13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 2,028 holding rows worth $3,828,419,000.
- Accession
- 0001446114-21-000036
- Filer
- CIK 1446114
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,595 entries on the cover page, a total value of $3,828,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,828,419,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC028-21227
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 12,800 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 13,455 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 481 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 32 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 84 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 140 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 170 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,386 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 50 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 1,250 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOPY GROWTH CORP | 138035100 | COM | 444 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LIQUIDE ADR | 009126202 | COM | 326 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 217 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 525 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 11,540 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 184 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 163 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 95 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 250 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 194 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 494 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 39 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANONE SPONSORED ADR | 23636T100 | COM | 711 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 347 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 15,944 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HH&L ACQUISITION CO | G39714103 | COM | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 9,419 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 9,038 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 9,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 975 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBSPOTINC | 443573100 | STOK | 16 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARVANA CO CL A | 146869102 | Stock | 30 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 50 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBESMART COM | 229663109 | REIT | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 117 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 1,090 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 10,832 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 900 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 10,168 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 9,023 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 10,442 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 910 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 7,933 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 7,600 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 900 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 28 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPAM SYS INC COM | 29414B104 | Stock | 16 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 82 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIA MTRS INC COM | 536797103 | Stock | 22 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 124 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 165 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APA CORPORATION COM | 03743Q108 | Stock | 350 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 88 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 136 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 40 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 82 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 107 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNEOS HEALTH INC | 87166B102 | CL A | 85 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORESITE RLTY CORP | 21870Q105 | COM | 63 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 170 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 9,932 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 625 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 6,540 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO RAD LABS INC CL A | 905722070 | COM | 12 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 2,318 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 7,600 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS ETF TR | 92189F954 | PUT | 242 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 7,444 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 7,197 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 800 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 20,789 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 375 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOOM ENERGY CORP | 093712107 | COM | 250 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 60 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT INC COM | 45073V108 | Stock | 75 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERENCE INC COM | 156727109 | Stock | 64 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 250 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 61 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 83 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALENT INC USD 0.01 | 148806102 | COM | 63 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 370 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 223 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 625 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 284 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 7,600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 10,439 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 3,330 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 9,532 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 32 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARIS INC COM | 731068102 | Stock | 47 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 41 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 59 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 107 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 18 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 62 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC COM | 753422104 | Stock | 68 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 335 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIBRALTAR INDS INC | 374689107 | COM | 78 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNT INC | 30212W100 | COM | 160 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 51JOB INC | 316827104 | SPONSORED ADS | 77 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 98 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPIAN CORP | 03782L101 | CL A | 40 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 345 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 6,542 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 5,589 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSTROM INC | 655664950 | COM | 247 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 6,032 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 3,450 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 1,302 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 20,789 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AF ACQUISITION CORP | 001040112 | WTS | 6,332 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VACCINEX INC | 918640103 | CMN | 2,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 6,093 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 51 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 26 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE BELOW INC COM | 33829M101 | Stock | 28 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 385 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 61 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTARGROUP INC COM | 038336103 | Stock | 35 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORMAN PRODS INC | 258278100 | COM | 47 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNEX CORP | 192422103 | COM | 64 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPONENT INC | 30214U102 | COM | 53 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL SIGNAL CORP | 313855108 | COM | 119 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAKER HOUGHTON | 747316107 | COM | 23 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 18 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON PAC PPTYS INC | 444097109 | COM | 166 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 39 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 6,027 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARS COM INC | 14575E105 | COM | 333 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 85 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC | 55616P954 | COM | 662 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 800 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 4,600 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 5,400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 3,750 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 490 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 5,364 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 464 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 66 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 38 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATADOGINCCLASSA | 23804L103 | STOK | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 196 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 15 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 48 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 89 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGER HLDGS CORP | 45826H109 | COM | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 67 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 45 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSTROM INC | 655664100 | COM | 104 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 75 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC | G0403H958 | SHS CL A | 10 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 425 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUBOTV INC | 35953D954 | CLASS A COM SHS | 150 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 5,950 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 2,633 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 3,175 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 5,132 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 5,050 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 3,179 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDH ACQUISITION CORP | 55283P114 | WTS | 4,570 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 3,200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 3,519 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 7,050 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSONANCE HFW ACQUISITION C | G2445M103 | SHS CL A | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINSALECAPGROUPINC | 49714P108 | STOK | 18 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACO INC COM | 384109104 | Stock | 36 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 21 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 14 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC COM | 830879102 | Stock | 68 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V F CORP COM | 918204108 | Stock | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTERS INC | 146229109 | COM | 32 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUMBLE INC | 12047B105 | COM CL A | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 5,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOP 260717C00170000 | 78468r906 | CALL | 35 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 48 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NESTLE SA | H57312649 | COM | 21 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 134 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Continental AG | 210771200 | Equity | 238 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMC CORP J | 78445W306 | USD | 113 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABORATIVE INVESTMNT SER | 19423L952 | PUT | 202 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G648 | FUND | 87 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 3,200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 3,366 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLENFARNE MERGER CORP | 378579114 | WTS | 2,932 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 3,366 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ACQUISITION CORP | 68626A116 | WTS | 3,011 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 2,725 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 3,125 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 5,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WTS AMERICAN LITHIUM CORP EXP | 027259118 | WT | 12,253 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIOSOMA INC | 03476l102 | COM | 52,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 6 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 4 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755108 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 30 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 287 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGH TIDE INC | 42981E401 | COM | 250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS LP UNIT LT | 315293209 | COM | 95 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLOTZ INC | 142552108 | COMMON STOCK | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 90 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 1,250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 1,750 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 1,666 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 1,479 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| The Stephan Co. | 858603103 | Common | 1,047 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 1,825 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 1,419 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 2,500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 2,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 2,100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 2,332 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 1,259 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 1,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 1,400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 2,332 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 1,666 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 2,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 2,066 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 2,147 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 1,604 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 1,850 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 2,550 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 1,666 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH A O CORP COM | 831865209 | Stock | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEX CORP COM | 45167R104 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,650 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 141 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 137 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 1,467 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 578 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 450 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 1,038 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Planet 13 Holdings Inc | 72706K101 | COM | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 1,301 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 976 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 566 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 1,418 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 539 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 932 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAX EXEMPT MUN TR UT 26TH NATL | 87676A412 | COM | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 750 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 625 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 675 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYSTER B | 449172204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZUORA INC | 98983V106 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NightFood Holdings Inc | 65412F101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TREES CORP | 36930V100 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT MTA REIT | 848esc018 | LP | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 359 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000036 | this filing | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000058 | base | 2021-11-12 | acceptance time not in the bulk data set |