13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 1,555 holding rows worth $3,103,845,000.
- Accession
- 0001446114-21-000006
- Filer
- CIK 1446114
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,023 entries on the cover page, a total value of $3,103,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,103,845,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 620 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 274 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 325 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 425 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 614 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NILES FINL INC COM | 33582n106 | COM | 2,750 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP DP SH | 020002812 | Common Stock | 1,000 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,220 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 161 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBBELL INC COM | 443510607 | Stock | 175 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 71 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTERA HEALTH CO | 83601L102 | COM | 1,000 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 958 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160R951 | PUT | 15 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JBS SA-SPONSORED ADR | 466110103 | COM | 3,000 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO COM | 886546100 | COM | 205 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,509 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 572 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 344 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE STATE BANK | 118240209 | COM | 2,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 55 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 425 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 471 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 600 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,310 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,588 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 456 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 44 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 553 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTROCK CO | 96145D105 | COM | 560 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZ SE | D03080112 | COM | 100 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 231 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELDEN INC COM | 077454106 | Stock | 538 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 62 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 350 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALCHEM CORP | 057665200 | COM | 200 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 2,800 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCO NPV | zzcnc4co6 | COM | 1,050 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 805 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 657 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 235 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 195 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 346 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,265 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U366 | CMN | 496 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L OREAL CO ADR | 502117203 | ADUS | 276 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAINS DE MER ET DU CERCLE DESE | F06489102 | COM | 250 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,017 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 118 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 136 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 610 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 93 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 287 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK FIRST CORP | 06211J100 | COM | 301 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 845 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 167 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 780 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 95 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 490 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 135 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 143 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 352 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,700 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 2,080 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 275 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 2,575 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE NORTH WEST COMPANY INC | 663278208 | COM | 750 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLKSWAGEN AG | 928662600 | COM | 900 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 30 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 1,698 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 186 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 23 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 414 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 46 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 100 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,170 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096508 | COM | 1,250 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 1,000 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US TIPS ETF | 808524870 | SHS | 276 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 210 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 185 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONESPAN INC | 68287N100 | COM | 820 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 561 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANALOG DEVICES INC COM | 326541059 | COM | 118 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 125 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 461 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 344 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 664 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,100 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Laaco Ltd L P Uts | 505346106 | COM | 7 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Perpetual Federal | 714273109 | Equity | 630 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 110 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 246 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 460 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 300 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 285 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,378 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 266 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 8 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENTON MEDIA INC COM | 709668107 | COM | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 144 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 590 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 800 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 116 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES BANCORP INC | 709789101 | COM | 534 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA OUTDOOR INC | 928377100 | COM | 600 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,896 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288372 | COM | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 750 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 280 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 753 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 500 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKOLA CORP | 654110105 | COM | 874 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANSYS INC COM | 03662Q105 | COM | 35 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 450 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 71 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC CL A | 98138H101 | Stock | 50 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 104 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP CL A COM | 35137L105 | Stock | 400 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 131 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 80 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 769 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 205 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP | 229669106 | COM | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIDAS AG NAMEN AKT | D0066B185 | COM | 32 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 225 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 84 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 117 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 204 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 47 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SITE CENTERS CORP | 82981J109 | COM | 1,105 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOPY GROWTH CORP | 138035100 | COM | 444 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILRAY INC | 88688T100 | COM CL 2 | 1,302 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 250 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 666 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 40 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 313 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 105 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 31 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V F CORP COM | 918204108 | Stock | 116 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 205 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 477 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 194 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,386 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 550 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 84 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 734 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 144 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 418 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 823 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAP CORP II | 35952V303 | COM | 636 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 40 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 61 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 124 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 347 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C3 AI INC | 12468P104 | CL A | 60 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 117 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 65 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 94 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 140 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 14 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 180 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 122 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 20 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 525 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP COM | 495601056 | COM | 84 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 172 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARVANA CO CL A | 146869102 | Stock | 30 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FMC CORP COM NEW | 302491303 | Stock | 57 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 169 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBESMART COM | 229663109 | REIT | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 129 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 246 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 34 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 204 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311206 | CL C | 473 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 675 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID BIOSERVICES INC | 05368M106 | COM | 600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 502 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 23 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 12 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 40 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 223 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPIAN CORP | 03782L101 | CL A | 40 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 159 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 130 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 145 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 332 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 203 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A952 | US GLB JETS | 389 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 800 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 6,525 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET COS INC | 77311W101 | COM CL A | 215 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVR INC COM | 62944T105 | Stock | 1 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 45 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY INC COM | 086516101 | Stock | 43 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 86 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LHC GROUP | 50187A107 | COM | 18 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 194 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 65 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARS COM INC | 14575E105 | COM | 333 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN EQUITY FD INC | 471057109 | COM | 425 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 350 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 23 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 70 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIA MTRS INC COM | 536797103 | Stock | 9 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC COM | 830879102 | Stock | 68 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP COM | 574795100 | Stock | 12 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G103 | COM | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 89 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOP 260717C00170000 | 78468r906 | CALL | 2,401 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 450 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| The Stephan Co. | 858603103 | Common | 1,047 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 2 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPAM SYS INC COM | 29414B104 | Stock | 6 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC CL A | 379577208 | Stock | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACCAR INC COM | 693718108 | Stock | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 31 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRADY CORP | 104674106 | CL A | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 7 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 43 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 41 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 10 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RETAIL VALUE INC | 76133Q102 | COM | 116 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA CORP COM | 013872106 | Stock | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARETRUST REIT INC COM | 14174T107 | REIT | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTGROUP PPTYS INC | 277276101 | COM | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S105 | COM | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRENO RLTY CORP | 88146M101 | COM | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIFIRST CORP MASS | 904708104 | COM | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY USD0.01 | 20369C106 | COM | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 90 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 90 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC NATL FINL CORP CL A | 69464L107 | COM | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000006 | this filing | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000056 | base | 2021-11-12 | acceptance time not in the bulk data set |