13F-HR/A filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2021-11-12, with 1,499 holding rows worth $2,162,151,000.
- Accession
- 0001446114-21-000053
- Filer
- CIK 1446114
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, amendment of type restatement, 1,932 entries on the cover page, a total value of $2,162,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,162,151,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerDIKER MANAGEMENT LLC028-10830
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEX INC | 96208T104 | COM | 272 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,534 | $28,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $28,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 425 | $28,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 561 | $27,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $27,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $27,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 450 | $27,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,110 | $27,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 5,000 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,091 | $27,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 58,156 | $27,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 254 | $26,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $26,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 750 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,139 | $26,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 856 | $26,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,139 | $26,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 100 | $25,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 702 | $25,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,155 | $25,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 422 | $25,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 750 | $25,000 | thousands by filing date | |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,588 | $25,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,500 | $24,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 500 | $24,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 290 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 797 | $24,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,228 | $24,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 300 | $23,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 450 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,081 | $23,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 275 | $23,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 15 | $23,000 | thousands by filing date | put |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $23,000 | thousands by filing date | |
| BARCO NV ACT | b0833f107 | COM | 150 | $23,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 290 | $22,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,189 | $22,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 150 | $22,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $22,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $22,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 430 | $22,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 92 | $22,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 405 | $22,000 | thousands by filing date | |
| RISK GEORGE INDS INC CL A | 767720204 | COM | 2,995 | $22,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 595 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $21,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 500 | $21,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,124 | $21,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $21,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 730 | $20,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $20,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 175 | $20,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,264 | $20,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $20,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 2,578 | $20,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,270 | $20,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 553 | $20,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $20,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 2,220 | $20,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696907 | CALL | 51 | $20,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 650 | $19,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 538 | $19,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 600 | $19,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 608 | $19,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,576 | $19,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 625 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 397 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 254 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $19,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 1,600 | $19,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 30 | $19,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| PSB HLDGS INC WIS | 69360N108 | COM | 798 | $19,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 1,900 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 355 | $18,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,200 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 558 | $18,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,286 | $18,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 820 | $18,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 800 | $18,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 2 | $18,000 | thousands by filing date | call |
| DIREXION DLY SM CAP BEAR 3X | 25459Y908 | COM | 400 | $18,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 73 | $17,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $17,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 429 | $17,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 297 | $17,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 301 | $17,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,730 | $17,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,421 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 700 | $17,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 800 | $17,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 550 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 208 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 176 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 343 | $16,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,521 | $16,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 7,534 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 657 | $16,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,780 | $16,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 500 | $16,000 | thousands by filing date | |
| Emerald Plantation Holdings LT | G30337102 | COM | 780,000 | $16,000 | thousands by filing date | |
| Perpetual Federal | 714273109 | Equity | 630 | $16,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 643 | $15,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $15,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 590 | $15,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 610 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 497 | $15,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 350 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $15,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 167 | $15,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 450 | $15,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 613 | $15,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 10 | $15,000 | thousands by filing date | put |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 1,698 | $15,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,500 | $15,000 | thousands by filing date | |
| BAINS DE MER ET DU CERCLE DESE | F06489102 | COM | 250 | $15,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $14,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 400 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 144 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 100 | $14,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,040 | $14,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,304 | $14,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 954 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 50 | $14,000 | thousands by filing date | put |
| FS Investment Corp II | 35952V105 | Stock | 1,905 | $14,000 | thousands by filing date | |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 4,000 | $14,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 93 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,950 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 168 | $13,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 225 | $13,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 344 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 95 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 375 | $13,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,000 | $13,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 730 | $13,000 | thousands by filing date | |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $13,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $13,000 | thousands by filing date | |
| QIAGEN NV | N72482903 | OPTION | 29 | $13,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 495601056 | COM | 134 | $13,000 | thousands by filing date | |
| SMART CARD MARKETING SYS INC C | 831685102 | COM | 875,000 | $13,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 116 | $12,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 210 | $12,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 267 | $12,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $12,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,700 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 500 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 621 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 285 | $12,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 147 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $12,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 340 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,500 | $12,000 | thousands by filing date | |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 1,500 | $12,000 | thousands by filing date | |
| THE NORTH WEST COMPANY INC | 663278208 | COM | 750 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 354 | $12,000 | thousands by filing date | |
| Laaco Ltd L P Uts | 505346106 | COM | 7 | $12,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | |
| VAN DORN CO COM | 921033106 | INDX FD | 88 | $12,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 283 | $11,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $11,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 364 | $11,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $11,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 753 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 246 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $11,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 275 | $11,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $11,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363903 | Cmn | 7 | $11,000 | thousands by filing date | call |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,317 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $10,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 250 | $10,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 127 | $10,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $10,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 185 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 195 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 115 | $10,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,000 | $10,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 320 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 99 | $10,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,250 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 225 | $10,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 150 | $10,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 610 | $10,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 500 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 473 | $10,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,700 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,594 | $10,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 275 | $10,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 100 | $10,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 100 | $10,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 180 | $10,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 85,000 | $10,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $10,000 | thousands by filing date | |
