13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 2,472 holding rows worth $4,218,629,000.
- Accession
- 0001446114-22-000007
- Filer
- CIK 1446114
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,047 entries on the cover page, a total value of $4,218,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,218,629,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC028-21227
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 5,318 | $6,000 | thousands by filing date | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 12,850 | $6,000 | thousands by filing date | |
| Northland Power Inc. | 666511100 | COM | 201 | $6,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 10,000 | $6,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 12,040 | $6,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 600 | $6,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 9,419 | $6,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 10,669 | $6,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 659 | $6,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 10,639 | $6,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 8,944 | $6,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 600 | $6,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 11,585 | $6,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 7,197 | $6,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 10,000 | $6,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 9,423 | $6,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 11,439 | $6,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 600 | $6,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 8,150 | $6,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 606 | $6,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 7,050 | $6,000 | thousands by filing date | |
| WTS AMERICAN LITHIUM CORP EXP | 027259118 | WT | 4,000 | $6,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 250 | $5,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 66 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $5,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $5,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 545 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 37 | $5,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 47 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 64 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 420 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 18 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,245 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 83 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 160 | $5,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 64 | $5,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 119 | $5,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 23 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 55 | $5,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 50 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 100 | $5,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 333 | $5,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 174 | $5,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 10 | $5,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 75 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 85 | $5,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 135 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 825 | $5,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 500 | $5,000 | thousands by filing date | |
| XCF Global Inc | 22677T110 | Warrant | 10,000 | $5,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 615 | $5,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 400 | $5,000 | thousands by filing date | |
| WORLDLINE SA - UNSP ADR | 98161H101 | COM | 171 | $5,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 9,266 | $5,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 8,700 | $5,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 6,132 | $5,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K119 | *W EXP 09/07/202 | 10,000 | $5,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 7,600 | $5,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 500 | $5,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 9,400 | $5,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 10,000 | $5,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 3,862 | $5,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 22,789 | $5,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 500 | $5,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 490 | $5,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 10,542 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 500 | $5,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 464 | $5,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 8,600 | $5,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 100 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 61 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 35 | $4,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 25 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 125 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 48 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 89 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 75 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 200 | $4,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 950 | $4,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 4,433 | $4,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 7,542 | $4,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 400 | $4,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 8,347 | $4,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 400 | $4,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D118 | WARR | 6,700 | $4,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 1,000 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $4,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 10,125 | $4,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 4,600 | $4,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 7,500 | $4,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537125 | *W EXP 04/16/202 | 6,501 | $4,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 5,400 | $4,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 5,050 | $4,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 5,350 | $4,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 446 | $4,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 8,403 | $4,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 406 | $4,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 21,789 | $4,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 7,300 | $4,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332108 | CMN | 401 | $4,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 3,330 | $4,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 400 | $4,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 9,600 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 1,000 | $4,000 | thousands by filing date | |
| PHILLIPS EDISON CO INC CL B | 71844V300 | REIT | 125 | $4,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 400 | $4,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 51 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 36 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $3,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 94 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 68 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 140 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 304 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $3,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 328 | $3,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 6,000 | $3,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 1,900 | $3,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 5,000 | $3,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 5,300 | $3,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 21 | $3,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 5,450 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143902 | CALL | 1,005 | $3,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $3,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 5,589 | $3,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 150 | $3,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,000 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $3,000 | thousands by filing date | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 3,332 | $3,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 3,450 | $3,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 4,650 | $3,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 3,175 | $3,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 5,132 | $3,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 4,500 | $3,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 5,850 | $3,000 | thousands by filing date | |
| FORBION EUROPEAN ACQUSTN COR | G3619H128 | UNIT 12/10/2026 | 300 | $3,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 3,750 | $3,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F112 | *W EXP 04/01/202 | 3,892 | $3,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 3,179 | $3,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694113 | *W EXP 11/05/202 | 5,000 | $3,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 300 | $3,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 6,364 | $3,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 4,125 | $3,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 5,770 | $3,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 6,200 | $3,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP | 769395112 | *W EXP 99/99/999 | 5,900 | $3,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 6,000 | $3,000 | thousands by filing date | |
| SANBW US 30 Jul 28 C11.5 | 79956P110 | *W EXP 07/30/202 | 6,550 | $3,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 3,300 | $3,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 2,778 | $3,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 3,200 | $3,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 12 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30 | $2,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 31 | $2,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $2,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 45 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 50 | $2,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 14 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 46 | $2,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 50 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 27 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $2,000 | thousands by filing date | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 2,500 | $2,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 52 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 42 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 21 | $2,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844958 | COM | 69 | $2,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 105 | $2,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 87 | $2,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 3,332 | $2,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 3,800 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 1,979 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $2,000 | thousands by filing date | |
