13F-HR/A filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-11-12, with 2,028 holding rows worth $3,828,419,000.
- Accession
- 0001446114-21-000058
- Filer
- CIK 1446114
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 2,595 entries on the cover page, a total value of $3,828,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,828,419,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC028-21227
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 12,800 | $12,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 13,455 | $12,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 481 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $11,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 32 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 84 | $11,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 140 | $11,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 170 | $11,000 | thousands by filing date | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,386 | $11,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 50 | $11,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,200 | $11,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 1,250 | $11,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 444 | $11,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 326 | $11,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $11,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 217 | $11,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $11,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,000 | $11,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 11,540 | $11,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 184 | $10,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 163 | $10,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 95 | $10,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 250 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 194 | $10,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 494 | $10,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 39 | $10,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $10,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 711 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 347 | $10,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 15,944 | $10,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 1,000 | $10,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 9,419 | $10,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 9,038 | $10,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 9,000 | $10,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 975 | $10,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 1,000 | $10,000 | thousands by filing date | |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $10,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,000 | $10,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 1,000 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $9,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 16 | $9,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $9,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $9,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 50 | $9,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 200 | $9,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $9,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 117 | $9,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $9,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $9,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 500 | $9,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,090 | $9,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $9,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 10,832 | $9,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 900 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 10,168 | $9,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 9,023 | $9,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 10,442 | $9,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 910 | $9,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 7,933 | $9,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 7,600 | $9,000 | thousands by filing date | |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 900 | $9,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $8,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 28 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 16 | $8,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 82 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 22 | $8,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 124 | $8,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 165 | $8,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 350 | $8,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 88 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $8,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 136 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $8,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $8,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 40 | $8,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 82 | $8,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 107 | $8,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 85 | $8,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $8,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 63 | $8,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 100 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 170 | $8,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 9,932 | $8,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 625 | $8,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 6,540 | $8,000 | thousands by filing date | |
| BIO RAD LABS INC CL A | 905722070 | COM | 12 | $8,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 2,318 | $8,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 7,600 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F954 | PUT | 242 | $8,000 | thousands by filing date | put |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 7,444 | $8,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 7,197 | $8,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 800 | $8,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 20,789 | $8,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 375 | $8,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 250 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $7,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 60 | $7,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 75 | $7,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 64 | $7,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 250 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $7,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 61 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $7,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $7,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $7,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 83 | $7,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 63 | $7,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 370 | $7,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 223 | $7,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $7,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $7,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $7,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 625 | $7,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 284 | $7,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $7,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 700 | $7,000 | thousands by filing date | |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 7,600 | $7,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 700 | $7,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 10,439 | $7,000 | thousands by filing date | |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 3,330 | $7,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 9,532 | $7,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 32 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 47 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 41 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $6,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 59 | $6,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 107 | $6,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 18 | $6,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 62 | $6,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 68 | $6,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 335 | $6,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 78 | $6,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 160 | $6,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 200 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $6,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $6,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 77 | $6,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 98 | $6,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 40 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $6,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 345 | $6,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 6,542 | $6,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 5,589 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $6,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 247 | $6,000 | thousands by filing date | put |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 6,032 | $6,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 3,450 | $6,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,302 | $6,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 600 | $6,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 20,789 | $6,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 6,332 | $6,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 2,000 | $6,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 600 | $6,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 6,093 | $6,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 51 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 26 | $5,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 28 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 385 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 61 | $5,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 35 | $5,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 47 | $5,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 64 | $5,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 53 | $5,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 