13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-16, with 1,868 holding rows worth $4,401,036,703.
- Accession
- 0001446114-24-000016
- Filer
- CIK 1446114
- Filed
- 2024-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 2,393 entries on the cover page, a total value of $4,401,036,703 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,401,036,703 with VALUE read as dollars as filed, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC028-21227
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30 | $3,351 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 550 | $3,338 | dollars as filed | |
| Northland Power Inc. | 666511100 | COM | 201 | $3,285 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 90 | $3,280 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 114 | $3,266 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 75 | $3,237 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,000 | $3,220 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $3,202 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 44,735 | $3,131 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 169 | $3,077 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 540 | $2,986 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 1,450 | $2,943 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 47 | $2,940 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 32,365 | $2,919 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $2,915 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 242 | $2,884 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 400 | $2,880 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 250 | $2,870 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 82 | $2,849 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 8 | $2,824 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,000 | $2,800 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 21 | $2,786 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $2,766 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20 | $2,755 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 75 | $2,721 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 25 | $2,693 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 100 | $2,668 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 51 | $2,656 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 24,522 | $2,612 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 62 | $2,597 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 19,700 | $2,528 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $2,497 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 17 | $2,481 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 100 | $2,476 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 94 | $2,417 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $2,407 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 56 | $2,376 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 3 | $2,370 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 60 | $2,339 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $2,286 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 18 | $2,281 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 29 | $2,274 | dollars as filed | |
| Fortescue Ltd | 34959A206 | Equity | 68 | $2,273 | dollars as filed | |
| KLA CORP | 482480100 | COM | 3 | $2,233 | dollars as filed | |
| NESTLE SA | H57312649 | COM | 21 | $2,232 | dollars as filed | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 13,850 | $2,216 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $2,111 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 17,548 | $2,108 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $2,101 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 287 | $2,095 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,051 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 125 | $2,027 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6 | $2,012 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 100 | $2,007 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y956 | COM | 400 | $2,000 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 20 | $1,959 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 3 | $1,944 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1,600 | $1,936 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 110 | $1,887 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $1,865 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 31 | $1,853 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 17 | $1,841 | dollars as filed | |
| NASPERS LTD | 631512209 | COM | 52 | $1,837 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 8,800 | $1,826 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 155 | $1,821 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 5 | $1,808 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 20,339 | $1,808 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 128 | $1,795 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 6,000 | $1,795 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 42 | $1,748 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 135 | $1,744 | dollars as filed | |
| HIGHLANDS REIT INC | 43110a104 | LP | 5,429 | $1,737 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 100 | $1,736 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $1,695 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $1,680 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41 | $1,672 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 50 | $1,652 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 12,552 | $1,644 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9 | $1,629 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 126 | $1,628 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 51 | $1,611 | dollars as filed | |
| RAKUTEN INC TOKYO SHS F | J64264104 | COM | 275 | $1,555 | dollars as filed | |
| CYTODYN INC | 23283M101 | Common Stock | 9,488 | $1,549 | dollars as filed | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,537 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 185 | $1,534 | dollars as filed | |
| CITADEL INCOME FUND | 17286a106 | COM | 825 | $1,529 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,225 | $1,519 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 78 | $1,509 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 185 | $1,495 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 35 | $1,485 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 9 | $1,469 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 61 | $1,457 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 33,458 | $1,449 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 39 | $1,439 | dollars as filed | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 8,403 | $1,429 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $1,415 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 75 | $1,405 | dollars as filed | |
| VANECK ETF TRUST | 92189F956 | PUT | 100 | $1,400 | dollars as filed | put |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 85 | $1,393 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 25 | $1,392 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 100 | $1,361 | dollars as filed | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,350 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 25 | $1,341 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 300 | $1,332 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 53 | $1,331 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 6,325 | $1,328 | dollars as filed | |
| RANGE IMPACT | 56089M107 | COM | 3,500 | $1,312 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 116 | $1,298 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 108 | $1,283 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 100 | $1,278 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1 | $1,250 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 18 | $1,208 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 80 | $1,172 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3 | $1,171 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 20 | $1,157 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 13,455 | $1,157 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,151 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 258 | $1,146 | dollars as filed | |