| The Stephan Co. | 858603103 | Common | 1,047 | $2,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 3,333 | $2,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 3,950 | $2,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 5,000 | $2,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 4,366 | $2,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 2,633 | $2,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 2,119 | $2,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 3,000 | $2,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 2,000 | $2,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 3,100 | $2,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 3,332 | $2,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 200 | $2,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 5,000 | $2,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 200 | $2,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 5,000 | $2,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 3,519 | $2,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 200 | $2,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 1,500 | $2,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 3,950 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 200 | $2,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 2,607 | $2,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 2,000 | $2,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 2,932 | $2,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 2,780 | $2,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 3,366 | $2,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 3,011 | $2,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 2,725 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 3,066 | $2,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 2,000 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 2,418 | $2,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 1,604 | $2,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472120 | *W EXP 99/99/999 | 3,466 | $2,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 200 | $2,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 200 | $2,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 199 | $2,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 24 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 16 | $1,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 28 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 8 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7 | $1,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 21 | $1,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 100 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 8 | $1,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 500 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 13 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 14 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 200 | $1,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 60 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 34 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 135 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 52 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS LP UNIT LT | 315293209 | COM | 95 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 26 | $1,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 2,600 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 134 | $1,000 | thousands by filing date | put |
| CARLOTZ INC | 142552108 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,770 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $1,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 500 | $1,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 50 | $1,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 1,250 | $1,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 1,750 | $1,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 1,666 | $1,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 137 | $1,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 2,067 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16 | $1,000 | thousands by filing date | |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 2,000 | $1,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 1,450 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 500 | $1,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 1,825 | $1,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 100 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,302 | $1,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 1,000 | $1,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 1,200 | $1,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 1,259 | $1,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 126 | $1,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 1,000 | $1,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X113 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 100 | $1,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 1,400 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,600 | $1,000 | thousands by filing date | |
| LIONHEART III CORP | 536262116 | *W EXP 11/09/202 | 1,194 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 2,332 | $1,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550113 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 859 | $1,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 2,500 | $1,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 1,332 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 2,500 | $1,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 1,038 | $1,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M129 | *W EXP 07/30/202 | 1,225 | $1,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N122 | *W EXP 04/02/202 | 1,666 | $1,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 1,666 | $1,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 1,250 | $1,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 1,000 | $1,000 | thousands by filing date | |
| FLUTTER ENTERTAINM UNSP ADR | 344044102 | COM | 14 | $1,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 100 | $1,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 1,666 | $1,000 | thousands by filing date | |
| GLOBESTAR THERAPEUTICS | 37960p104 | COM | 88,000 | $1,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 976 | $1,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 100 | $1,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A116 | WTS | 3,100 | $1,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 100 | $1,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 2,147 | $1,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A203 | UNT | 100 | $1,000 | thousands by filing date | |
| SOLAR INTEGRATED ROOFING CORP | 83417r103 | COM | 2,000 | $1,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 1,139 | $1,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 111 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 87 | $1,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 1,500 | $1,000 | thousands by filing date | |
| TAX EXEMPT MUN TR UT 26TH NATL | 87676A412 | COM | 23 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 625 | $1,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 1,075 | $1,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP WT EXP | G0447J128 | Stock | 1,900 | $1,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 100 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,550 | $1,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 800 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $1,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 666 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 3,780 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEGG INC | 163092109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYSTER B | 449172204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATNA RESOURCES | 04957f101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SILVER TR | 46428Q909 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Naked Wine Ord Shs | G6361W102 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE ENERGY MINERALS | 74624B700 | COMMON STK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD QUANTUM GROWTH ACQUISI | G5596W127 | WARR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD AIR CORPORATION CMN STK | 349853951 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 848esc018 | LP | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 359 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Planet 13 Holdings Inc | 72706K101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECH | 043635507 | Common Stock | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AP HENDERSON GROUP | 00186g100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING INC WT EXP | 25271C110 | Com | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 566 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY GROWTH PARTNERS INC | 08954L102 | CMN | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT ADVANCED TECHNO ESCROW | 361esc023 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAPAN TOBACCO INC | J27869106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS INC SHS | 743CVR037 | Stock | 47,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB BLOCKCHAIN MEDIA INC | 94734a103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP RESTRICTED WARRA | 737991349 | WT | 97,709 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY WARRANTS | 929999845 | WT | 48,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAGG INC CVR | 988cvr015 | COM | 278,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN CANNABIS CORPORATION | 135442101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHR DRILL XXXPENDIN | 252esc017 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKEYE STATE BANK | 118240209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADEPTUS HEALTH | 00esc5984 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCRONYS SOFTCORP INC COM | 871578100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENNIAL LITHIUM CORP | 60040w105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-22-000007 | this filing | 2022-02-14 | acceptance time not in the bulk data set |