13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,413 holding rows worth $2,389,391,000.
- Accession
- 0001446114-20-000047
- Filer
- CIK 1446114
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 1,876 entries on the cover page, a total value of $2,389,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,389,391,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORTEVA INC COM | 22052L104 | Stock | 12,433 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,254 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 14,827 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 52,412 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,907 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,635 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO RESORTS INC | 28470R102 | COM | 8,160 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,261 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIEBOLD INC | 253651903 | COM | 4,321 | $325,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,725 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 145,059 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,659 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,459 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 4,909 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 26,430 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 28,342 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 34,442 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 20,979 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 25,720 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,735 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 29,577 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,048 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 790 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,040 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,764 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 4,341 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 32,291 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F955 | PUT | 1,600 | $304,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 27,099 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 3,124 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,720 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,438 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 2,975 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 810 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 18,501 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,325 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,545 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOVADO GROUP INC COM | 624580106 | Stock | 27,209 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,610 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATASYS INC | 149049504 | COM PAR | 11,729 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,949 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 28,424 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 1,647 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,458 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 9,400 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI CONTL CORP | 895436103 | COM | 11,051 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,600 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 1,700 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,585 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 19,485 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshares Short S&P | 74347B425 | COM | 11,344 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,601 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 68,500 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,821 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apollo Global Management | 037612306 | COM | 5,061 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,700 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,934 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,180 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,894 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 24,619 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,715 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 59,007 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,250 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F954 | PUT | 591 | $238,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 20,896 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,407 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,802 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMCO FINL CORP COM NEW | 01626k206 | COM | 30,146 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 101,286 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 1,275 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 28,454 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,000 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 199 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULP INC | 230215105 | CMN | 25,000 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,104 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 6,158 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F956 | Option | 400 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 62,888 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 576 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 7,975 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,000 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,638 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC COM | 830879102 | Stock | 6,318 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,479 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 5,800 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,851 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,610 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 30,507 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,820 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,200 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,567 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 529 AMERICAN FUNDS | 529funds1 | COM | 195,926 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,412 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 8,950 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,687 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,590 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 4,585 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,000 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 36,350 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 555 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 64,412 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 2,267 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 4,000 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,805 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,860 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,875 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,540 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,900 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,297 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,884 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,250 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINIX INC COM | 29444U700 | REIT | 249 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,780 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,772 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBS SA-SPONSORED ADR | 466110103 | COM | 22,000 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 1,947 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,674 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,047 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287958 | RUS 1000 VAL ETF | 331 | $166,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 582,407 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 16,297 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 689 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 7,782 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 110,412 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 50,000 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,969 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,211 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,304 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 250 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 775 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 3,029 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,718 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 58,147 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 765 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,767 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAUBMAN CTRS INC | 876664103 | COM | 4,000 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,253 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,583 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,825 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESCO INC | 371532102 | COM | 6,850 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC | G5494J103 | SHS | 690 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,000 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARZETTI COMPANY | 513847103 | COM | 933 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 1,700 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7,300 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,160 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 675 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 35,000 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,644 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,325 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 2,983 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 915 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 39,246 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,000 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 717 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 825 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,095 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 23,793 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 668 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWILIO INC CL A | 90138F102 | Stock | 600 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 4,125 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,258 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW COM | 422806109 | Stock | 1,270 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,297 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 35,058 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 951 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 3,235 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 290 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 28,838 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 100,652 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MORTGAGE-BACKED SECUR | 92206C755 | INDX FD | 2,273 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,431 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 36,307 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,207 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 4,664 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 889 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 1,208 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERIS PLC SHS USD | G8473T100 | Stock | 781 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,297 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,441 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287902 | CALL | 373 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 1,351 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 10,958 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,435 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYBRIDGE MULTI-ADV HEDGE FD P | 830998506 | LP | 124 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 1,846 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,236 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 801 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 805 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Macquarie Group Ltd | 55607P204 | Equity | 1,395 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,937 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,242 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 346 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 510 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 5,574 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP DEPSHS RP PFD | 89832q836 | CV PFD | 4,370 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,582 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 1,450 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,124 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 7,228 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 15,989 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,329 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 631 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 3,982 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,447 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 9,760 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHVIEW APT REAL ESTATE INVE | 667185102 | COM | 4,000 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 3,036 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,050 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526203 | COM NEW | 5,652 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOPIFY INC | 82509L907 | CALL | 2 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 17,000 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,060 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 5,000 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 14,498 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 316 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 3,956 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HLDGS CORP | 40425J101 | COM | 3,050 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,903 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,482 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,824 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 5,210 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,685 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,268 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,504 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,297 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,201 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 33,102 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 400 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,000 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 79,048 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 1,169 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 666 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 1,701 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,017 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,500 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIVAUDAN SA ADR | 37636P108 | COM | 1,178 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,909 