| The Stephan Co. | 858603103 | Common | 847 | $1,143 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 63 | $1,131 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 8,791 | $1,131 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 18 | $1,125 | dollars as filed | |
| FERRELLGAS PARTNERS LP UNIT LT | 315293209 | COM | 95 | $1,124 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 46 | $1,110 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 23,040 | $1,094 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 18,700 | $1,075 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M113 | *W EXP 99/99/999 | 8,006 | $1,064 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 35 | $1,032 | dollars as filed | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,013 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 25,000 | $1,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $958 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 75 | $943 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 6,340 | $919 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 6,000 | $900 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 59,000 | $885 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $860 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 10,050 | $853 | dollars as filed | |
| DIGITAL RLTY TR INC | 253868953 | COM | 20 | $850 | dollars as filed | put |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 52,800 | $829 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 11,250 | $809 | dollars as filed | |
| CASSAVA SCIENCES INC | 14817C115 | WARR | 200 | $806 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 33 | $802 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $801 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 6,000 | $791 | dollars as filed | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 149 | $790 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 39 | $779 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 52 | $777 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 32 | $770 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 4,366 | $766 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 27 | $754 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4 | $749 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 127 | $749 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 23,200 | $745 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 650 | $734 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 28,000 | $731 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 10,449 | $726 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 10,000 | $725 | dollars as filed | |
| SANDOZ GROUP AG SPONSORED ADR | 799926100 | COM | 24 | $722 | dollars as filed | |
| CONCORD ACQUISITION II CORP | 20607u116 | WT | 6,450 | $718 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 19 | $685 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 32,000 | $672 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13 | $670 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 117 | $652 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 9,996 | $647 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6 | $640 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 6,194 | $619 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 5,050 | $606 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 22 | $596 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $579 | dollars as filed | |
| COMPASS DIGITAL ACQUISITION CO | g2476c123 | WT | 8,154 | $571 | dollars as filed | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,774 | $563 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1 | $552 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 10,850 | $542 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 10,000 | $540 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 3,669 | $537 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $530 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,250 | $528 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 17,542 | $526 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 2,000 | $520 | dollars as filed | |
| TEVOGEN BIO HLDGS INC | 88165K119 | *W EXP 02/14/202 | 6,204 | $512 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 3,350 | $502 | dollars as filed | |
| WTS NVNI GROUP LTD WT | 64016l994 | COM | 10,000 | $500 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 19,800 | $497 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $476 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 5,282 | $475 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 2,791 | $471 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 12,558 | $471 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 27 | $449 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 7,300 | $442 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 8,400 | $441 | dollars as filed | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 5,318 | $439 | dollars as filed | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 580 | $435 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 37 | $430 | dollars as filed | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $421 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $404 | dollars as filed | |
| WTS AULT DISRUPTIVE TECHNOLOGI | 05150a112 | WT | 43,850 | $399 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 222 | $388 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 19 | $378 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 7,500 | $375 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 4,360 | $375 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 70 | $367 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 6,500 | $363 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 5,050 | $362 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 8,620 | $361 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 200 | $360 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 5,000 | $350 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 16,000 | $346 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 4,563 | $337 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 1,858 | $334 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 2,700 | $324 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $320 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 2,500 | $312 | dollars as filed | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 80 | $306 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 3,000 | $300 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 36 | $282 | dollars as filed | |
| SPRINGWATER SPECIAL SITUATIONS | 85205u115 | WT | 11,000 | $271 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 8,347 | $267 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y128 | RIGHT 07/15/2026 | 3,000 | $261 | dollars as filed | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 2,607 | $261 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B112 | *W EXP 99/99/999 | 4,000 | $260 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 10,000 | $257 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 5,000 | $250 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y906 | CALL | 100 | $250 | dollars as filed | call |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 100 | $250 | dollars as filed | call |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 71 | $249 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 10 | $247 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5 | $230 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 23 | $229 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 56 | $229 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 10 | $227 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 2,200 | $227 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 5,200 | $221 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 6,139 | $215 | dollars as filed | |
