13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 1,349 holding rows worth $2,595,738,000.
- Accession
- 0001446114-18-000047
- Filer
- CIK 1446114
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 1,992 entries on the cover page, a total value of $2,595,738,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,595,738,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDICINES CO | 584688105 | COM | 1,000 | $30,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 176 | $29,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 556 | $29,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,075 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 900 | $29,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,290 | $29,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 313 | $29,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,319 | $29,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 102 | $28,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 397 | $28,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 290 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 605 | $28,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 2,380 | $28,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 167 | $27,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 187 | $27,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,650 | $27,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,508 | $27,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,616 | $27,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 498 | $27,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 375 | $27,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,600 | $27,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,000 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 235 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 186 | $26,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 361 | $26,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $25,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 859 | $25,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 294 | $25,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 168 | $25,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 1,192 | $25,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 479 | $24,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 294 | $24,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,200 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,173 | $24,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 397 | $23,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 358 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 540 | $23,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 600 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 259 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,594 | $23,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 361 | $23,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,134 | $23,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,012 | $23,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 799 | $23,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 95 | $22,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 360 | $22,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 407 | $22,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 259 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $22,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 359 | $22,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 300 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 821 | $22,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 184 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 550 | $22,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,766 | $22,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 452 | $21,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 255 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,150 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 558 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 358 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 753 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 447 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 495 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,275 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 657 | $21,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 274 | $21,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $20,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 152 | $20,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $20,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 400 | $20,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 325 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 750 | $20,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 464 | $20,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 523 | $20,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 7,139 | $20,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 187 | $19,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $19,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 865 | $19,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 88 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 383 | $19,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 370 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 357 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,030 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 646 | $19,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $19,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 81 | $18,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 249 | $18,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 219 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 176 | $18,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 664 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 729 | $18,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,100 | $18,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 534 | $18,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 222 | $18,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $17,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 235 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 199 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,339 | $17,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 221 | $17,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,266 | $17,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 533 | $16,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 322 | $16,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 138 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 460 | $16,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,286 | $16,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 361 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 341 | $16,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 400 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 242 | $16,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 680 | $16,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 500 | $16,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 819 | $16,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 151 | $15,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 180 | $15,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,788 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 800 | $15,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 197 | $15,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 495 | $15,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 238 | $15,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,870 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 528 | $15,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 109 | $15,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 5,180 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 706 | $15,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 370 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,461,173 | $15,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 4,911 | $15,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 700 | $15,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 150 | $14,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 156 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 600 | $14,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 870 | $14,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 176 | $14,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 92 | $14,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 216 | $14,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 471 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 265 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $13,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 237 | $13,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 146 | $13,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 167 | $13,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 76 | $13,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 125 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 100 | $13,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 500 | $13,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,250 | $13,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $13,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 500 | $13,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 171 | $13,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 200 | $13,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 900 | $12,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 140 | $12,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 700 | $12,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 225 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 350 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 150 | $12,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $12,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 262 | $12,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 150 | $12,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 500 | $12,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $12,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 156 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 250 | $12,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $12,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $12,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 129 | $11,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 283 | $11,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 812 | $11,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 575 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 248 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $11,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 769 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 114 | $11,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 223 | $11,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,490 | $11,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 375 | $11,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 570 | $11,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 400 | $11,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 500 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 340 | $11,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 50 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 167 | $10,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 168 | $10,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 36 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $10,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 475 | $10,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 500 | $10,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 125 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 59 | $9,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 300 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,640 | $9,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 473 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 150 | $9,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 270 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 220 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $9,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 600 | $9,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 255 | $9,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,000 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 220 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $8,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $8,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 700 | $8,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,098 | $8,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 402 | $8,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 70 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 98 | $7,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 160 | $7,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 60 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 80 | $7,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 204 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 159 | $7,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 65 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 300 | $7,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,891 | $7,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 1,000 | $7,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 100 | $7,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 250 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $6,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $6,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 110 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 225 | $6,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $6,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $6,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 80 | $6,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 142 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 127 | $5,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 155 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 36 | $5,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 100 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 207 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 50 | $5,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 660 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 125 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 286 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,100 | $5,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 164 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 36 | $4,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $4,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 24 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 85 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 155 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 500 | $4,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $4,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 233 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32 | $4,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 166 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 200 | $4,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 275 | $4,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,900 | $4,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 3,910 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 46 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 28 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 10 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 91 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202 | $3,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 365 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 277 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 182 | $3,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 250 | $3,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 131 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 137 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 201 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 95 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,224 | $3,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 327 | $3,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 500 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 26 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 146 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 71 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 48 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 32 | $2,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 75 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 63 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 45 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 30 | $2,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 90 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 33 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 53 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 53 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 184 | $2,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 50 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 279 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $1,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 69 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 72 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 17 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 24 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 17 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 187 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 800 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 8,376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-18-000047 | this filing | 2018-11-13 | acceptance time not in the bulk data set |