13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 2,340 holding rows worth $84,375,696,053.
- Accession
- 0001445546-23-007486
- Filer
- CIK 1125816
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 2,578 entries on the cover page, a total value of $84,375,696,053 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,375,696,053 with VALUE read as dollars as filed, 13F file number 028-06487. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerFirst Trust Capital Management L.P.028-17430
- reports for this filerCBOE Vest Financial, LLC028-20621
- included managerRiverFront Investment Group, LLC028-13577
- included managerHorizon Investments, LLC028-15165
- included managerSTONEBRIDGE ADVISORS LLC028-22691
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWELL BRANDS INC COM | 651229106 | Stock | 96,204 | $868,722 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 14,248 | $863,856 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 163,216 | $861,780 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 34,912 | $860,589 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 62,124 | $860,417 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 58,331 | $859,215 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 9,648 | $857,128 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 77,837 | $846,866 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 44,833 | $845,998 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 13,693 | $845,542 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,230 | $844,701 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 26,566 | $842,939 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 45,923 | $837,635 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 85,531 | $834,782 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 18,916 | $831,358 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 77,673 | $827,994 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 81,806 | $826,240 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 75,585 | $824,632 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 55,892 | $823,848 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 90,570 | $819,658 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 9,031 | $818,479 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 8,663 | $816,574 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 35,746 | $807,144 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 246,224 | $805,152 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 64,980 | $804,452 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 41,713 | $804,226 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 25,212 | $801,489 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 625,502 | $800,642 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 73,094 | $798,917 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 60,072 | $794,151 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 14,338 | $792,030 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 65,709 | $785,879 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,784 | $785,050 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 34,592 | $782,810 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,344 | $782,109 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 51,250 | $777,975 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 72,395 | $777,522 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 168,874 | $776,820 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 213,237 | $776,183 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 53,376 | $772,357 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 183,358 | $771,937 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 81,216 | $766,679 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 40,354 | $765,111 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 53,569 | $764,429 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 15,238 | $762,966 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,921 | $762,528 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,841 | $754,539 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 66,999 | $751,727 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 37,385 | $749,943 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 40,118 | $749,404 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 57,633 | $748,652 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 38,563 | $745,808 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 72,617 | $745,050 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 22,400 | $743,456 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 49,488 | $737,371 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 23,798 | $734,168 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 79,620 | $732,504 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 80,199 | $724,196 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 21,523 | $721,665 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 74,626 | $717,902 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 37,490 | $713,809 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 15,384 | $713,202 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 26,181 | $712,908 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 14,936 | $711,102 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 27,731 | $710,468 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 27,280 | $710,371 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 128,699 | $709,131 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 31,881 | $708,714 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 23,792 | $706,384 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 9,321 | $705,226 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,808 | $698,092 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 54,561 | $696,743 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 37,210 | $693,594 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 11,133 | $693,029 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 44,039 | $690,086 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,557 | $688,744 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,539 | $684,378 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 82,993 | $683,030 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 62,093 | $675,571 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 181,693 | $674,081 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 16,906 | $669,815 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 152,246 | $668,359 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 45,281 | $668,347 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 174,523 | $664,932 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,015 | $664,735 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 19,051 | $657,640 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,180 | $655,168 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 126,169 | $653,555 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 23,481 | $652,067 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 72,515 | $649,009 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 83,620 | $648,055 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 76,556 | $646,898 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 7,037 | $645,504 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,812 | $643,674 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 275,956 | $642,977 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 435 | $640,533 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 249,793 | $639,470 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,829 | $639,324 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 77,542 | $636,619 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 56,738 | $636,600 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 98,257 | $630,809 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 25,070 | $630,761 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 21,375 | $630,562 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 5,143 | $621,325 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 41,564 | $620,966 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,510 | $620,357 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 25,591 | $614,695 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 48,966 | $614,523 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D838 | INTER GOVT ETF | 31,675 | $613,994 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 6,084 | $613,571 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 18,402 | $609,474 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 44,461 | $606,448 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 29,628 | $605,300 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,461 | $603,641 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,852 | $602,351 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 84,030 | $595,772 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 47,176 | $593,945 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 9,519 | $593,033 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 162,454 | $592,957 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 14,188 | $590,078 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,827 | $589,060 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 21,717 | $588,530 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 114,367 | $586,702 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 22,953 | $583,006 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 27,906 | $582,398 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 38,339 | $577,001 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 364,593 | $572,411 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 29,690 | $570,344 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 36,051 | $566,361 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 20,008 | $561,424 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 19,618 | $558,916 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 106,020 | $556,605 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 15,417 | $553,161 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 97,009 | $548,100 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,139 | $546,920 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 18,596 | $546,350 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 92,247 | $542,412 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 37,602 | $533,196 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 9,689 | $533,185 | dollars as filed | |
| V2X INC | 92242T101 | COM | 10,274 | $530,754 | dollars as filed | |