| TNF PHARMACEUTICALS INC | 62856X201 | COM NEW | 90 | $215 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 16 | $212 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 6,000 | $211 | dollars as filed | |
| SILVER HAMMER MNG CORP | 827733106 | COM | 2,150 | $206 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 1,000 | $200 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 25,263 | $195 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12 | $191 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 3,333 | $183 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 2,000 | $180 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $172 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 2,500 | $170 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 500 | $170 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 20,213 | $164 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 4,550 | $163 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 6,132 | $155 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 44 | $154 | dollars as filed | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 12,698 | $152 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 65 | $148 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 4,800 | $145 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 5,050 | $144 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 14,004 | $139 | dollars as filed | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4 | $133 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $131 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 3,175 | $127 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 7,900 | $126 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 3,750 | $124 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 4,300 | $123 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 5,000 | $122 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 2,600 | $120 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 16,773 | $119 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 66 | $116 | dollars as filed | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 11,585 | $116 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 3,100 | $116 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 7 | $111 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 3,700 | $111 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 10,825 | $108 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 2,500 | $108 | dollars as filed | |
| ZYVERSA THERAPEUT 27 WTF WARRA | 98987d110 | WT | 1,500 | $105 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 6,293 | $102 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 2,500 | $100 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 11 | $95 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 500 | $95 | dollars as filed | |
| STRYVE FOODS INC | 863685111 | COM | 17,300 | $92 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 2,500 | $91 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 3,000 | $90 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 5,000 | $88 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 2,000 | $79 | dollars as filed | |
| GLOBESTAR THERAPEUTICS | 37960p104 | COM | 88,000 | $79 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1 | $68 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 1,073 | $64 | dollars as filed | |
| LUMIRADX LTD | g5709l117 | WT | 15,470 | $63 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 9,400 | $63 | dollars as filed | |
| SPECTAIRE HOLDINGS INC | 84753t117 | WT | 2,500 | $62 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 6,250 | $61 | dollars as filed | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 38 | $59 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 12,098 | $58 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 10 | $50 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 2 | $48 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 2,500 | $44 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 0 | $43 | dollars as filed | Amount filed as zero, left out of ratios. |
| JOHN WOOD GROUP PL ORDF | g9745t118 | COM | 24 | $40 | dollars as filed | |
| UATARA CAPITAL ACQUISITION COR | 85021q116 | WT | 8,600 | $34 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 2,249 | $34 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 3,000 | $33 | dollars as filed | |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $30 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 1 | $28 | dollars as filed | |
| HYSTER B | 449172204 | COM | 1 | $27 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 0 | $20 | dollars as filed | Amount filed as zero, left out of ratios. |
| FOUNDER SPAC | 78112j117 | WT | 8,150 | $20 | dollars as filed | |
| LITHOS GROUP LTD | 53687l102 | COM | 39 | $20 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 3,200 | $18 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 2 | $9 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 220 | $9 | dollars as filed | |
| BENSON HILL INC | 082490111 | WT | 2,600 | $9 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 103 | $8 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 5,298 | $6 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 1 | $3 | dollars as filed | |
| SWITCHBACK II CORP | 09077j115 | WT | 2,000 | $3 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 310 | $2 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 6,500 | $1 | dollars as filed | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 400 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CONSTELLATION SOF 40 WTFWARRAN | 21037x134 | WT | 249 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PDX PARTNERS INC COM | 70455f109 | COM | 4,900 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PERSHING SQUARE TONTINE | 715esc018 | COM | 1,439 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 9,450 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC ESCROW | 761esc037 | COM | 8 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II WTS | 269996054 | WT | 359 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GOLDEN DEVELOPING SOLUTIONS IN | 38089w103 | COM | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 28 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 2,640,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 750 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ATNA RESOURCES | 04957f101 | COM | 400 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LUBY'S ORD SHS | 549esc028 | COM | 7,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BLUE RIVER BANCSHARES INC | 09602p107 | COM | 6,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 6,540 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CAPSTONE ENERGY INC | 14067D607 | COM | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESC GCI LIBERTY INC SHS | 361ESC049 | Common Stock | 4,359 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SESEN BIO I N C | 817CVR038 | COMMON STOCK | 1,302 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 848esc018 | LP | 75,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BUCKEYE ST BANK | 118239102 | COM | 667 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FINANCIAL STRATEGIES ACQUISI | 31772T115 | *W EXP 03/31/202 | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SOLAR INTEGRATED ROOFING CORP | 83417r202 | COM | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NMG PARENT LLC | 62929p102 | COM | 17 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FLUTTER ENTERTAINM UNSP ADR | 344044102 | COM | 24 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AP HENDERSON GROUP | 00186g100 | COM | 2,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-24-000016 | this filing | 2024-05-16 | acceptance time not in the bulk data set |