13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 651 holding rows worth $1,725,202,000.
- Accession
- 0001446114-17-000035
- Filer
- CIK 1446114
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 1,282 entries on the cover page, a total value of $1,725,202,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,725,202,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerAncora Inverness LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEURODERM LTD | M74231107 | ORD SHS | 10,000 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,608 | $386,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 187,280 | $384,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 372,270 | $384,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,858 | $383,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 10,560 | $381,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,840 | $380,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,993 | $379,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 27,200 | $379,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,555 | $378,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,599 | $378,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 200,000 | $378,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,610 | $370,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,548 | $369,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,269 | $366,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,392 | $366,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,889 | $365,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 24,260 | $362,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,919 | $359,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 10,000 | $357,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 7,126 | $356,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 10,025 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,352 | $351,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,923 | $346,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,296 | $341,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,600 | $339,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,117 | $337,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,492 | $337,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,000 | $337,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 26,942 | $335,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,428 | $333,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 39,062 | $332,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,225 | $330,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,728 | $330,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 63,970 | $328,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 55,000 | $328,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,608 | $326,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 14,950 | $321,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,001 | $319,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,317 | $317,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 33,623 | $311,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 102,300 | $311,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 60,000 | $310,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,355 | $303,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,974 | $303,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,402 | $301,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,450 | $297,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 16,280 | $297,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,402 | $296,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,955 | $295,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 22,356 | $292,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 42,548 | $291,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 22,010 | $290,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,610 | $289,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,562 | $287,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 42,000 | $287,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 5,851 | $281,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,850 | $281,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 40,000 | $278,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,050 | $277,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,780 | $276,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,000 | $276,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,150 | $275,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,938 | $273,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 16,965 | $273,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 261,921 | $272,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 29,011 | $271,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,958 | $268,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,000 | $268,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 31,935 | $268,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,738 | $263,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,150 | $261,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 10,000 | $261,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,000 | $256,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,980 | $255,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,732 | $252,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,795 | $251,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 56,025 | $250,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,355 | $247,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 19,160 | $243,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,719 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,961 | $240,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,937 | $238,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,488 | $237,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,305 | $236,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,383 | $236,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,335 | $236,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 82,775 | $236,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 16,913 | $235,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,047 | $232,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,581 | $231,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,698 | $230,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,500 | $230,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,298 | $230,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,873 | $229,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,361 | $228,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,984 | $227,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,925 | $227,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,000 | $224,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 66,819 | $218,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,407 | $217,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 100,000 | $217,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 6,818 | $215,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,741 | $211,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,960 | $210,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 22,303 | $209,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,240 | $209,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,280 | $208,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,487 | $206,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 3,725 | $206,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,149 | $205,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,400 | $205,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 189 | $202,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,556 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,000 | $202,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 80,305 | $201,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,828 | $200,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 242,276 | $199,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,464 | $198,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,900 | $197,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 30,000 | $194,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,610 | $192,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 44,522 | $189,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,000 | $189,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 41,495 | $177,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 15,000 | $164,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,902 | $161,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,232 | $159,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,000 | $153,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100,000 | $152,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,000 | $140,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,074 | $128,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,000 | $125,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $123,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 50,000 | $122,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 28,900 | $112,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,500 | $107,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,000 | $106,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,000 | $102,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 48,000 | $99,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,400 | $98,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,800 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,015 | $83,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,875 | $82,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,000 | $79,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,000 | $70,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 85,000 | $59,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 16,553 | $58,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 25,000 | $53,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 4,461,173 | $52,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 56,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-17-000035 | this filing | 2017-11-14 | acceptance time not in the bulk data set |