13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 614 holding rows worth $2,280,648,000.
- Accession
- 0001446114-19-000066
- Filer
- CIK 1446114
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 971 entries on the cover page, a total value of $2,280,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,280,648,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,257 | $362,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 34,374 | $358,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 10,000 | $356,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 654 | $353,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,805 | $350,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,199 | $344,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 28,116 | $344,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,261 | $339,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,106 | $338,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 20,871 | $337,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 44,000 | $336,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,650 | $335,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 44,600 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,877 | $333,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,234 | $331,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,390 | $330,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,000 | $327,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,746 | $325,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,070 | $324,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 20,000 | $323,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 29,280 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,114 | $317,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,545 | $317,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,571 | $317,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,907 | $314,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,248 | $313,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,570 | $311,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,042 | $309,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,977 | $307,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 49,200 | $306,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,875 | $305,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,831 | $304,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5,513 | $297,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,750 | $295,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 51,790 | $293,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,040 | $291,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $287,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,013 | $286,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 46,100 | $284,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,250 | $283,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 10,152 | $282,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,350 | $279,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,000 | $276,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,635 | $276,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 67,994 | $270,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 320 | $269,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,823 | $264,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,829 | $264,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,726 | $263,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,021 | $260,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,056 | $260,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,316 | $260,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,043 | $259,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 23,000 | $256,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,803 | $255,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 956 | $254,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,000 | $254,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,949 | $253,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,220 | $249,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,975 | $245,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 42,304 | $245,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,148 | $243,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,929 | $240,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,000 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,680 | $235,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,000 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,601 | $226,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 13,115 | $225,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 725 | $221,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 33,152 | $212,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,000 | $212,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 954 | $211,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 36,720 | $211,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,181 | $208,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,196 | $207,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,297 | $206,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,652 | $203,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 27,498 | $203,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,122 | $202,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,618 | $202,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 790 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,000 | $201,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,590 | $200,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 44,527 | $199,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 53,818 | $198,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,498 | $197,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,110 | $195,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,479 | $192,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,441 | $189,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 14,379 | $189,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,600 | $183,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,861 | $181,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,388 | $175,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 31,429 | $172,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 50,000 | $153,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,342 | $150,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 12,664 | $131,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,000 | $128,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 15,989 | $128,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,000 | $125,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 50,000 | $122,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $120,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,190 | $118,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 33,623 | $113,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,125 | $88,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 20,000 | $87,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 170,000 | $86,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,740 | $85,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 63,458 | $81,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 31,000 | $68,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,518 | $55,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,447 | $46,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,000 | $44,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,600 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-19-000066 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-19-000067 | superseded | 2019-11-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-19-000068 | base | 2019-11-19 | acceptance time not in the bulk data set |