13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-02, with 2,303 holding rows worth $75,463,791,000.
- Accession
- 0001445546-21-000688
- Filer
- CIK 1125816
- Filed
- 2021-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,304 entries on the cover page, a total value of $75,463,791,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,463,791,000 with VALUE read as thousands by filing date, 13F file number 028-06487. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerStandard Life Aberdeen plc028-18172
- reports for this filerVivaldi Asset Management, LLC028-17430
- included managerEquitable Investment Management Group, LLC028-14633
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARTESIAN RES CORP | 043113208 | CL A | 20,468 | $759,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 25,736 | $756,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 74,787 | $755,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 21,281 | $752,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,602 | $749,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 57,014 | $749,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 18,777 | $745,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 28,409 | $745,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 83,256 | $745,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,477 | $744,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 41,467 | $739,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 14,763 | $732,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 57,833 | $729,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 68,867 | $729,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,061 | $728,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,349 | $728,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 9,321 | $724,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 9,177 | $724,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,433 | $723,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,700 | $722,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,359 | $717,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 41,027 | $716,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 21,465 | $710,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 28,845 | $701,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 34,713 | $698,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,809 | $697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 13,984 | $696,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 52,404 | $693,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 44,432 | $691,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 31,226 | $688,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 21,890 | $688,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 27,980 | $688,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,231 | $687,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 8,642 | $682,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 18,655 | $677,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 9,887 | $675,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 21,119 | $672,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 22,892 | $670,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 18,678 | $670,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 41,247 | $666,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,308 | $664,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 50,256 | $664,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 51,550 | $661,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,286 | $655,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 411,901 | $655,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 77,477 | $653,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 23,601 | $650,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 36,424 | $648,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,206 | $647,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 39,055 | $644,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 93,920 | $644,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 84,824 | $643,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,340 | $635,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 25,069 | $634,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 15,935 | $634,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 104,242 | $633,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 14,474 | $632,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,099 | $631,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 22,846 | $629,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 16,830 | $628,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 108,175 | $627,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,186 | $625,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,284 | $625,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,289 | $622,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 89,731 | $621,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 10,969 | $620,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 41,276 | $616,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,431 | $612,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,084 | $605,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 59,739 | $605,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 98,566 | $603,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 46,314 | $600,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 19,605 | $600,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 162,438 | $598,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,511 | $596,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 20,181 | $593,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 47,694 | $592,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,311 | $591,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 39,672 | $591,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 25,428 | $586,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 55,728 | $583,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 962 | $581,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 40,556 | $581,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 14,984 | $576,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 11,286 | $576,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 14,120 | $574,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 123,871 | $574,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 26,921 | $572,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 16,375 | $571,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 20,999 | $571,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 33,253 | $571,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 64,500 | $568,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 60,937 | $561,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 51,038 | $558,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 19,424 | $555,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 31,563 | $550,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,570 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,743 | $542,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,292 | $540,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,479 | $532,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 52,485 | $531,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 19,307 | $526,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 72,406 | $522,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 13,929 | $518,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 21,046 | $516,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 15,082 | $512,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 82,851 | $511,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 87,109 | $509,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 49,821 | $509,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 19,551 | $507,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 26,647 | $506,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 12,231 | $505,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 32,628 | $503,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 6,962 | $501,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 8,894 | $501,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 28,063 | $499,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 56,064 | $496,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,170 | $494,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,847 | $492,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,975 | $489,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 75,036 | $485,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 13,227 | $484,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,961 | $483,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,640 | $482,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 14,711 | $481,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 31,555 | $480,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,508 | $478,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,593 | $477,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 14,063 | $475,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,976 | $470,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,021 | $469,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 33,812 | $469,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,309 | $469,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 21,355 | $465,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 88,433 | $462,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 33,874 | $457,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 139,795 | $456,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,638 | $451,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 20,359 | $449,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 82,924 | $449,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,815 | $448,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,525 | $444,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 35,734 | $443,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 14,083 | $442,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 19,590 | $441,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 12,516 | $437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,631 | $426,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 24,802 | $425,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 114,592 | $423,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 13,472 | $422,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 60,428 | $422,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 27,590 | $422,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,548 | $420,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 7,856 | $419,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,277 | $416,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,495 | $416,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 33,290 | $415,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,129 | $414,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 35,828 | $413,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 21,055 | $412,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,985 | $411,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 8,925 | $409,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 28,500 | $408,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,619 | $407,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 60,662 | $404,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 109,090 | $403,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 37,895 | $402,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 20,309 | $401,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 9,386 | $399,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,606 | $399,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 5,550 | $392,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 28,719 | $391,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,738 | $389,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 12,663 | $388,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 32,261 | $388,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,292 | $382,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 16,571 | $382,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 35,173 | $381,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,953 | $380,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 35,931 | $379,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,799 | $379,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,823 | $377,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 173,372 | $371,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 30,818 | $369,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,286 | $365,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,977 | $363,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 25,917 | $361,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,947 | $360,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 22,678 | $360,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 86,268 | $358,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 17,906 | $358,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 24,113 | $355,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11,939 | $354,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 9,304 | $352,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 17,601 | $352,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 38,424 | $351,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,560 | $350,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 21,607 | $349,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 38,304 | $349,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 511,721 | $346,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 16,232 | $344,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 49,228 | $344,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 14,550 | $340,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 68,434 | $339,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 14,708 | $338,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,311 | $336,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 15,990 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,500 | $332,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 13,079 | $332,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 26,039 | $332,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 22,333 | $325,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 12,231 | $319,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,527 | $317,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,337 | $313,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 22,714 | $310,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,683 | $310,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,809 | $305,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 17,745 | $305,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,305 | $304,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,999 | $303,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 78,727 | $301,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,907 | $298,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,808 | $297,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 12,242 | $296,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 58,536 | $296,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 31,356 | $292,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,321 | $290,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 41,458 | $290,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 25,478 | $289,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,617 | $281,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 61,864 | $280,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 31,614 | $276,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 23,305 | $276,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,507 | $275,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,065 | $275,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 8,842 | $273,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,598 | $271,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,957 | $268,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 20,825 | $268,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,460 | $267,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,382 | $266,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 60,110 | $266,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,978 | $264,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,024 | $260,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 9,271 | $257,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 32,872 | $256,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 38,033 | $254,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 19,905 | $253,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 52,373 | $252,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,799 | $250,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 32,738 | $246,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,323 | $240,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,762 | $238,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,543 | $238,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,241 | $229,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 98,223 | $227,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,021 | $225,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,601 | $222,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 42,688 | $222,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,688 | $221,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 20,586 | $221,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 13,380 | $213,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,883 | $210,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,710 | $210,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 53,061 | $208,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 7,416 | $207,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,682 | $206,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,765 | $205,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,636 | $200,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,789 | $195,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,066 | $193,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,818 | $193,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 48,210 | $190,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 38,315 | $189,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 494 | $185,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 11,129 | $185,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 59,138 | $170,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 31,708 | $170,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 10,829 | $164,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 19,713 | $162,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,423 | $160,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 11,124 | $160,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,994 | $159,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,555 | $153,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 11,154 | $139,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,150 | $138,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 19,532 | $130,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 22,474 | $119,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 23,232 | $117,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,195 | $115,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 18,388 | $113,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 21,489 | $113,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,450 | $113,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 10,386 | $111,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 44,195 | $104,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 34,978 | $103,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,559 | $98,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,709 | $98,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,661 | $96,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,072 | $92,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 10,335 | $92,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 19,389 | $89,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 149,905 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-21-000688 | this filing | 2021-02-02 | acceptance time not in the bulk data set |