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 950 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 475 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,100 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482123 | SHS NEW | 2,000 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALL 5.1 PERP | 020002838 | PUBLIC | 3,380 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 240 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 500 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLS GROUP INC | 02376R954 | PUT | 200 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 5,400 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSAT A.T. INC | 89351t401 | COM | 18,900 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 549 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 2,862 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,740 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B714 | FUND | 4,334 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 2,250 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC COM | 754907103 | REIT | 3,150 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 32,400 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,890 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 969 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 374 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBASE CORP | 023164106 | COM | 345,501 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,246 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,967 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 3,499 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 331 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEPLEX INC D | 172454100 | COMMON | 12,400 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 754 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSHKOSH CORP COM | 688239201 | Stock | 1,000 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,405 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIENT INC | 019330109 | COM | 2,000 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F676 | COM | 460 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 731 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,779 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 800 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 575 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,788 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,200 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,372 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,050 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR 20 YR TRS BD | 920933108 | INDX FD | 400 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 688 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 500 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 562 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 450 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WW GRAINGER INC COM | 384802104 | Stock | 200 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,483 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 8,594 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 600 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NELNET INC | 64031N108 | CL A | 1,300 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 1,729 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 987 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 1,631 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 820 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,850 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,905 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY 5.65 PERP | 493267876 | PUBLIC | 2,400 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 1,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FFD FINL CORP COM | 30243c107 | COM | 929 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 213 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,300 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 266 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE STATE BANK | 118240209 | COM | 4,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,024 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,119 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 779 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 2,895 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 1,300 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 300 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 450 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186954 | COM | 1,272 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIG 6 PERP | 416518603 | PUBLIC | 2,000 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH LEVE | 25156d423 | CV PFD | 3,500 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 921 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,518 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,500 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 652 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,500 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,025 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,498 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 347 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 1,372 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,540 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 970 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411955 | COM | 270 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 600 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,700 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INMODE LTD SHS | M5425M103 | Stock | 1,700 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 500 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 846 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 2,373 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,750 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,065 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 1,925 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,460 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 1,850 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 320 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,076 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 915 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 3,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,153 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC COM | 267475101 | Stock | 1,100 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044955 | COM | 275 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,100 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,553 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287846 | DOW JONES US ETF | 217 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 5,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 1,620 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,344 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 7,122 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 2,000 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 351 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440101 | COM | 750 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 333 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 354 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,750 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,800 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 147 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,500 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 342 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 250 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 881 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 399 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 741 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 800 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLS GROUP INC | 02376R953 | PUT | 120 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,689 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 413 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,500 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUSIGN INC COM | 256163106 | Stock | 225 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTRON INC COM | 883203101 | Stock | 1,170 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 350 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,080 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 1,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMC NETWORKS INC | 00164V103 | CL A | 1,650 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 724 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 432 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F952 | CORE MSCI EAFE | 4,054 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALEND S A | 874224207 | ADS | 1,139 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 150 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 633 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 455 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 1,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,534 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 620 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 175 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSWELL J G | 101205102 | COMMON | 73 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46090C305 | EXCHANGE TRADED | 900 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,324 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 557 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 1,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 550 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 5,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 566 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 731 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 691 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 37 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 275 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKOLA CORP | 654110105 | COM | 500 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 290 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,166 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&P Global,Inc. | 78409V104 | COM | 100 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 625 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 382 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 858 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 500 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,850 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,091 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,718 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287950 | PUT | 240 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,228 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 880 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 561 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 556 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 350 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 450 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 856 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WATER CORPORATION | 74167P108 | COM | 2,220 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 870 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 92 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 4,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 848 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 430 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400100 | COM | 700 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 799 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE HLDG CORP | 14068E208 | CMN | 1,786 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTO LIMITED ADR | 891515207 | ADUS | 750 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 325 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 249 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 500 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 600 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 500 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F958 | PUT | 65 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F953 | PUT | 200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 425 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 378 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 350 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,082 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,124 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 700 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 300 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 7,271 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,588 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCO NV ACT | b0833f107 | COM | 150 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 236 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701107 | COM | 730 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 397 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACK IN THE BOX INC | 466367109 | COM | 340 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,521 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RISK GEORGE INDS INC CL A | 767720204 | COM | 2,995 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP DP SH | 020002812 | Common Stock | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 710 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 650 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 429 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,576 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDITAS MEDICINE INC | 28106W103 | COM | 800 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R102 | COM | 500 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,700 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,264 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 356 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,950 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLKSWAGEN AG | 928662600 | COM | 1,400 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSROADS CAP INC COM | 227656105 | COM | 48,156 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBBELL INC COM | 443510607 | Stock | 175 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 254 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 558 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEX INC | 96208T104 | COM | 136 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 553 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,500 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 300 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,200 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 297 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,304 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,109 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 675 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 344 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 2,578 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Elevance Health, Inc. | 036752103 | COM | 73 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-20-000047 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000054 | base | 2021-11-12 | acceptance time not in the bulk data set |