| WILLIAM HILL ADR | 96925P104 | COM | 3,000 | $10,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 400 | $9,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 84 | $9,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 360 | $9,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 788 | $9,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $9,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 667 | $9,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 700 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 823 | $9,000 | thousands by filing date | |
| FS GLOBAL CR OPPORTUNITIE FDA | 30291b100 | LP | 1,397 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 389 | $8,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 150 | $8,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $8,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 143 | $8,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,122 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 161 | $8,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 248 | $8,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $8,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 400 | $8,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $8,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 35 | $8,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200 | $8,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $8,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 200 | $8,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $8,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 8 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 528 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 560 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 50 | $8,000 | thousands by filing date | |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 50 | $7,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 800 | $7,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $7,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $7,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $7,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,200 | $7,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 275 | $7,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 400 | $7,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 5 | $7,000 | thousands by filing date | put |
| ADIDAS AG NAMEN AKT | D0066B185 | COM | 32 | $7,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 521 | $7,000 | thousands by filing date | |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $7,000 | thousands by filing date | |
| Hellofresh SE | d3r2ma100 | COM | 200 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $7,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 22 | $7,000 | thousands by filing date | call |
| ISHARES TR | 46435G425 | COM | 100 | $6,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $6,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 465 | $6,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $6,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 116 | $6,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 477 | $6,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 129 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $6,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,250 | $6,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 439 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,800 | $6,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 3,100 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 2,901 | $6,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 310 | $6,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $6,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,891 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $6,000 | thousands by filing date | |
| ANGLE PLC SURREY | 03476v100 | COM | 1,100 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 31 | $5,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 172 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 24 | $5,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 200 | $5,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 575 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 793 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $5,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $5,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 675 | $5,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $5,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $5,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 100 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W908 | VIX MDTRM FUTR N | 50 | $5,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $5,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 590 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 299 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 300 | $5,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 36 | $4,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 36 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 473 | $4,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $4,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $4,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 357 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,034 | $4,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 325 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D906 | COM SHS | 65 | $4,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,110 | $4,000 | thousands by filing date | |
| Grayscale Bitcoin Trust (BTC) | 09173T108 | Exchange Traded Fund | 500 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E904 | DAILY DOW JONES | 300 | $4,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 11,000 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $4,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 10 | $4,000 | thousands by filing date | put |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 502 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 120 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 67 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 50 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 155 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $3,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $3,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 125 | $3,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 10 | $3,000 | thousands by filing date | call |
| VEEVA SYS INC | 922475958 | CL A COM | 5 | $3,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,224 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 447 | $3,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 425 | $3,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 36 | $3,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 1,482 | $3,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $2,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $2,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 50 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 64 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 118 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 162 | $2,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 158 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 45 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 277 | $2,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 182 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 223 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $2,000 | thousands by filing date | |
| NICE LTD | 653656958 | SPONSORED ADR | 5 | $2,000 | thousands by filing date | put |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 190 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y956 | COM | 200 | $2,000 | thousands by filing date | put |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 2 | $2,000 | thousands by filing date | call |
| GENTING MALAYSIA BERHA SPONSOR | 37251v109 | ADUS | 200 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 25 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 27 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $1,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 28 | $1,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $1,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $1,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 100 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $1,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $1,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 60 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| STONECO LTD | G85158906 | CALL | 5 | $1,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460E906 | DAILY FINANCIAL | 80 | $1,000 | thousands by filing date | call |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $1,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 3 | $1,000 | thousands by filing date | call |
| The Stephan Co. | 858603103 | Common | 1,047 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E907 | CALL | 100 | $1,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908903 | CALL | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E902 | DAILY SMALL CAP | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Softbrands Inc ACQUIRED | 83402A990 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630208 | COM | 99,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 64,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTICHOICE GROUP LIMITED SHS AMERICAN DEPOSITARY RECEIPT REPR SHS ISIN#US62548D1000 | 62548D100 | CS ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 848esc018 | LP | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAPAN TOBACCO INC | J27869106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB BLOCKCHAIN MEDIA INC | 94734a103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN CANNABIS CORPORATION | 135442101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADEPTUS HEALTH | 00esc5984 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRA BACKWEB TECHNOLOGIES | m15cnt997 | COM | 259,927 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPTY FD INC TRANFERAB | 84741t120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNCRONYS SOFTCORP INC COM | 871578100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALKER INNOVATION | 936esc110 | COM | 87,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW CALAMOS ASSET MANAGEMEN | 128esc019 | COM | 52,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW VERSUS TECHNOLOGY INC | 925esc105 | COM | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MNG CORP WT | 448629113 | WT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNERS LP | lp9999dk8 | LP | 964,278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-20-000029 | superseded | 2020-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000053 | this filing | 2021-11-12 | acceptance time not in the bulk data set |