| DANA INC | 235825205 | COM | 35,992 | $528,002 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,443 | $525,922 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 112,687 | $505,964 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 70,442 | $505,069 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 64,495 | $503,061 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 42,809 | $502,577 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 11,907 | $500,451 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 9,161 | $497,075 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 11,509 | $496,843 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,743 | $493,131 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 168,625 | $492,385 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 7,296 | $485,621 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 17,301 | $485,120 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,978 | $481,992 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 14,178 | $481,626 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 15,280 | $479,792 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,864 | $475,812 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 16,563 | $475,358 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 60,159 | $474,066 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 56,513 | $466,232 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 9,518 | $466,225 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 30,657 | $465,066 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 14,609 | $463,689 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,881 | $461,305 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 32,363 | $459,878 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 10,664 | $458,658 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 23,046 | $457,009 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 24,494 | $456,568 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 47,040 | $453,464 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 34,674 | $446,254 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 13,062 | $445,936 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 17,775 | $445,797 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 22,461 | $443,155 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 10,107 | $440,463 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 22,088 | $439,772 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 62,517 | $433,867 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 36,533 | $432,916 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 9,825 | $432,594 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,966 | $430,854 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 9,679 | $426,843 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 26,059 | $425,022 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 33,345 | $423,479 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 60,232 | $422,226 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 26,424 | $419,608 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 2,454 | $415,020 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 82,481 | $414,879 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 18,592 | $413,672 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 14,947 | $405,661 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 12,657 | $405,403 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8,910 | $404,424 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,485 | $400,151 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 8,088 | $396,878 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,965 | $393,869 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 27,806 | $392,898 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,240 | $392,830 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,969 | $391,945 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 382,133 | $391,686 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 21,603 | $385,181 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 14,829 | $383,774 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 28,951 | $383,311 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 69,643 | $380,250 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 26,770 | $377,724 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 49,975 | $377,311 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,389 | $375,510 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,393 | $372,018 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 45,003 | $371,724 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 5,600 | $370,496 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 29,321 | $370,031 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 22,371 | $369,345 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 14,903 | $369,147 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 67,018 | $368,599 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 18,977 | $368,343 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,633 | $367,818 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 16,522 | $367,614 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 35,557 | $366,592 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 32,345 | $364,528 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,940 | $356,528 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 33,985 | $354,463 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 80,766 | $353,755 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 193,264 | $349,807 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 36,415 | $347,763 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 16,756 | $344,168 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 118,291 | $343,129 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,464 | $342,905 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 35,401 | $342,681 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 33,493 | $339,619 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 20,963 | $339,181 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 16,856 | $337,120 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 33,183 | $336,807 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,562 | $333,759 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 14,340 | $331,684 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 18,415 | $325,208 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 37,889 | $317,888 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 19,862 | $314,421 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 28,449 | $312,085 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 21,471 | $310,685 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 22,508 | $308,584 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,175 | $307,233 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 23,066 | $306,777 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,304 | $303,334 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 28,972 | $298,701 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,039 | $298,402 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,192 | $296,851 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 18,250 | $296,441 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 12,635 | $293,763 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 27,693 | $292,991 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 7,553 | $288,524 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,639 | $286,933 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 61,735 | $286,450 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 32,341 | $282,013 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 43,516 | $280,678 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 14,120 | $279,999 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 27,320 | $279,483 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 19,151 | $278,647 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 23,094 | $278,051 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,903 | $275,097 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,140 | $274,457 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 3,554 | $274,191 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,216 | $270,894 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 14,793 | $270,268 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 30,023 | $269,906 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 29,537 | $268,786 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,863 | $268,062 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 31,219 | $265,361 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,948 | $262,009 | dollars as filed | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,567 | $261,944 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 32,679 | $261,105 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 26,686 | $258,587 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 42,948 | $258,546 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 82,709 | $258,052 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,101 | $257,898 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 12,496 | $251,669 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 32,586 | $238,855 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 26,584 | $236,863 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,929 | $236,694 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 9,437 | $234,368 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,684 | $230,672 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 12,341 | $227,814 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,391 | $225,384 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 34,702 | $222,786 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,958 | $222,330 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,147 | $220,413 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,141 | $220,223 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,153 | $216,543 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 25,532 | $212,936 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,156 | $210,904 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 15,757 | $210,519 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 8,778 | $209,794 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 12,224 | $208,541 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 1,767 | $201,879 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 7,833 | $201,699 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 47,001 | $199,754 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,163 | $193,429 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,311 | $189,233 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 10,134 | $187,884 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,042 | $187,824 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 21,377 | $187,690 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 21,824 | $187,686 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,972 | $185,896 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 30,612 | $178,774 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 10,020 | $171,442 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 27,881 | $169,795 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 15,258 | $169,663 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,427 | $169,230 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 18,783 | $166,605 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,150 | $162,501 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 22,609 | $161,880 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 15,092 | $161,182 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 15,925 | $151,606 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 24,000 | $151,200 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,826 | $148,268 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,391 | $145,444 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 37,725 | $143,355 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 21,786 | $141,391 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,755 | $140,909 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,060 | $138,702 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,363 | $137,652 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 12,378 | $132,073 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,547 | $131,521 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,806 | $125,970 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 13,760 | $120,812 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,332 | $119,212 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 19,711 | $114,915 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,680 | $109,174 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,732 | $105,118 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 27,297 | $102,090 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 22,195 | $101,209 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 21,184 | $96,175 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 22,622 | $89,583 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,464 | $88,630 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 48,977 | $88,158 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,350 | $86,941 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 20,425 | $79,861 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,185 | $76,473 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,928 | $73,595 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,713 | $68,348 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 26,450 | $51,313 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,147 | $38,152 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,282 | $20,871 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 30,876 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-23-007486 | this filing | 2023-11-13 | acceptance time not in the bulk data set |