by filing date | put |
| KIOR INC - CL A | 497217109 | CL A | 11,240 | $32,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,976 | $31,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 82,900 | $30,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 21,500 | $30,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 31,200 | $30,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 10,748 | $29,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 15,900 | $29,000 | thousands by filing date | put |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 10,619 | $29,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,493 | $28,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,000 | $28,000 | thousands by filing date | put |
| Almaden Minerals Ltd | 020283107 | COM | 19,400 | $27,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,774 | $27,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 13,500 | $26,000 | thousands by filing date | put |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 43,151 | $26,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 15,902 | $26,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,143 | $26,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 14,600 | $26,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 11,429 | $26,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,070 | $25,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 12,000 | $25,000 | thousands by filing date | call |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 16,203 | $25,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,400 | $24,000 | thousands by filing date | call |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 10,500 | $24,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,230 | $23,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 13,274 | $23,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 13,112 | $23,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,600 | $23,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,500 | $21,000 | thousands by filing date | call |
| DRAGONWAVE INC | 26144M103 | COM | 10,300 | $20,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,700 | $19,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,100 | $19,000 | thousands by filing date | put |
| MELA SCIENCES INC | 55277R100 | COM | 26,500 | $19,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,600 | $17,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 26,900 | $17,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 11,950 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,635 | $16,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 21,080 | $16,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 11,322 | $16,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,900 | $15,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 12,700 | $14,000 | thousands by filing date | put |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 12,500 | $14,000 | thousands by filing date | call |
| AVALON RARE METALS INC | 053470100 | COM | 12,700 | $12,000 | thousands by filing date | put |
| Delcath Systems Inc | 24661p104 | COM | 32,500 | $11,000 | thousands by filing date | call |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 13,635 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 19,825 | $7,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 19,100 | $6,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10,235 | $5,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 10,805 | $3,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 130,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-13-000053 | this filing | 2013-11-13 | acceptance time not in the bulk data set |