13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 1,830 holding rows worth $3,631,728,000.
- Accession
- 0001446114-22-000018
- Filer
- CIK 1446114
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 2,426 entries on the cover page, a total value of $3,631,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,631,728,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC028-21227
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 170 | $8,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $8,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 5,000 | $8,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 250 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 117 | $7,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 75 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $7,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $7,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50 | $7,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 160 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $7,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $7,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 107 | $7,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 370 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $7,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 121 | $7,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $7,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 122 | $7,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 9,932 | $7,000 | thousands by filing date | |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 50 | $7,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 850 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 284 | $7,000 | thousands by filing date | |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q112 | UNIT 02/08/2028 | 700 | $7,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $6,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 200 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $6,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $6,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC | 302130959 | COM | 197 | $6,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $6,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 600 | $6,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 2,000 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 65 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 70 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 39 | $5,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 40 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 85 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 375 | $5,000 | thousands by filing date | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 2,318 | $5,000 | thousands by filing date | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $5,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 490 | $5,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 8,332 | $5,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 10,439 | $5,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 3,330 | $5,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 500 | $5,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 464 | $5,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $5,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 22 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 68 | $4,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 89 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 333 | $4,000 | thousands by filing date | |
| XOP 260717C00170000 | 78468r906 | CALL | 70 | $4,000 | thousands by filing date | call |
| COLLABORATIVE INVESTMNT SER | 19423L952 | PUT | 102 | $4,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $4,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 425 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,040 | $4,000 | thousands by filing date | |
| The Stephan Co. | 858603103 | Common | 1,047 | $4,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 5,000 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19 | $3,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37 | $3,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 17 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 82 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 400 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 57 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 50 | $3,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 48 | $3,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $3,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $3,000 | thousands by filing date | |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,302 | $3,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 5,066 | $3,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 300 | $3,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 300 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 350 | $3,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $3,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $3,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 6,050 | $3,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 100 | $3,000 | thousands by filing date | |
| WILLIAM HILL ADR | 96925P104 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 20 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 19 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 39 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 218 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 132 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $2,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $2,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 9 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $2,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 50 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 49 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 50 | $2,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $2,000 | thousands by filing date | |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $2,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 90 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,900 | $2,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 2,100 | $2,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 200 | $2,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 2,066 | $2,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 3,520 | $2,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 200 | $2,000 | thousands by filing date | |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 23 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 17 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 14 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 23 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7 | $1,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 60 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 31 | $1,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 50 | $1,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,650 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,100 | $1,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 32 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 700 | $1,000 | thousands by filing date | |
| POTBELLY CORP RESTRICTED WARRA | 737991349 | WT | 97,709 | $1,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 1,850 | $1,000 | thousands by filing date | |
| AMERICAN PULP EXCHANGE INC | 03755m300 | COM | 427 | $1,000 | thousands by filing date | |
| ANGIOSOMA INC | 03476l102 | COM | 25,000 | $1,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 100 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYSTER B | 449172204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUORA INC | 98983V106 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NightFood Holdings Inc | 65412F101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREES CORP | 36930V100 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 848esc018 | LP | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Planet 13 Holdings Inc | 72706K101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAPAN TOBACCO INC | J27869106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS INC SHS | 743CVR037 | Stock | 47,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB BLOCKCHAIN MEDIA INC | 94734a103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY WARRANTS | 929999845 | WT | 48,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAGG INC CVR | 988cvr015 | COM | 278,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN CANNABIS CORPORATION | 135442101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADEPTUS HEALTH | 00esc5984 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXINGTON BIOSCIENCES HOLDINGS | 529020406 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THC THERAPEUTICS INC | 87248q101 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRA BACKWEB TECHNOLOGIES | m15cnt997 | COM | 259,927 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279600 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT EXERCISE R | 406exr880 | COM | 9,732 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASSROOTS INC | 57630j106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPTY FD INC TRANFERAB | 84741t120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNCRONYS SOFTCORP INC COM | 871578100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBITX INC | 67441r106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALKER INNOVATION | 936esc110 | COM | 87,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-22-000018 | this filing | 2022-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-22-000022 | base | 2022-05-16 | acceptance time not in the bulk data set |