13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 1,499 holding rows worth $2,162,151,000.
- Accession
- 0001446114-20-000029
- Filer
- CIK 1446114
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 1,932 entries on the cover page, a total value of $2,162,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,162,151,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerDIKER MANAGEMENT LLC028-10830
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE MEET GROUP INC. | 58513U101 | Common Stock | 73,203 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,034 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,000 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAUBMAN CTRS INC | 876664103 | COM | 10,000 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 145,096 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W909 | CALL | 9,064 | $415,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETSWIFT LTD | q402a3102 | COM | 1,655,167 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 8,415 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 35,086 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,575 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 20,100 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 21,137 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,406 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 140,097 | $387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshares Short S&P | 74347B425 | COM | 13,844 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 4,102 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287905 | CALL | 961 | $382,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,770 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAR GROUP INC COM | 22160N109 | Stock | 643 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 15,501 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 27,476 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 32,880 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP CORP NT | 390320307 | CV PFD | 20,500 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,929 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,524 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,979 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 55,717 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MTS SYSTEMS CORP | 553777103 | COM | 15,840 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F302 | COM SER C | 20,258 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 25,795 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,062 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOVADO GROUP INC COM | 624580106 | Stock | 28,977 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 1,567 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 35,990 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 41,511 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 33,135 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MVC CAPITAL INC | 553829102 | COM | 76,554 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEPLEX INC D | 172454100 | COMMON | 40,000 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIORITY INCOME FUND INC | 74274w301 | CV PFD | 15,000 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,685 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 1,241 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,049 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 4,780 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,507 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 34,276 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 3,852 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 40,000 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSIGN GROUP INC | 29358P101 | COM | 8,460 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 4,341 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 91,519 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,325 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 9,589 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,199 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 26,047 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,834 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 1,344 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 6,807 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSA SAFETY INC COM | 553498106 | Stock | 3,000 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,384 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 311,617 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,552 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG LOTS INC | 089302903 | COM | 7,500 | $300,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC COM | 830879102 | Stock | 11,418 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,925 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,459 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN TOWER CORP | 03027X900 | COM | 466 | $294,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 51,600 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 189,201 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,635 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED SVGS&LN DEFIANCE OH | 32018S101 | COM | 19,802 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 6,326 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,805 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 154,222 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 1,813 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 5,752 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 54,385 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,638 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASSDIVERSIFIEDHOLDINGS | 20451Q401 | PREFERREDSTK | 16,500 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 9,775 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,350 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,135 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,261 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,866 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,270 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,907 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,113 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 25,720 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 12,007 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 2,975 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,901 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 1,815 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,571 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SITE CENTERS CORP | 82981J109 | COM | 49,600 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26,749 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 62,460 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,320 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 113,337 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,123 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,585 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,412 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 28,874 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,545 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 10,592 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F956 | PUT | 401 | $249,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 790 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSAT A.T. INC | 89351t401 | COM | 38,900 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,040 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 13,500 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 182,218 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 3,000 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMCO FINL CORP COM NEW | 01626k206 | COM | 30,146 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,610 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 49,448 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,700 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,642 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 1,700 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 24,619 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 7,900 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15,612 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,075 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,780 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 23,618 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,250 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,582 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,038 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,125 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,802 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,779 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FITB 4.95 PERP | 316773860 | PUBLIC | 11,200 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,600 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,000 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINIX INC | 29444U900 | COM | 60 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,479 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 121,546 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 57,700 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,500 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 32,431 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apollo Global Management | 037612306 | COM | 7,017 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 26,948 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 13,000 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,000 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 250 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 58,500 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,715 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,907 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CLASS A | 858155203 | CL A | 20,920 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P104 | COM | 26,830 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 37,000 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 150 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 55,000 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 120,000 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,738 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,407 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ServiceNow,Inc. | 81762P102 | COM | 694 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,900 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,601 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 42,055 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION SOFTWARE INC | 21037X100 | COM | 215 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 8,000 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VXX 200619P00060000 | 06745r953 | PUT | 1,291 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 9,300 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 2,351 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATASYS INC | 149049504 | COM PAR | 12,530 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 6,680 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 2,549 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,110 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 640 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,590 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIEBOLD INC | 253651903 | COM | 4,011 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 278 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,276 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,096 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 39,060 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MULTI SECTOR OPPORTU | 09190c104 | COM | 2,500 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,296 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 582,407 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,820 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 1,275 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 87,254 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 41,697 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,504 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 0 | 000000000 | 0 | 166,038 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,969 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,718 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,100 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 912 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,285 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,687 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 120,000 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 172,182 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 10,909 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHVIEW APT REAL ESTATE INVE | 667185102 | COM | 7,000 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,805 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,000 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 7,782 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,073 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 1,106 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,119 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F956 | Option | 65 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,936 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 4,713 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 19,096 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYBRIDGE MULTI-ADV HEDGE FD P | 830998506 | LP | 124 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 7,675 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 5,089 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 3,029 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,547 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 50,180 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 1,021 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,542 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,297 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC | 922475908 | CALL | 100 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 535 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1,700 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 28,709 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY DUAL DIRECTIONA | 61760s704 | CV PFD | 10,000 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,674 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 27,498 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 478 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 19,485 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,000 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 4,303 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARZETTI COMPANY | 513847103 | COM | 933 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW COM | 422806109 | Stock | 1,792 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,100 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,771 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,312 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANIXTER INTL INC | 035290105 | COM | 1,500 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,875 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,211 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 240,000 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECH DATA CORP | 878237106 | COM | 1,000 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 3,235 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 675 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 4,000 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 195,000 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 717 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC | 285512909 | CALL | 401 | $126,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MET 4 3/4 PERP | 59156R850 | PUBLIC | 5,850 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 38,479 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,160 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MORTGAGE-BACKED SECUR | 92206C755 | INDX FD | 2,260 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,659 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 70,000 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC | G5494J103 | SHS | 690 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,112 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,426 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 240 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISA INC | 92826C909 | CALL | 80 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 915 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 1,289 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 4,664 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,200 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICE LTD | 653656908 | SPONSORED ADR | 80 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,297 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,644 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 50,000 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 1,846 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,000 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Grand River Commerce, Inc. | 386441109 | Common Stock | 25,000 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B714 | FUND | 4,334 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 1,277 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 889 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERIS PLC SHS USD | G8473T100 | Stock | 781 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,100 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,441 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,095 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 684 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,200 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINIX INC COM | 29444U700 | REIT | 170 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,158 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,435 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 19,470 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 824 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,824 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,173 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 955 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELBILT INC | 949090104 | COM | 19,965 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 3,982 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,236 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 189 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 3,245 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 5,574 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 15,989 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 6,800 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 366 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 775 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,138 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 801 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 9,760 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 100 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 290 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,000 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 1,700 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,242 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,124 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,512 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 884 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESCO INC | 371532102 | COM | 6,850 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARBUCKS CORP | 855244959 | PUT | 110 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,937 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGEVITY CORP COM | 45688C107 | Stock | 2,510 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 500 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,258 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,903 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 1,450 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,297 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,200 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482123 | SHS NEW | 2,000 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,201 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOW 280121C00130000 | 81762p902 | CALL | 30 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON & JOHNSON | 478160904 | CALL | 260 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526203 | COM NEW | 6,014 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,890 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 2,354 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X849 | INDX FD | 5,000 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 950 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HLDGS CORP | 40425J101 | COM | 3,050 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SOUTHWEST CORPORATION | 140501206 | CV PFD | 3,500 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELUS CORPORATION COM | 87971M103 | Stock | 4,840 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 600 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,740 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 3,211 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,268 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC COM | 754907103 | REIT | 3,150 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 3,499 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIVAUDAN SA ADR | 37636P108 | COM | 1,178 