13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,239 holding rows worth $1,370,986,000.
- Accession
- 0001446114-17-000014
- Filer
- CIK 1446114
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,963 entries on the cover page, a total value of $1,370,986,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,370,986,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerAncora Inverness, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,735 | $14,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 400 | $14,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,520 | $14,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,030 | $14,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 93 | $13,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 223 | $13,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 200 | $13,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $13,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 575 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $13,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 216 | $13,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,800 | $13,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 240 | $12,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 151 | $12,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 150 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 300 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 600 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 310 | $12,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 652 | $12,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,000 | $12,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $12,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 900 | $12,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,000 | $12,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 168 | $11,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 300 | $11,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 225 | $11,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 716 | $11,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 700 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $11,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 769 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 700 | $11,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 700 | $11,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 400 | $11,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 283 | $11,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 550 | $11,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 900 | $10,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 325 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 102 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $10,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 225 | $10,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 50 | $10,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 50 | $10,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $10,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200 | $10,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 150 | $10,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 500 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 715 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 500 | $10,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 250 | $10,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 960 | $10,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,440 | $10,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 730 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 75 | $9,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 167 | $9,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $9,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 220 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 100 | $9,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $9,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 600 | $9,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 60 | $8,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $8,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 82 | $8,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 57 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 750 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 600 | $8,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 590 | $8,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 165 | $8,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $8,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $8,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 830 | $8,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,500 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 500 | $8,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 65 | $7,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 86 | $7,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 65 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $7,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 100 | $7,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $7,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 115 | $7,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 150 | $7,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,400 | $7,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 260 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 268 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 300 | $7,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 700 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 999 | $7,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 80 | $7,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,050 | $7,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 2,000 | $7,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 219 | $6,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 215 | $6,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 400 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $6,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 351 | $6,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 250 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 500 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 500 | $6,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 730 | $6,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 300 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $6,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 200 | $6,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 100 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 67 | $5,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 89 | $5,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 124 | $5,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 155 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 300 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 133 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 80 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 420 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 136 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 500 | $5,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $5,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,000 | $5,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 860 | $5,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,891 | $5,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 594 | $5,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 574 | $5,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 29 | $4,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,500 | $4,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 110 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 23 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 750 | $4,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 375 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 100 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 95 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 88 | $4,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 25 | $3,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 29 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 75 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 215 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 277 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 250 | $3,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 233 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 155 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 29 | $3,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 166 | $3,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 272 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $3,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 355 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 210 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 537 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 94 | $3,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 225 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,224 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 400 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 500 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 63 | $3,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 327 | $3,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 330 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 182 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 81 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 29 | $2,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 45 | $2,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 44 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 200 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 162 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 29 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 58 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 53 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 80 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 300 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 20 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 30 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 300 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 54 | $2,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 28 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 46 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 100 | $2,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 318 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 12 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 10 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 100 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 150 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 100 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 64 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16 | $1,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 119 | $1,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,671 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-17-000014 | this filing | 2017-02-14 | acceptance time not in the bulk data set |