13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 616 holding rows worth $1,476,850,000.
- Accession
- 0001446114-17-000019
- Filer
- CIK 1446114
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 1,165 entries on the cover page, a total value of $1,476,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,476,850,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerAncora Inverness, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,779 | $325,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 130,000 | $324,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,899 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,169 | $322,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 67,500 | $321,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 35,380 | $311,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,144 | $308,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 13,400 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,000 | $306,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 24,295 | $305,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 20,233 | $305,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,863 | $302,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,545 | $300,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 16,965 | $299,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 104,000 | $292,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,388 | $288,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,436 | $287,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,775 | $286,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 46,046 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,263 | $281,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,355 | $280,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 71,800 | $280,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,797 | $274,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,777 | $274,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 105,200 | $274,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,502 | $273,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 22,010 | $273,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 34,000 | $272,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,517 | $271,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,053 | $269,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 20,848 | $268,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 52,256 | $267,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 5,851 | $267,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,993 | $266,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 14,700 | $264,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 15,000 | $263,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 273,198 | $262,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 35,000 | $261,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,850 | $260,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 7,846 | $260,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,000 | $259,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,000 | $259,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,740 | $258,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 31,085 | $255,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,400 | $255,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,736 | $254,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,000 | $254,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,868 | $253,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 4,500 | $250,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,000 | $248,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,357 | $242,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,033 | $241,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,008 | $240,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,050 | $239,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,961 | $233,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,938 | $230,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,000 | $230,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,280 | $229,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,635 | $228,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 12,370 | $228,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,061 | $226,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 6,818 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,961 | $224,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,699 | $223,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,462 | $223,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 28,000 | $223,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,937 | $219,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 36,419 | $219,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,500 | $216,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,407 | $216,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 17,413 | $213,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,600 | $212,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,584 | $211,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,076 | $211,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,000 | $207,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,019 | $206,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,000 | $202,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 30,000 | $199,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 63,800 | $197,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,900 | $195,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,610 | $179,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 15,000 | $170,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 179,500 | $165,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 40,000 | $164,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 14,024 | $152,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 380,000 | $152,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,900 | $151,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,486 | $142,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 11,000 | $142,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,000 | $141,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100,000 | $137,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 160,700 | $134,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,074 | $133,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 30,488 | $133,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 21,001 | $128,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 120,000 | $122,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 10,000 | $122,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 382,641 | $122,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $115,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 48,156 | $110,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,500 | $103,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,200 | $102,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,000 | $101,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,300 | $94,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,000 | $93,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 80,000 | $84,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,015 | $83,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 48,000 | $82,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 18,922 | $78,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,875 | $76,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 15,000 | $73,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,429 | $65,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 165,477 | $61,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 77,715 | $59,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 14,790 | $39,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 4,461,173 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-17-000019 | this filing | 2017-05-15 | acceptance time not in the bulk data set |