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBASE CORP | 023164106 | COM | 345,501 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 1,701 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,490 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 474 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 545 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APERGY CORP | 03755L104 | COM | 11,759 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 78,043 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,000 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 754 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 500 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR 20 YR TRS BD | 920933108 | INDX FD | 400 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 1,800 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,621 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSHKOSH CORP COM | 688239201 | Stock | 1,000 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,200 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,105 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Macquarie Group Ltd | 55607P204 | Equity | 1,195 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 1,715 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 9,244 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 16,271 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 40 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 950 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 2,250 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 731 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 800 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,246 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 897 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,900 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,250 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,500 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,504 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 311 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 575 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,788 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 374 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 820 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 2,357 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 3,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALESFORCE INC | 79466L902 | CALL | 72 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE STATE BANK | 118240209 | COM | 4,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWILIO INC CL A | 90138F102 | Stock | 610 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 456 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,024 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F676 | COM | 460 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,050 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 450 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 450 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 562 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,312 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,905 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FFD FINL CORP COM | 30243c107 | COM | 929 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 1,372 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN TOWER CORP | 03027X950 | COM | 400 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIG 6 PERP | 416518603 | PUBLIC | 2,000 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WW GRAINGER INC COM | 384802104 | Stock | 200 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,528 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWL ROCK CAPITAL CORP | 691999684 | LP | 4,345 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 925 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 336 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,025 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 1,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 7,379 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 400 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 799 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 921 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,500 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,556 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley 4.875 Perp Pfd | 61762V804 | PFD | 2,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPM 4 3/4 PERP | 48128B622 | PUBLIC | 2,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAC 5 PERP | 06055H202 | PUBLIC | 2,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 2,895 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP DEPSHS RP PFD | 89832q836 | CV PFD | 1,970 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,256 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 783 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,540 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,269 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X901 | CALL | 2,532 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALL 5.1 PERP | 020002838 | PUBLIC | 2,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETHLON MED INC | 00808Y307 | COM | 30,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 1,850 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 1,625 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 643 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 2,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 750 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deutsche Post AG | 25157Y202 | Equity | 1,658 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO CO NEW DP PF CL A | 94988U151 | PREFERR | 2,150 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH LEVE | 25156d423 | CV PFD | 3,500 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 213 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,498 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,750 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLE INC | 037833900 | CALL | 40 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,076 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,548 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 600 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 300 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 753 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 1,620 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 347 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 741 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,700 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,674 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,800 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMC NETWORKS INC | 00164V103 | CL A | 1,650 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 557 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,600 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,518 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 596 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,117 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 846 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,600 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,347 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 333 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,019 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,741 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,100 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 881 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADOBE INC | 00724F901 | CALL | 12 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STURM RUGER & CO INC | 864159908 | CALL | 176 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,300 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSWELL J G | 101205102 | COMMON | 73 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 240 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 399 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 1,925 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 37 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 7,122 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 2,060 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 632 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 578 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 776 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,079 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,750 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,835 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 432 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELARIA INC | 879181105 | COM | 5,679 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 413 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 500 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 482 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 853 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,000 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FITBIT INC | 33812L102 | CL A | 5,009 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NELNET INC | 64034DAA5 | COM | 718 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 566 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INMODE LTD SHS | M5425M103 | Stock | 1,500 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 342 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 367 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 1,000 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 620 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,479 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 147 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 556 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTRON INC COM | 883203101 | Stock | 1,170 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,200 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 350 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,166 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,718 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46090C305 | EXCHANGE TRADED | 900 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANSELL LTD-UNSPON ADR | 03634M208 | COM | 451 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 688 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 539 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,500 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 880 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400100 | COM | 700 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 240 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC COM | 267475101 | Stock | 1,100 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 175 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-20-000029 | this filing | 2020-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000053 | base | 2021-11-12 | acceptance time not in the bulk data set |