13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 2,299 holding rows worth $62,433,572,000.
- Accession
- 0001445546-20-005329
- Filer
- CIK 1125816
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,300 entries on the cover page, a total value of $62,433,572,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,433,572,000 with VALUE read as thousands by filing date, 13F file number 028-06487. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerStandard Life Aberdeen plc028-18172
- reports for this filerVivaldi Asset Management, LLC028-17430
- included managerEquitable Investment Management Group, LLC028-14633
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TANGER INC | 875465106 | COM | 93,126 | $562,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 13,176 | $562,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 37,018 | $559,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 25,813 | $559,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,024 | $558,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 43,987 | $556,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 48,848 | $549,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 29,746 | $549,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 19,505 | $546,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,059 | $542,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 24,415 | $538,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 61,897 | $538,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,498 | $538,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 169,657 | $538,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 36,937 | $533,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 10,412 | $533,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 104,653 | $532,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,856 | $531,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 67,341 | $531,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 92,382 | $530,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 36,711 | $529,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,712 | $526,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 21,242 | $523,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,667 | $522,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,652 | $520,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 44,331 | $520,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 221,493 | $518,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 57,001 | $516,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 23,924 | $515,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,010 | $514,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 23,966 | $514,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 43,541 | $513,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 212,689 | $510,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,132 | $506,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,990 | $505,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 123,560 | $504,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 17,778 | $504,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 22,794 | $498,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 32,587 | $498,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,548 | $497,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,216 | $496,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 19,871 | $494,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,404 | $491,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,657 | $485,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 37,910 | $482,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 57,984 | $481,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,823 | $479,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 17,914 | $479,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 265,070 | $477,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24,802 | $477,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 97,136 | $477,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,605 | $476,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 10,355 | $474,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,636 | $473,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,953 | $472,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,200 | $471,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 60,425 | $467,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,034 | $467,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 44,585 | $466,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 31,210 | $465,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 100,917 | $464,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 17,364 | $459,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 7,933 | $457,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 50,634 | $456,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 27,836 | $456,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 572,784 | $456,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 34,011 | $456,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 244,644 | $455,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 29,122 | $448,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,475 | $447,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 92,406 | $447,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 37,748 | $447,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,840 | $443,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,892 | $441,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,752 | $441,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 72,833 | $441,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,405 | $440,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 39,551 | $438,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,701 | $436,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 63,402 | $436,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 27,394 | $433,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 38,746 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,441 | $431,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,245 | $429,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 20,998 | $428,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 49,785 | $428,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 26,452 | $425,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 13,400 | $422,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 11,592 | $420,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 54,575 | $419,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 96,556 | $417,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 20,119 | $417,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 31,216 | $417,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 16,103 | $410,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,978 | $407,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 10,986 | $406,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,720 | $401,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 20,169 | $399,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 33,031 | $399,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 78,341 | $398,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 8,012 | $397,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,734 | $396,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,217 | $395,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 410,713 | $393,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,802 | $393,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 51,453 | $391,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 52,059 | $389,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 181,208 | $388,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,208 | $382,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 21,659 | $381,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 20,476 | $377,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 34,764 | $377,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,318 | $371,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 11,419 | $371,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 23,349 | $365,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 36,282 | $362,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 56,963 | $361,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 40,160 | $361,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,436 | $359,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 27,038 | $356,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,119 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 16,594 | $354,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,910 | $352,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,195 | $351,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,138 | $351,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,392 | $351,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 43,074 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,432 | $350,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 25,884 | $347,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 86,193 | $347,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,091 | $346,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 11,181 | $342,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,721 | $340,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 16,303 | $340,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 29,164 | $339,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 72,042 | $339,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,719 | $336,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,701 | $334,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 34,353 | $333,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 22,589 | $331,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 29,721 | $331,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 930,879 | $328,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,666 | $326,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 86,800 | $324,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 61,180 | $323,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,559 | $322,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,822 | $318,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,446 | $317,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 27,218 | $316,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 31,896 | $314,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 28,051 | $314,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 8,115 | $310,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 15,138 | $309,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,626 | $309,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 27,969 | $308,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,703 | $307,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 15,213 | $306,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 31,451 | $306,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 135,228 | $303,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 43,648 | $303,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 42,389 | $299,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,792 | $299,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,804 | $297,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 88,465 | $297,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 16,413 | $296,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 24,043 | $295,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 66,205 | $293,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 35,969 | $293,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,355 | $289,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,832 | $288,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 14,172 | $285,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,255 | $282,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,165 | $280,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 42,802 | $279,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 35,924 | $278,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,733 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 10,367 | $276,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,165 | $275,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 8,290 | $275,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 21,741 | $275,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 13,106 | $275,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,638 | $273,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 20,427 | $273,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,231 | $270,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 91,693 | $270,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,265 | $269,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 25,863 | $268,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,318 | $265,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,331 | $262,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,064 | $262,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 62,861 | $262,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,269 | $259,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,348 | $258,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 40,380 | $253,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 20,394 | $253,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 533,353 | $252,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 6,816 | $251,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 82,346 | $250,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,725 | $249,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,073 | $246,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 33,942 | $245,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 29,310 | $244,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 119,427 | $239,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,141 | $238,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 32,758 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 15,450 | $237,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15,165 | $236,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 53,743 | $236,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,087 | $230,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,635 | $229,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,762 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,700 | $227,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 93,498 | $226,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,196 | $225,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,679 | $224,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,974 | $221,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,828 | $219,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 23,484 | $217,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 16,640 | $217,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 84,363 | $215,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,813 | $215,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,734 | $214,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 7,154 | $213,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,115 | $213,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,012 | $212,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,268 | $212,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 11,511 | $211,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,758 | $211,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,710 | $208,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,805 | $208,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 20,415 | $208,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,021 | $207,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,500 | $207,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 8,190 | $203,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 202,036 | $202,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,358 | $202,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,568 | $201,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 43,317 | $200,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 15,355 | $198,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 18,561 | $196,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 71,372 | $196,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 32,518 | $188,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 14,674 | $187,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,799 | $187,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 35,663 | $186,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 21,036 | $182,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 17,304 | $176,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 23,489 | $175,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,818 | $175,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 30,585 | $169,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 19,063 | $166,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 60,130 | $164,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 19,138 | $160,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 14,073 | $154,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 10,958 | $153,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,676 | $153,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,284 | $153,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,616 | $151,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 14,543 | $151,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,555 | $146,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,950 | $146,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,906 | $144,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 11,124 | $143,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,241 | $141,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,053 | $139,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 141,293 | $138,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,075 | $137,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 67,616 | $137,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,819 | $136,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,079 | $133,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 54,936 | $132,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 36,449 | $130,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,526 | $128,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 10,040 | $125,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,086 | $124,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,634 | $123,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,151 | $122,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,501 | $117,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 10,769 | $113,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 10,029 | $113,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,307 | $108,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,479 | $100,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 15,510 | $100,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,535 | $100,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,546 | $98,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,232 | $92,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 10,335 | $91,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 156,597 | $85,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,635 | $82,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 43,375 | $80,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 13,942 | $79,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 20,250 | $79,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 19,857 | $69,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 84,130 | $68,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,243 | $60,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 94,709 | $57,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,510 | $53,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,399 | $42,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 17,404 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-20-005329 | this filing | 2020-11-05 | acceptance time not in the bulk data set |