119 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 23 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 18 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 166 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 39 | $5,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 6,027 | $5,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 333 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 50 | $5,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 85 | $5,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 662 | $5,000 | thousands by filing date | put |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 800 | $5,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $5,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 4,600 | $5,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 5,400 | $5,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 3,750 | $5,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 490 | $5,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 5,364 | $5,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 500 | $5,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 464 | $5,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 500 | $5,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 66 | $4,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 38 | $4,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 40 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 196 | $4,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 15 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 48 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 89 | $4,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 40 | $4,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43 | $4,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 67 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 80 | $4,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 45 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 104 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 75 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $4,000 | thousands by filing date | |
| AON PLC | G0403H958 | SHS CL A | 10 | $4,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $4,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 425 | $4,000 | thousands by filing date | |
| FUBOTV INC | 35953D954 | CLASS A COM SHS | 150 | $4,000 | thousands by filing date | put |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 5,950 | $4,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 2,633 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 3,175 | $4,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 5,132 | $4,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 5,050 | $4,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 3,179 | $4,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 4,570 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $4,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 3,200 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 3,519 | $4,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $4,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 7,050 | $4,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 400 | $4,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M103 | SHS CL A | 400 | $4,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 19 | $3,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 18 | $3,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 36 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 22 | $3,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 21 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 14 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 68 | $3,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 31 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 32 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 50 | $3,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 5,000 | $3,000 | thousands by filing date | |
| XOP 260717C00170000 | 78468r906 | CALL | 35 | $3,000 | thousands by filing date | call |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 48 | $3,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 21 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 134 | $3,000 | thousands by filing date | put |
| Continental AG | 210771200 | Equity | 238 | $3,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 113 | $3,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L952 | PUT | 202 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74347G648 | FUND | 87 | $3,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $3,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 3,200 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $3,000 | thousands by filing date | |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 3,366 | $3,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 300 | $3,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 300 | $3,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 2,932 | $3,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 3,366 | $3,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 3,011 | $3,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 2,725 | $3,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 3,125 | $3,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 300 | $3,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 5,000 | $3,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | |
| WTS AMERICAN LITHIUM CORP EXP | 027259118 | WT | 12,253 | $3,000 | thousands by filing date | |
| ANGIOSOMA INC | 03476l102 | COM | 52,000 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 18 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10 | $2,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 33 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $2,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4 | $2,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 50 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 49 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 50 | $2,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 30 | $2,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 287 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 250 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS LP UNIT LT | 315293209 | COM | 95 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $2,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 90 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 1,250 | $2,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 1,750 | $2,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 1,666 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 1,479 | $2,000 | thousands by filing date | |
| The Stephan Co. | 858603103 | Common | 1,047 | $2,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 1,825 | $2,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 1,419 | $2,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 2,500 | $2,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 2,000 | $2,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 2,100 | $2,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 2,332 | $2,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 1,259 | $2,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 1,000 | $2,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 1,400 | $2,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 2,332 | $2,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 200 | $2,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 1,666 | $2,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 200 | $2,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 2,000 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 2,066 | $2,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 2,147 | $2,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 1,604 | $2,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 1,850 | $2,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 2,550 | $2,000 | thousands by filing date | |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 1,666 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 24 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 17 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 8 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3 | $1,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,650 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 141 | $1,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 137 | $1,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 1,467 | $1,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 578 | $1,000 | thousands by filing date | |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 400 | $1,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 1,000 | $1,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 450 | $1,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,100 | $1,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 32 | $1,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 1,038 | $1,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 100 | $1,000 | thousands by filing date | |
| Planet 13 Holdings Inc | 72706K101 | COM | 75 | $1,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 1,301 | $1,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 976 | $1,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 100 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 566 | $1,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 1,418 | $1,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 539 | $1,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 932 | $1,000 | thousands by filing date | |
| TAX EXEMPT MUN TR UT 26TH NATL | 87676A412 | COM | 23 | $1,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 750 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 625 | $1,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 675 | $1,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 100 | $1,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 100 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYSTER B | 449172204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUORA INC | 98983V106 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NightFood Holdings Inc | 65412F101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREES CORP | 36930V100 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 848esc018 | LP | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 359 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000036 | superseded | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000058 | this filing | 2021-11-12 | acceptance time not in the bulk data set |