13F-HR/A filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-11-12, with 1,555 holding rows worth $3,103,845,000.
- Accession
- 0001446114-21-000056
- Filer
- CIK 1446114
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 2,023 entries on the cover page, a total value of $3,103,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,103,845,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 620 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 274 | $29,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $29,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 325 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 425 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 614 | $28,000 | thousands by filing date | |
| FIRST NILES FINL INC COM | 33582n106 | COM | 2,750 | $28,000 | thousands by filing date | |
| ALLSTATE CORP DP SH | 020002812 | Common Stock | 1,000 | $28,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,220 | $28,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 161 | $27,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 175 | $27,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 71 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $27,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 1,000 | $27,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 958 | $27,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $27,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 15 | $27,000 | thousands by filing date | put |
| JBS SA-SPONSORED ADR | 466110103 | COM | 3,000 | $27,000 | thousands by filing date | |
| TIFFANY & CO COM | 886546100 | COM | 205 | $27,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $26,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,509 | $26,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 572 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 344 | $26,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $26,000 | thousands by filing date | |
| BUCKEYE STATE BANK | 118240209 | COM | 2,000 | $26,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $26,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $25,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 55 | $25,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $25,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 425 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 471 | $25,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 600 | $25,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,310 | $25,000 | thousands by filing date | |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,588 | $25,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 456 | $24,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $24,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 44 | $24,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 553 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $24,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 560 | $24,000 | thousands by filing date | |
| ALLIANZ SE | D03080112 | COM | 100 | $24,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 231 | $23,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 538 | $23,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 62 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 350 | $23,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 200 | $23,000 | thousands by filing date | |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 2,800 | $23,000 | thousands by filing date | |
| BARCO NPV | zzcnc4co6 | COM | 1,050 | $23,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $22,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,000 | $22,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 805 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 657 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 235 | $21,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 195 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 346 | $21,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $21,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 500 | $21,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,265 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 496 | $21,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 276 | $21,000 | thousands by filing date | |
| BAINS DE MER ET DU CERCLE DESE | F06489102 | COM | 250 | $21,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,017 | $20,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 118 | $20,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 136 | $20,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $20,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 610 | $20,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 93 | $20,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 287 | $20,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 301 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 845 | $20,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 167 | $20,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 500 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 780 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 95 | $20,000 | thousands by filing date | put |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $20,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 490 | $19,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $19,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 135 | $19,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 143 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 352 | $19,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,700 | $19,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,080 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 275 | $19,000 | thousands by filing date | |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 2,575 | $19,000 | thousands by filing date | |
| THE NORTH WEST COMPANY INC | 663278208 | COM | 750 | $19,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 900 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $19,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 30 | $19,000 | thousands by filing date | |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 1,698 | $19,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 186 | $18,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 23 | $18,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 414 | $18,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 46 | $18,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,170 | $18,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,250 | $18,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $18,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 1,000 | $18,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 276 | $17,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 210 | $17,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $17,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $17,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 185 | $17,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 820 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 561 | $17,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,000 | $17,000 | thousands by filing date | |
| ANALOG DEVICES INC COM | 326541059 | COM | 118 | $17,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 125 | $16,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 461 | $16,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 344 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 200 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 664 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $16,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,100 | $16,000 | thousands by filing date | |
| Laaco Ltd L P Uts | 505346106 | COM | 7 | $16,000 | thousands by filing date | |
| Perpetual Federal | 714273109 | Equity | 630 | $16,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 110 | $15,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $15,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $15,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 500 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 246 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 460 | $15,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $15,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 300 | $15,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $15,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 285 | $15,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $15,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,378 | $15,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $15,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 266 | $15,000 | thousands by filing date | |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $15,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 8 | $15,000 | thousands by filing date | |
| PENTON MEDIA INC COM | 709668107 | COM | 100 | $15,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 144 | $14,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 590 | $14,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 800 | $14,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 116 | $14,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $14,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $14,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 534 | $14,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 600 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $14,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,896 | $14,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $14,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $13,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200 | $13,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 750 | $13,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $13,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 280 | $13,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 753 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $13,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 500 | $13,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $13,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 874 | $13,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 35 | $13,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 450 | $13,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $12,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 71 | $12,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 50 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 104 | $12,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 400 | $12,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 131 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,000 | $12,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 80 | $12,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 769 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 205 | $12,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 500 | $12,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $12,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200 | $12,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $12,000 | thousands by filing date | |
| ADIDAS AG NAMEN AKT | D0066B185 | COM | 32 | $12,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $11,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22 | $11,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 225 | $11,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 84 | $11,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $11,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 117 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 204 | $11,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $11,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 47 | $11,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,105 | $11,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 444 | $11,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,302 | $11,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 250 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 666 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 313 | $10,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 105 | $10,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 31 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 116 | $10,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 205 | $10,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 477 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 125 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 194 | $10,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $10,000 | thousands by filing date | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,386 | $10,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 550 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 84 | $10,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 734 | $10,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 144 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 418 | $10,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 400 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $10,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 125 | $10,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 823 | $10,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 636 | $10,000 | thousands by filing date | |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $10,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 40 | $10,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $10,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 200 | $9,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 61 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 124 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 347 | $9,000 | thousands by filing date | |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 60 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 117 | $8,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 65 | $8,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 94 | $8,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $8,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 140 | $8,000 | thousands by filing date | |
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| BLINK CHARGING CO | 09354A100 | COM | 180 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $8,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 122 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $8,000 | thousands by filing date | |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 20 | $8,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $8,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 495601056 | COM | 84 | $8,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 172 | $7,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 57 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 169 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 200 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 129 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 246 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 34 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 204 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 473 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $7,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 675 | $7,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $7,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $7,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 600 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $7,000 | thousands by filing date | |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 502 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 23 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $6,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $6,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 12 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 40 | $6,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $6,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $6,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 223 | $6,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 40 | $6,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $6,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 159 | $6,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 130 | $6,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 145 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 332 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 203 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $5,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 109 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A952 | US GLB JETS | 389 | $5,000 | thousands by filing date | put |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 800 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $5,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 6,525 | $5,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $5,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $5,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $4,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 215 | $4,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 45 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 43 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 86 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 18 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 194 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 65 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 333 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $4,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 425 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 350 | $4,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 22 | $3,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 40 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 23 | $3,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 70 | $3,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $3,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 10 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 9 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 68 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 12 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 50 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 22 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $3,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 89 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 400 | $3,000 | thousands by filing date | |
| XOP 260717C00170000 | 78468r906 | CALL | 2,401 | $3,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 450 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $3,000 | thousands by filing date | |
| The Stephan Co. | 858603103 | Common | 1,047 | $3,000 | thousands by filing date | |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 2 | $3,000 | thousands by filing date | call |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $3,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 25 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 39 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 6 | $2,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 24 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 26 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 20 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 31 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 25 | $2,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 29 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 400 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 28 | $2,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 43 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 41 | $2,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 10 | $2,000 | thousands by filing date | put |
| RETAIL VALUE INC | 76133Q102 | COM | 116 | $2,000 | thousands by filing date | |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 23 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 19 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22 | $1,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 11 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2 | $1,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 33 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $1,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 29 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 7 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 16 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 16 | $1,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 7 | $1,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 23 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 19 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 90 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $1,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $1,000 | thousands by filing date | |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 90 | $1,000 | thousands by filing date | |
| PACIFIC NATL FINL CORP CL A | 69464L107 | COM | 14 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000006 | superseded | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000056 | this filing | 2021-11-12 | acceptance time not in the bulk data set |